20th May 2008 15:22
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers & Mergers)
1. KEY INFORMATION
Name of Person State Street
Dealing (Note 1) Global Advisors & Affiliates
Company Dealt In Rio Tinto PLC
Class of Relevant Security Ord
to Which the Dealings
Being Disclosed
Relate (Note 2)
Date of Dealing 19/05/2008
2. INTERESTS, SHORT POSITIONS & RIGHTS TO SUBSCRIBE
Variance of 12,269 due to Transfer Deliver
(a) Interests & Short Positions (following dealing) in
the Class of Relevant Security Dealt In (Note 3)
Class of Relevant Security: Long Short Number % Number % (1) Relevant Securities 27165549 2.72438 (2) Derivatives 0 0.00000 0 0.00000 other than options (3) Options & Agreements to Purchase/Sell Total 27165549 2.72438 0 0.00000
(b) Interests & Short Positions in Relevant Securities of the Company
(ex.Class Dealt In) (Note 3)
Class of Relevant Security: Long Short Number % Number % (1) Relevant Securities (2) Derivatives other than options (3) Options & Agreements to Purchase/Sell Total
(c) Rights to Subscribe (Note 3)
Class of Relevant Security: Details
3. DEALINGS (Note 4)
(a) Purchases & Sales
Purchase / Number of Price Sale Securities per Unit BUY 12269 64.09 BUY 12269 64.09 BUY 3659 70.43 BUY 641 70.13 SELL 2430 69.69
(b) Derivatives Transactions (other than options)
Product Name (e.g. CFD) Long/Short No./Securites Price/Unit (Note 6) (Note 7) (Note 5) (c) Options Transactions in Respect of Existing Securities(i) Writing, Selling, Purchasing or Varying Product Name Write,Sell No/Securities Exercise Type (eg call option) Purchasing, Which the Price (e.g. USA, Varying etc. Optn Relates European etc) Relates-Note7 Expiry Date Option Money Paid/Received per Unit (Note 5) (ii) Exercising Product Name Number of Exercise (eg call option) Securities Price per Unit (Note 5)
(d) Other Dealings (including new securities) (Note 4)
Nature of Transaction Details Price / Unit (Note 8) if applicable (Note 5)
4. OTHER INFORMATION
(a)Agreements, Arrangements or Understandings Relating to Options or Derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing & any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which
any derivative referred to on this form is referenced.
If none, this should be stated.
Is a Supplemental Form 8 Attached? (Note 9) NO
Disclosure Date 20/05/2008
Contact Name Harshil Naik
Telephone Number 020 7698 6213
If Connected EFM N/A
Name of Offeree/Offeror
With Which Connected
If Connected EFM N/A
State Nature of
Connection (Note 10)
Notes:
The Notes on Form 8.3 can be viewed on the
Takeover Panel's website at www.thetakeoverpanel.org.uk
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers & Mergers)
1. KEY INFORMATION
Name of Person State Street
Dealing (Note 1) Global Advisors & Affiliates
Company Dealt In Rio Tinto LTD
Class of Relevant Security Ord
to Which the Dealings
Being Disclosed
Relate (Note 2)
Date of Dealing 19/05/2008
2. INTERESTS, SHORT POSITIONS & RIGHTS TO SUBSCRIBE
Variance of 1,068 due to Transfer Deliver
(a) Interests & Short Positions (following dealing) in
the Class of Relevant Security Dealt In (Note 3)
Class of Relevant Security: Long Short Number % Number % (1) Relevant Securities 8758248 1.91724 (2) Derivatives 0 0.00000 0 0.00000 other than options (3) Options & Agreements to Purchase/Sell Total 8758248 1.91724 0 0.00000
(b) Interests & Short Positions in Relevant Securities of the Company
(ex.Class Dealt In) (Note 3)
Class of Relevant Security: Long Short Number % Number % (1) Relevant Securities (2) Derivatives other than options (3) Options & Agreements to Purchase/Sell Total
(c) Rights to Subscribe (Note 3)
Class of Relevant Security: Details
3. DEALINGS (Note 4)
(a) Purchases & Sales
Purchase / Number of Price Sale Securities per Unit SELL 908 156.43
(b) Derivatives Transactions (other than options)
Product Name (e.g. CFD) Long/Short No./Securites Price/Unit (Note 6) (Note 7) (Note 5) (c) Options Transactions in Respect of Existing Securities(i) Writing, Selling, Purchasing or Varying Product Name Write,Sell No/Securities Exercise Type (eg call option) Purchasing, Which the Price (e.g. USA, Varying etc. Optn Relates European etc) Relates-Note7 Expiry Date Option Money Paid/Received per Unit (Note 5) (ii) Exercising Product Name Number of Exercise (eg call option) Securities Price per Unit (Note 5) (d) Other Dealings (including new securities) (Note 4) Nature of Transaction Details Price / Unit (Note 8) if applicable (Note 5)
4. OTHER INFORMATION
(a)Agreements, Arrangements or Understandings Relating to Options or Derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing & any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which
any derivative referred to on this form is referenced.
If none, this should be stated.
Is a Supplemental Form 8 Attached? (Note 9) NO
Disclosure Date 20/05/2008
Contact Name Harshil Naik
Telephone Number 020 7698 6213
If Connected EFM N/A
Name of Offeree/Offeror
With Which Connected
If Connected EFM N/A
State Nature of
Connection (Note 10)
Notes:
The Notes on Form 8.3 can be viewed on the
Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
Rio Tinto