3rd Oct 2008 15:45
RNS Number : 0875F
State Street Global Advisors
03 October 2008
FORM 8.3 DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE (Rule 8.3 of the City Code on Takeovers & Mergers) 1. KEY INFORMATION Name of Person State Street Dealing (Note 1) Global Advisors & Affiliates Company Dealt In Rio Tinto PLC Class of Relevant Security Ord to Which the Dealings Being Disclosed Relate (Note 2) Date of Dealing 02/10/2008 2. INTERESTS, SHORT POSITIONS & RIGHTS TO SUBSCRIBE Variance of 6,523 due to Transfer Receive (a) Interests & Short Positions (following dealing) in the Class of Relevant Security Dealt In (Note 3) Class of Relevant Security: Long Short Number % Number % (1) Relevant Securities 26608360 2.66850 (2) Derivatives 0 0.00000 0 0.00000 other than options (3) Options & Agreements to Purchase/Sell Total 26608360 2.66850 0 0.00000 (b) Interests & Short Positions in Relevant Securities of the Company (ex.Class Dealt In) (Note 3) Class of Relevant Security: Long Short Number % Number % (1) Relevant Securities (2) Derivatives other than options (3) Options & Agreements to Purchase/Sell Total (c) Rights to Subscribe (Note 3) Class of Relevant Security: Details 3. DEALINGS (Note 4) (a) Purchases & Sales Purchase / Number of Price Sale Securities per Unit BUY 1113 32.10 BUY 557 35.74 BUY 322 31.98 BUY 105 35.36 BUY 10366 35.36 BUY 79 35.36 BUY 297 35.36 BUY 1314 35.36 BUY 892 32.31 BUY 284 32.10 BUY 297 32.10 SELL 735 32.10 SELL 5822 32.10 SELL 4320 32.10 (b) Derivatives Transactions (other than options) Product Name (e.g. CFD) Long/Short No./Securites Price/Unit (Note 6) (Note 7) (Note 5) (c) Options Transactions in Respect of Existing Securities (i) Writing, Selling, Purchasing or Varying Product Name Write,Sell No/Securities Exercise Type (eg call option) Purchasing, Which the Price (e.g. USA, Varying etc. Optn Relates European etc) Relates-Note7 Expiry Date Option Money Paid/Received per Unit (Note 5) (ii) Exercising Product Name Number of Exercise (eg call option) Securities Price per Unit (Note 5) (d) Other Dealings (including new securities) (Note 4) Nature of Transaction Details Price / Unit (Note 8) if applicable (Note 5) 4. OTHER INFORMATION (a)Agreements, Arrangements or Understandings Relating to Options or Derivatives Full details of any agreement, arrangement or understanding between the person disclosing & any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. Is a Supplemental Form 8 Attached? (Note 9) NO Disclosure Date 03/10/2008 Contact Name Harshil Naik Telephone Number 020 7698 6213 If Connected EFM N/A Name of Offeree/Offeror With Which Connected If Connected EFM N/A State Nature of Connection (Note 10) Notes: The Notes on Form 8.3 can be viewed on the Takeover Panel’s website at www.thetakeoverpanel.org.uk FORM 8.3 DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE (Rule 8.3 of the City Code on Takeovers & Mergers) 1. KEY INFORMATION Name of Person State Street Dealing (Note 1) Global Advisors & Affiliates Company Dealt In Rio Tinto LTD Class of Relevant Security Ord to Which the Dealings Being Disclosed Relate (Note 2) Date of Dealing 02/10/2008 2. INTERESTS, SHORT POSITIONS & RIGHTS TO SUBSCRIBE (a) Interests & Short Positions (following dealing) in the Class of Relevant Security Dealt In (Note 3) Class of Relevant Security: Long Short Number % Number % (1) Relevant Securities 8504019 1.86159 (2) Derivatives 0 0.00000 0 0.00000 other than options (3) Options & Agreements to Purchase/Sell Total 8504019 1.86159 0 0.00000 (b) Interests & Short Positions in Relevant Securities of the Company (ex.Class Dealt In) (Note 3) Class of Relevant Security: Long Short Number % Number % (1) Relevant Securities (2) Derivatives other than options (3) Options & Agreements to Purchase/Sell Total (c) Rights to Subscribe (Note 3) Class of Relevant Security: Details 3. DEALINGS (Note 4) (a) Purchases & Sales Purchase / Number of Price Sale Securities per Unit BUY 2650 92.94 BUY 504 94.60 BUY 485 94.60 BUY 4596 92.94 BUY 667 92.94 SELL 4904 91.25 SELL 191 91.25 SELL 226 92.88 (b) Derivatives Transactions (other than options) Product Name (e.g. CFD) Long/Short No./Securites Price/Unit (Note 6) (Note 7) (Note 5) (c) Options Transactions in Respect of Existing Securities (i) Writing, Selling, Purchasing or Varying Product Name Write,Sell No/Securities Exercise Type (eg call option) Purchasing, Which the Price (e.g. USA, Varying etc. Optn Relates European etc) Relates-Note7 Expiry Date Option Money Paid/Received per Unit (Note 5) (ii) Exercising Product Name Number of Exercise (eg call option) Securities Price per Unit (Note 5) (d) Other Dealings (including new securities) (Note 4) Nature of Transaction Details Price / Unit (Note 8) if applicable (Note 5) 4. OTHER INFORMATION (a)Agreements, Arrangements or Understandings Relating to Options or Derivatives Full details of any agreement, arrangement or understanding between the person disclosing & any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. Is a Supplemental Form 8 Attached? (Note 9) NO Disclosure Date 03/10/2008 Contact Name Harshil Naik Telephone Number 020 7698 6213 If Connected EFM N/A Name of Offeree/Offeror With Which Connected If Connected EFM N/A State Nature of Connection (Note 10) Notes: The Notes on Form 8.3 can be viewed on the Takeover Panel’s website at www.thetakeoverpanel.org.uk This information is provided by RNS
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Related Shares:
Rio Tinto