23rd Oct 2008 15:16
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
|
Name of person dealing (Note 1) |
BlackRock Group |
|
Company dealt in |
Rio Tinto Plc |
|
Class of relevant security to which the dealings being disclosed relate (Note 2) |
10p Ordinary shares |
|
Date of dealing |
22nd October 2008 |
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
|
(a) |
Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3) |
|
|
Long |
Short |
||
|
|
Number |
(%) |
Number |
(%) |
|
(1) Relevant securities |
28,679,304 |
2.87% |
||
|
(2) Derivatives (other than options) |
103,511 |
0.01% |
||
|
(3) Options and agreements to purchase/sell |
98,500 |
0.009% |
-115,000 |
-0.01% |
|
Total |
28,881,315 |
2.89% |
-115,000 |
-0.01% |
|
(b) |
Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3) |
|
Class of relevant security: |
Long |
Short |
||
|
|
Number |
(%) |
Number |
(%) |
|
(1) Relevant securities |
||||
|
(2) Derivatives (other than options) |
||||
|
(3) Options and agreements to purchase/sell |
||||
|
Total |
(c) Rights to subscribe (Note 3)
|
Class of relevant security: |
Details |
3. DEALINGS (Note 4)
Purchases and sales
|
Purchase/sale |
Number of securities |
Price per unit (Note 5) |
|
Purchase |
*12,000 |
GBP 52.00 |
|
Purchase |
3,913 |
GBP 23.90 |
|
Purchase |
43,700 |
GBP 24.72 |
|
Purchase |
25 ADR = 100 ord shares |
USD 140.38 |
|
Purchase |
23 ADR = 92 ord shares |
USD 144.84 |
|
Purchase |
3 ADR = 12 ord shares |
USD 146.04 |
|
Purchase |
15 ADR = 60 ord shares |
USD 146.30 |
|
Purchase |
3 ADR = 12 ord shares |
USD 147.00 |
|
Purchase |
1 ADR = 4 ord shares |
USD 147.68 |
|
Purchase |
2 ADR = 8 ord shares |
USD 148.47 |
|
Purchase |
1 ADR = 4 ord shares |
USD 149.50 |
|
Purchase |
31 ADR = 124 ord shares |
USD 149.73 |
|
Purchase |
10 ADR = 40 ord shares |
USD 150.00 |
|
Purchase |
8 ADR = 32 ord shares |
USD 151.79 |
|
Purchase |
13 ADR = 52 ord shares |
USD 153.50 |
|
Purchase |
1 ADR = 4 ord shares |
USD 154.07 |
|
Purchase |
1 ADR = 4 ord shares |
USD 154.79 |
|
Purchase |
40 ADR = 160 ord shares |
USD 154.82 |
|
Purchase |
2 ADR = 8 ord shares |
USD 155.30 |
|
Purchase |
110 ADR = 440 ord shares |
USD 155.31 |
|
Sale |
11,350 |
GBP 23.53 |
|
Sale |
42,300 |
GBP 24.20 |
|
Sale |
200,000 |
GBP 24.571 |
|
Sale |
1 ADR = 4 ord shares |
USD 136.99 |
|
Sale |
1 ADR = 4 ord shares |
USD 141.51 |
|
Sale |
3 ADR = 12 ord shares |
USD 141.52 |
|
Sale |
1 ADR = 4 ord shares |
USD 143.39 |
|
Sale |
3 ADR = 12 ord shares |
USD 145.83 |
|
Sale |
5 ADR = 20 ord shares |
USD 145.84 |
|
Sale |
2 ADR = 8 ord shares |
USD 152.70 |
|
Sale |
4 ADR = 16 ord shares |
USD 152.71 |
|
Sale |
40 ADR = 160 ord shares |
USD 154.40 |
|
Sale |
1 ADR = 4 ord shares |
USD 154.56 |
|
Sale |
1 ADR = 4 ord shares |
USD 154.72 |
|
Sale |
13 ADR = 52 ord shares |
USD 154.91 |
|
Sale |
19 ADR = 76 ord shares |
USD 154.94 |
|
Sale |
4 ADR = 16 ord shares |
USD 155.19 |
* This trade relates to a partial put option exercised against BlackRock
Note: There was a transfer out of 119 ADRs representing 476 ord shares.
Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 6) |
Number of securities (Note 7) |
Price per unit (Note 5) |
|
CFD |
Long |
911 |
GBP 24.4666 |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
Other dealings (including new securities) (Note 4)
|
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None………………………………………………………………………………………………………………………
Is a Supplemental Form 8 attached? (Note 9) YES
|
Date of disclosure |
23rd October 2008 |
|
Contact name |
Kai Chew |
|
Telephone number |
020 7743 2602 |
|
If a connected EFM, name of offeree/offeror with which connected |
BHP Billiton |
|
If a connected EFM, state nature of connection (Note 10) |
Category 2 |
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
|
Product name, e.g. call option |
Written or purchased |
Number of securities to which the option or derivative relates |
Exercise price (Note 2) |
Type, e.g. American, European etc. |
Expiry date |
|
Call Option |
Bought |
22,500 |
GBP 65.00 |
European |
7th November 2008 |
|
Call Option |
Sold |
-55,000 |
GBP 71.50 |
European |
7th November 2008 |
|
Put Option |
Sold |
5,000 |
GBP 32.00 |
American |
21st November 2008 |
|
Call Option |
Sold |
-10,000 |
GBP 33.00 |
American |
21st November 2008 |
|
Put Option |
Sold |
71,000 |
GBP 52.00 |
American |
19th December 2008 |
|
Put Option |
Bought |
-50,000 |
GBP 32.00 |
American |
19th December 2008 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
Rio Tinto