16th May 2008 14:06
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers & Mergers)
1. KEY INFORMATION
Name of Person State Street
Dealing (Note 1) Global Advisors & Affiliates
Company Dealt In Rio Tinto PLC
Class of Relevant Security Ord
to Which the Dealings
Being Disclosed
Relate (Note 2)
Date of Dealing 15/05/2008
2. INTERESTS, SHORT POSITIONS & RIGHTS TO SUBSCRIBE
Variance of 9,349 due to Transfer Receive
(a) Interests & Short Positions (following dealing) in
the Class of Relevant Security Dealt In (Note 3)
Class of Relevant Security: Long Short Number % Number %(1) Relevant Securities 27136051 2.72142
(2) Derivatives 0 0.00000 0 0.00000
other than options
(3) Options &
Agreements to
Purchase/Sell
Total 27136051 2.72142 0 0.00000
(b) Interests & Short Positions in Relevant Securities of the Company
(ex.Class Dealt In) (Note 3)
Class of Relevant Security: Long Short Number % Number %
(1) Relevant Securities
(2) Derivatives
other than options
(3) Options &
Agreements to
Purchase/Sell
Total
(c) Rights to Subscribe (Note 3)
Class of Relevant Security: Details
3. DEALINGS (Note 4)
(a) Purchases & Sales
Purchase / Number of Price Sale Securities per Unit BUY 500 69.16 BUY 1199 69.09 BUY 570 67.51 BUY 5911 68.78 BUY 2394 68.78 SELL 12290 57.42 SELL 260 70.23 SELL 5045 70.23 SELL 11995 70.23 SELL 11995 70.23
(b) Derivatives Transactions (other than options)
Product Name (e.g. CFD) Long/Short No./Securites Price/Unit (Note 6) (Note 7) (Note 5)
(c) Options Transactions in Respect of Existing Securities
(i) Writing, Selling, Purchasing or Varying
Product Name Write,Sell No/Securities Exercise Type (eg call option) Purchasing, Which the Price (e.g. USA, Varying etc. Optn Relates European etc) Relates-Note7
Expiry Date Option Money Paid/Received per Unit (Note 5)
(ii) Exercising
Product Name Number of Exercise (eg call option) Securities Price per Unit (Note 5)
(d) Other Dealings (including new securities) (Note 4)
Nature of Transaction Details Price / Unit (Note 8) if applicable (Note 5)4. OTHER INFORMATION
(a)Agreements, Arrangements or Understandings Relating to Options or Derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing & any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which
any derivative referred to on this form is referenced.
If none, this should be stated.
Is a Supplemental Form 8 Attached? (Note 9) NO
Disclosure Date 16/05/2008Contact Name Harshil NaikTelephone Number 020 7698 6213 If Connected EFM N/A Name of Offeree/Offeror With Which Connected If Connected EFM N/A State Nature of Connection (Note 10)
Notes:
The Notes on Form 8.3 can be viewed on the
Takeover Panel's website at www.thetakeoverpanel.org.uk
1. KEY INFORMATION Name of Person State Street Dealing (Note 1) Global Advisors & AffiliatesCompany Dealt In Rio Tinto LTDClass of Relevant Security Ord to Which the Dealings Being Disclosed Relate (Note 2) Date of Dealing 15/05/2008
2. INTERESTS, SHORT POSITIONS & RIGHTS TO SUBSCRIBE
Variance of 35 due to Transfer Receive
(a) Interests & Short Positions (following dealing) in
the Class of Relevant Security Dealt In (Note 3)
Class of Relevant Security: Long Short Number % Number % (1) Relevant Securities 8767256 1.91921 (2) Derivatives 0 0.00000 0 0.00000 other than options (3) Options & Agreements to Purchase/Sell Total 8767256 1.91921 0 0.00000(b) Interests & Short Positions in Relevant Securities of the Company (ex.Class Dealt In) (Note 3) Class of Relevant Security: Long Short Number % Number % (1) Relevant Securities (2) Derivatives other than options (3) Options & Agreements to Purchase/Sell Total
(c) Rights to Subscribe (Note 3)
Class of Relevant Security: Details
3. DEALINGS (Note 4)
(a) Purchases & Sales
Purchase / Number of Price Sale Securities per Unit BUY 2126 152.48 BUY 115 137.51 BUY 3558 137.55(b) Derivatives Transactions (other than options)
Product Name (e.g. CFD) Long/Short No./Securites Price/Unit (Note 6) (Note 7) (Note 5)
(c) Options Transactions in Respect of Existing Securities
(i) Writing, Selling, Purchasing or Varying
Product Name Write,Sell No/Securities Exercise Type (eg call option) Purchasing, Which the Price (e.g. USA, Varying etc. Optn Relates European etc) Relates-Note7
Expiry Date Option Money Paid/Received per Unit (Note 5)
(ii) Exercising
Product Name Number of Exercise (eg call option) Securities Price per Unit (Note 5) (d) Other Dealings (including new securities) (Note 4) Nature of Transaction Details Price / Unit (Note 8) if applicable (Note 5)
4. OTHER INFORMATION
(a)Agreements, Arrangements or Understandings Relating to Options or Derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing & any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which
any derivative referred to on this form is referenced.
If none, this should be stated.
Is a Supplemental Form 8 Attached? (Note 9) NO
Disclosure Date 16/05/2008Contact Name Harshil NaikTelephone Number 020 7698 6213 If Connected EFM N/A Name of Offeree/Offeror With Which Connected If Connected EFM N/A State Nature of Connection (Note 10)
Notes:
The Notes on Form 8.3 can be viewed on the
Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
Rio Tinto