9th Oct 2008 13:57
RNS Number : 4939F
State Street Global Advisors
09 October 2008
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers & Mergers)
1. KEY INFORMATION
Name of Person State Street
Dealing (Note 1) Global Advisors & Affiliates
Company Dealt In Rio Tinto PLC
Class of Relevant Security Ord
to Which the Dealings
Being Disclosed
Relate (Note 2)
Date of Dealing 08/10/2008
2. INTERESTS, SHORT POSITIONS & RIGHTS TO SUBSCRIBE
(a) Interests & Short Positions (following dealing) in
the Class of Relevant Security Dealt In (Note 3)
Class of Relevant Security: Long Short
Number % Number %
(1) Relevant Securities 26528614 2.66050
(2) Derivatives 0 0.00000 0 0.00000
other than options
(3) Options &
Agreements to
Purchase/Sell
Total 26528614 2.66050 0 0.00000
(b) Interests & Short Positions in Relevant Securities of the Company
(ex.Class Dealt In) (Note 3)
Class of Relevant Security: Long Short
Number % Number %
(1) Relevant Securities
(2) Derivatives
other than options
(3) Options &
Agreements to
Purchase/Sell
Total
(c) Rights to Subscribe (Note 3)
Class of Relevant Security: Details
3. DEALINGS (Note 4)
(a) Purchases & Sales
Purchase / Number of Price
Sale Securities per Unit
BUY 36212 26.27
BUY 1700 26.27
BUY 342 29.64
BUY 540 27.12
SELL 1833 26.27
SELL 79297 27.51
SELL 516 26.27
(b) Derivatives Transactions (other than options)
Product Name (e.g. CFD) Long/Short No./Securites Price/Unit
(Note 6) (Note 7) (Note 5)
(c) Options Transactions in Respect of Existing Securities
(i) Writing, Selling, Purchasing or Varying
Product Name Write,Sell No/Securities Exercise Type
(eg call option) Purchasing, Which the Price (e.g. USA,
Varying etc. Optn Relates European etc)
Relates-Note7
Expiry Date Option Money
Paid/Received
per Unit
(Note 5)
(ii) Exercising
Product Name Number of Exercise
(eg call option) Securities Price per
Unit (Note 5)
(d) Other Dealings (including new securities) (Note 4)
Nature of Transaction Details Price / Unit
(Note 8) if applicable
(Note 5)
4. OTHER INFORMATION
(a)Agreements, Arrangements or Understandings Relating to Options or Derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing & any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which
any derivative referred to on this form is referenced.
If none, this should be stated.
Is a Supplemental Form 8 Attached? (Note 9) NO
Disclosure Date 09/10/2008
Contact Name Harshil Naik
Telephone Number 020 7698 6213
If Connected EFM N/A
Name of Offeree/Offeror
With Which Connected
If Connected EFM N/A
State Nature of
Connection (Note 10)
Notes:
The Notes on Form 8.3 can be viewed on the
Takeover Panel’s website at www.thetakeoverpanel.org.uk
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers & Mergers)
1. KEY INFORMATION
Name of Person State Street
Dealing (Note 1) Global Advisors & Affiliates
Company Dealt In Rio Tinto LTD
Class of Relevant Security Ord
to Which the Dealings
Being Disclosed
Relate (Note 2)
Date of Dealing 08/10/2008
2. INTERESTS, SHORT POSITIONS & RIGHTS TO SUBSCRIBE
Variance of 14,144 due to Transfer Deliver
(a) Interests & Short Positions (following dealing) in
the Class of Relevant Security Dealt In (Note 3)
Class of Relevant Security: Long Short
Number % Number %
(1) Relevant Securities 8491539 1.85885
(2) Derivatives 0 0.00000 0 0.00000
other than options
(3) Options &
Agreements to
Purchase/Sell
Total 8491539 1.85885 0 0.00000
(b) Interests & Short Positions in Relevant Securities of the Company
(ex.Class Dealt In) (Note 3)
Class of Relevant Security: Long Short
Number % Number %
(1) Relevant Securities
(2) Derivatives
other than options
(3) Options &
Agreements to
Purchase/Sell
Total
(c) Rights to Subscribe (Note 3)
Class of Relevant Security: Details
3. DEALINGS (Note 4)
(a) Purchases & Sales
Purchase / Number of Price
Sale Securities per Unit
BUY 3268 81.12
BUY 604 82.28
BUY 407 81.12
SELL 5513 82.57
SELL 2914 82.57
SELL 1999 82.57
SELL 1282 82.57
SELL 2449 82.57
SELL 3367 82.57
SELL 13059 82.28
SELL 28 82.65
SELL 281 81.12
SELL 281 81.12
(b) Derivatives Transactions (other than options)
Product Name (e.g. CFD) Long/Short No./Securites Price/Unit
(Note 6) (Note 7) (Note 5)
(c) Options Transactions in Respect of Existing Securities
(i) Writing, Selling, Purchasing or Varying
Product Name Write,Sell No/Securities Exercise Type
(eg call option) Purchasing, Which the Price (e.g. USA,
Varying etc. Optn Relates European etc)
Relates-Note7
Expiry Date Option Money
Paid/Received
per Unit
(Note 5)
(ii) Exercising
Product Name Number of Exercise
(eg call option) Securities Price per
Unit (Note 5)
(d) Other Dealings (including new securities) (Note 4)
Nature of Transaction Details Price / Unit
(Note 8) if applicable
(Note 5)
4. OTHER INFORMATION
(a)Agreements, Arrangements or Understandings Relating to Options or Derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing & any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which
any derivative referred to on this form is referenced.
If none, this should be stated.
Is a Supplemental Form 8 Attached? (Note 9) NO
Disclosure Date 09/10/2008
Contact Name Harshil Naik
Telephone Number 020 7698 6213
If Connected EFM N/A
Name of Offeree/Offeror
With Which Connected
If Connected EFM N/A
State Nature of
Connection (Note 10)
Notes:
The Notes on Form 8.3 can be viewed on the
Takeover Panel’s website at www.thetakeoverpanel.org.uk
This information is provided by RNS
The company news service from the London Stock Exchange
Related Shares:
Rio Tinto