19th Nov 2007 13:57
UBS Securities Australia Limited19 November 2007 FORM 8.3 DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE (Rule 8.3 of the Takeover Code) 1. KEY INFORMATION Name of person dealing (Note 1) UBS Securities Australia Limited Company dealt in Rio Tinto Limited Class of relevant security to which the Ordinary sharesdealings being disclosed relate (Note 2) Date of dealing 16 November 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 3) Long Short Number Number (%) (%) (1) Relevant securities 284,661 0.06% 3,006,249 0.66% (2) Derivatives (other than options) Warrants(3) Options and agreements to purchase/sell 6,521,431 1.43% 4,355,174 0.95% Total 6,806,092 1.49% 7,361,423 1.61% (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 3) Class of relevant security: Long Short Number Number (%) (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 3 on notes on form 8.3) Class of relevant security: Details (This should only be filled in where therights are over new shares and not existingshares) 3. DEALINGS (Note 4) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 5) ($AUD) Sale -76786 $142.67Sale -50000 $131.30Sale -18020 $131.30Sale -11227 $131.50Sale -9010 $131.30Sale -9010 $131.30Sale -5000 $133.00Sale -5000 $133.00Sale -5000 $133.00Sale -5000 $133.00Sale -5000 $131.87Sale -5000 $131.45Sale -5000 $131.21Sale -4955 $133.00Sale -4950 $132.90Sale -4905 $133.00Sale -4793 $132.36Sale -4726 $132.36Sale -4642 $131.86Sale -4619 $131.22Sale -4516 $133.30Sale -4358 $133.32Sale -4217 $131.50Sale -4090 $131.76Sale -4060 $131.20Sale -4000 $133.31Sale -3944 $133.18Sale -3873 $131.85Sale -3713 $133.00Sale -3675 $133.30Sale -3645 $131.80Sale -3480 $133.32Sale -3303 $132.32Sale -3276 $133.33Sale -3164 $131.87Sale -3100 $132.72Sale -3000 $131.50Sale -3000 $131.20Sale -2996 $131.50Sale -2898 $132.55Sale -2860 $133.30Sale -2828 $133.60Sale -2781 $131.20Sale -2753 $131.50Sale -2744 $133.18Sale -2653 $131.49Sale -2653 $131.49Sale -2653 $131.49Sale -2510 $133.00Sale -2500 $131.86Sale -2500 $131.51Sale -2490 $133.00Sale -2430 $133.14Sale -2417 $133.27Sale -2392 $131.50Sale -2347 $131.48Sale -2309 $133.00Sale -2301 $131.33Sale -2135 $133.04Sale -2002 $131.50Sale -2000 $133.51Sale -2000 $133.16Sale -2000 $133.18Sale -2000 $133.18Sale -2000 $133.10Sale -2000 $132.55Sale -2000 $131.50Sale -1797 $132.40Sale -1755 $133.18Sale -1700 $132.50Sale -1657 $131.35Sale -1653 $131.49Sale -1640 $133.30Sale -1601 $131.81Sale -1570 $133.14Sale -1516 $131.87Sale -1516 $131.87Sale -1500 $133.55Sale -1500 $133.27Sale -1500 $132.65Sale -1500 $132.50Sale -1468 $131.21Sale -1381 $133.60Sale -1337 $132.32Sale -1325 $133.30Sale -1325 $131.86Sale -1295 $132.08Sale -1291 $133.30Sale -1287 $133.00Sale -1277 $131.21Sale -1265 $131.50Sale -1214 $131.35Sale -1192 $132.32Sale -1113 $132.40Sale -1110 $131.81Sale -1089 $131.86Sale -1070 $131.35Sale -1000 $133.14Sale -1000 $133.18Sale -1000 $133.10Sale -1000 $132.90Sale -1000 $132.72Sale -1000 $131.81Sale -1000 $131.81Sale -1000 $131.50Sale -1000 $131.20Sale -1000 $131.21Sale -1000 $131.20Sale -950 $132.90Sale -947 $131.65Sale -940 $131.20Sale -921 $131.20Sale -910 $131.76Sale -875 $131.21Sale -865 $131.80Sale -843 $131.35Sale -814 $132.40Sale -798 $133.16Sale -798 $133.16Sale -783 $131.50Sale -773 $132.65Sale -760 $131.21Sale -750 $132.50Sale -741 $131.20Sale -716 $133.30Sale -696 $131.50Sale -681 $132.72Sale -681 $131.70Sale -681 $132.72Sale -620 $131.50Sale -600 $131.33Sale -555 $132.72Sale -555 $132.72Sale -549 $133.16Sale -544 $131.33Sale -530 $132.41Sale -500 $133.51Sale -500 $133.58Sale -500 $133.31Sale -500 $132.85Sale -500 $132.50Sale -500 $132.36Sale -500 $132.32Sale -500 $131.86Sale -500 $131.50Sale -500 $131.50Sale -500 $131.50Sale -500 $131.50Sale -500 $131.33Sale -500 $131.33Sale -500 $131.20Sale -500 $131.20Sale -484 $133.30Sale -471 $132.80Sale -425 $131.86Sale -400 $131.50Sale -400 $131.52Sale -400 $131.51Sale -400 $131.20Sale -381 $131.22Sale -380 $131.50Sale -380 $131.21Sale -375 $133.00Sale -375 $133.00Sale -368 $131.21Sale -363 $132.36Sale -360 $132.32Sale -345 $131.70Sale -339 $131.50Sale -329 $132.21Sale -310 $132.32Sale -307 $134.49Sale -302 $132.61Sale -300 $132.08Sale -300 $131.65Sale -296 $131.87Sale -289 $132.51Sale -289 $131.81Sale -289 $131.81Sale -284 $133.32Sale -260 $132.72Sale -260 $132.36Sale -250 $131.86Sale -250 $131.80Sale -250 $131.33Sale -247 $131.50Sale -241 $133.18Sale -241 $131.58Sale -238 $134.79Sale -237 $134.19Sale -234 $131.50Sale -232 $133.32Sale -225 $132.36Sale -200 $132.50Sale -200 $132.36Sale -200 $131.33Sale -190 $131.80Sale -179 $134.14Sale -178 $131.50Sale -177 $133.18Sale -170 $134.16Sale -170 $132.36Sale -169 $133.16Sale -166 $133.00Sale -162 $131.86Sale -162 $131.70Sale -162 $131.70Sale -162 $131.70Sale -162 $131.70Sale -162 $131.70Sale -161 $133.10Sale -161 $133.10Sale -161 $133.10Sale -161 $133.10Sale -161 $133.10Sale -161 $133.10Sale -161 $133.10Sale -161 $133.10Sale -161 $132.94Sale -161 $132.94Sale -161 $132.94Sale -161 $132.94Sale -161 $132.94Sale -161 $132.94Sale -161 $132.94Sale -161 $132.94Sale -161 $132.94Sale -161 $132.94Sale -161 $132.94Sale -161 $132.94Sale -161 $132.94Sale -161 $132.94Sale -161 $132.94Sale -161 $132.94Sale -161 $132.94Sale -161 $132.94Sale -161 $132.94Sale -161 $132.94Sale -161 $132.94Sale -161 $132.94Sale -161 $132.94Sale -161 $132.94Sale -161 $132.94Sale -161 $132.94Sale -161 $132.94Sale -161 $132.94Sale -161 $132.94Sale -161 $132.94Sale -161 $132.40Sale -161 $132.40Sale -161 $132.40Sale -161 $132.40Sale -161 $132.40Sale -161 $132.40Sale -161 $132.41Sale -157 $131.20Sale -150 $132.08Sale -123 $131.50Sale -118 $132.70Sale -118 $132.40Sale -116 $132.94Sale -116 $131.35Sale -115 $133.30Sale -115 $131.21Sale -109 $131.65Sale -100 $133.10Sale -100 $132.65Sale -100 $132.55Sale -100 $132.36Sale -100 $132.21Sale -100 $131.86Sale -100 $131.50Sale -100 $131.51Sale -100 $131.35Sale -98 $131.50Sale -96 $133.10Sale -96 $131.86Sale -96 $131.70Sale -95 $133.00Sale -95 $133.00Sale -90 $132.73Sale -87 $132.70Sale -84 $133.16Sale -83 $133.00Sale -83 $132.41Sale -75 $132.90Sale -75 $132.41Sale -75 $132.32Sale -73 $131.70Sale -71 $131.65Sale -68 $133.18Sale -67 $131.70Sale -65 $133.10Sale -61 $133.10Sale -57 $132.36Sale -54 $132.94Sale -51 $132.50Sale -50 $133.32Sale -50 $132.90Sale -50 $132.36Sale -50 $131.80Sale -50 $131.50Sale -50 $131.33Sale -49 $131.33Sale -45 $133.00Sale -43 $132.40Sale -40 $133.33Sale -40 $133.33Sale -40 $133.45Sale -40 $133.33Sale -40 $133.33Sale -40 $133.33Sale -40 $133.33Sale -40 $133.33Sale -40 $133.33Sale -40 $133.33Sale -40 $133.33Sale -40 $133.33Sale -40 $133.33Sale -40 $133.33Sale -40 $133.33Sale -40 $133.33Sale -40 $133.33Sale -40 $133.33Sale -40 $133.33Sale -40 $133.33Sale -40 $133.33Sale -40 $133.33Sale -40 $133.33Sale -40 $133.33Sale -40 $133.33Sale -40 $133.33Sale -40 $133.33Sale -40 $133.33Sale -40 $133.33Sale -40 $133.33Sale -40 $133.33Sale -40 $133.33Sale -40 $133.33Sale -40 $133.33Sale -40 $133.33Sale -40 $133.33Sale -40 $133.33Sale -40 $133.33Sale -40 $133.33Sale -40 $133.33Sale -40 $133.33Sale -40 $133.33Sale -40 $133.48Sale -40 $133.48Sale -40 $133.48Sale -40 $133.48Sale -40 $133.48Sale -40 $133.48Sale -40 $133.48Sale -40 $133.48Sale -40 $133.48Sale -40 $133.48Sale -40 $133.48Sale -40 $133.48Sale -40 $133.48Sale -40 $133.32Sale -40 $133.32Sale -40 $133.32Sale -40 $133.32Sale -40 $133.32Sale -40 $133.32Sale -40 $133.32Sale -40 $133.32Sale -40 $133.32Sale -40 $133.32Sale -40 $133.32Sale -40 $133.32Sale -40 $133.32Sale -40 $133.32Sale -40 $133.32Sale -40 $133.32Sale -40 $133.32Sale -40 $133.32Sale -40 $133.32Sale -40 $133.32Sale -40 $133.32Sale -40 $133.32Sale -40 $133.32Sale -40 $133.32Sale -40 $133.32Sale -40 $133.32Sale -40 $133.32Sale -40 $133.32Sale -40 $133.32Sale -40 $133.32Sale -40 $133.32Sale -40 $133.32Sale -40 $133.32Sale -40 $133.32Sale -40 $133.32Sale -40 $133.32Sale -40 $133.32Sale -40 $133.32Sale -40 $133.32Sale -40 $133.32Sale -40 $133.32Sale -40 $133.32Sale -40 $133.32Sale -40 $133.32Sale -40 $133.32Sale -40 $133.32Sale -40 $133.32Sale -40 $133.27Sale -40 $133.27Sale -40 $133.27Sale -40 $133.27Sale -40 $133.27Sale -40 $133.27Sale -40 $133.27Sale -40 $133.27Sale -40 $133.27Sale -40 $133.27Sale -40 $133.27Sale -40 $133.27Sale -40 $133.27Sale -40 $133.27Sale -40 $133.27Sale -40 $133.27Sale -40 $133.27Sale -40 $133.27Sale -40 $133.27Sale -40 $133.27Sale -40 $133.16Sale -40 $133.16Sale -40 $133.16Sale -40 $133.16Sale -40 $133.16Sale -40 $133.16Sale -40 $133.16Sale -40 $133.16Sale -40 $133.16Sale -40 $133.16Sale -40 $133.16Sale -40 $133.16Sale -40 $133.16Sale -40 $133.16Sale -40 $133.16Sale -40 $133.16Sale -40 $133.16Sale -40 $133.16Sale -40 $133.16Sale -40 $133.16Sale -40 $133.16Sale -40 $133.16Sale -40 $133.16Sale -40 $133.16Sale -40 $133.16Sale -40 $133.16Sale -40 $133.16Sale -40 $133.16Sale -40 $133.16Sale -40 $133.16Sale -40 $133.16Sale -40 $133.16Sale -40 $133.16Sale -40 $133.16Sale -40 $133.16Sale -40 $132.40Sale -40 $132.40Sale -40 $132.41Sale -38 $132.08Sale -37 $132.40Sale -36 $132.41Sale -34 $131.58Sale -30 $133.33Sale -30 $133.10Sale -30 $133.10Sale -28 $134.14Sale -27 $133.27Sale -26 $132.40Sale -24 $132.41Sale -24 $131.87Sale -23 $132.41Sale -22 $131.85Sale -20 $132.21Sale -19 $132.72Sale -16 $131.86Sale -15 $133.48Sale -15 $133.48Sale -15 $133.18Sale -15 $133.00Sale -15 $131.70Sale -14 $133.37Sale -14 $132.36Sale -13 $133.27Sale -11 $133.30Sale -11 $131.49Sale -10 $132.51Sale -10 $131.21Sale -8 $132.72Sale -7 $132.90Sale -6 $134.20Sale -6 $132.40Sale -6 $131.33Sale -2 $132.55Sale -1 $134.19Sale -1 $132.61Purchase 1 $134.90Purchase 1 $134.48Purchase 1 $134.43Purchase 2 $134.48Purchase 2 $131.48Purchase 2 $131.49Purchase 7 $132.86Purchase 8 $134.41Purchase 8 $134.48Purchase 8 $134.36Purchase 8 $134.29Purchase 8 $131.49Purchase 9 $134.41Purchase 10 $134.44Purchase 10 $131.21Purchase 11 $134.36Purchase 14 $132.86Purchase 14 $134.41Purchase 15 $135.00Purchase 20 $134.29Purchase 26 $134.48Purchase 36 $134.37Purchase 43 $134.46Purchase 50 $135.00Purchase 54 $134.44Purchase 57 $134.29Purchase 63 $132.40Purchase 69 $134.36Purchase 78 $134.41Purchase 78 $134.40Purchase 100 $134.36Purchase 100 $134.43Purchase 100 $134.41Purchase 100 $131.64Purchase 100 $131.64Purchase 108 $134.47Purchase 134 $134.41Purchase 134 $134.37Purchase 137 $134.44Purchase 149 $134.36Purchase 153 $132.32Purchase 162 $134.50Purchase 166 $134.48Purchase 169 $134.44Purchase 172 $134.48Purchase 184 $131.48Purchase 191 $134.50Purchase 199 $134.46Purchase 200 $132.69Purchase 200 $134.47Purchase 200 $132.40Purchase 206 $134.41Purchase 208 $134.48Purchase 218 $133.00Purchase 220 $132.76Purchase 220 $134.41Purchase 222 $132.39Purchase 238 $134.79Purchase 238 $134.79Purchase 246 $134.48Purchase 247 $134.37Purchase 250 $134.31Purchase 250 $134.35Purchase 259 $134.40Purchase 262 $132.86Purchase 264 $134.48Purchase 289 $134.44Purchase 289 $131.81Purchase 300 $135.00Purchase 300 $134.43Purchase 300 $134.37Purchase 300 $132.40Purchase 301 $135.00Purchase 307 $134.49Purchase 307 $134.49Purchase 349 $134.40Purchase 360 $132.60Purchase 368 $134.44Purchase 368 $131.21Purchase 375 $133.00Purchase 386 $132.32Purchase 400 $135.00Purchase 400 $134.47Purchase 413 $134.27Purchase 431 $134.26Purchase 471 $132.80Purchase 471 $132.80Purchase 472 $134.37Purchase 500 $132.80Purchase 500 $132.54Purchase 500 $134.36Purchase 500 $134.43Purchase 500 $131.61Purchase 508 $132.86Purchase 527 $134.41Purchase 528 $135.00Purchase 536 $134.42Purchase 606 $134.42Purchase 640 $134.47Purchase 671 $134.48Purchase 681 $132.72Purchase 700 $134.48Purchase 750 $132.80Purchase 761 $132.70Purchase 773 $132.65Purchase 773 $132.65Purchase 778 $132.40Purchase 780 $133.10Purchase 798 $133.16Purchase 875 $131.21Purchase 878 $134.42Purchase 896 $134.48Purchase 900 $134.60Purchase 932 $134.85Purchase 993 $134.49Purchase 1000 $134.60Purchase 1000 $131.20Purchase 1083 $134.41Purchase 1209 $132.86Purchase 1227 $132.65Purchase 1279 $132.80Purchase 1406 $135.00Purchase 1469 $134.41Purchase 1516 $131.87Purchase 1639 $134.79Purchase 1640 $132.60Purchase 1750 $134.46Purchase 2000 $132.82Purchase 2000 $132.77Purchase 2000 $132.50Purchase 2000 $135.00Purchase 2301 $131.49Purchase 2350 $131.49Purchase 2653 $131.49Purchase 2653 $131.49Purchase 2653 $131.49Purchase 5000 $132.90Purchase 9010 $131.30Purchase 9010 $131.30Purchase 18020 $131.30Purchase 50000 $131.30Purchase 73382 $0.00Purchase 73382 $143.00Purchase 160341 $0.00Purchase 160341 $137.00Purchase 175000 $0.00Purchase 178835 $133.00Purchase 200000 $133.00TOTAL PURCHASE 1,183,309TOTAL SALES -496,279 (b) Derivatives transactions (other than options) Product name, Long/short (Note 6) Number of securities (Note 7) Price per unit (Note 5) e.g. CFD (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money purchasing, to which the option American,e.g. call option varying etc. relates price European etc. date paid/received per unit $AUD $AUDCall Warrant Selling -1 $85 European 24-Jan-08 $49.32Call Warrant Selling -6,000 $85 European 24-Jan-08 $49.32Call Warrant Selling -8,000 $85 European 24-Jan-08 $49.32Call Warrant Selling -8,999 $85 European 24-Jan-08 $49.32Call Warrant Selling -7,500 $85 European 24-Jan-08 $48.21Call Warrant Selling -285 $55 American 30-Jun-14 $69.82Call Warrant Selling -143 $55 American 30-Jun-14 $69.82Call Warrant Selling -215 $55 American 30-Jun-14 $69.82Call Warrant Selling -42 $55 American 30-Jun-14 $95.30Call Warrant Selling -21 $55 American 30-Jun-14 $95.67Call Warrant Selling -42 $55 American 30-Jun-14 $94.76Call Warrant Selling 42 $55 American 30-Jun-14 $95.00 (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 5) (d) Other dealings (including new securities) (Note 4) Nature of transaction (Note 8) Details Price per unit (if applicable) (Note 5) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 8 attached? (Note 9) YES/NO Date of disclosure 19 November 2007 Contact name Ann Tran Telephone number +612 9324 3652 If a connected EFM, name of offeree/offeror with which connected N/AIf a connected EFM, state nature of connection (Note 10) N/A Notes The Notes on Form 8.3 can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk FORM 8.3 DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE (Rule 8.3 of the Takeover Code) 1. KEY INFORMATION Name of person dealing (Note 1) UBS Securities Australia LimitedCompany dealt in Rio Tinto PlcClass of relevant security to which the Ordinary sharesdealings being disclosed relate (Note 2) Date of dealing 16 November 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 3) Long Short Number Number (%) (%) (1) Relevant securities 1,133,506 0.11% 902,185 0.09% (2) Derivatives (other than options) Warrants(3) Options and agreements to purchase/sell 1,124,274 0.11% Total 1,133,506 0.11% 2,026,459 0.20% (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 3) Class of relevant security: Long Short Number Number (%) (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 3 on notes on form 8.3) Class of relevant security: Details (This should only be filled in where therights are over new shares and not existingshares) 3. DEALINGS (Note 4) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 5) Sale -100000 GBP60.7113Sale -9041 GBP52.6967TOTAL SALE 109041 (b) Derivatives transactions (other than options) Product name, Long/short (Note 6) Number of securities (Note 7) Price per unit (Note 5) e.g. CFD (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money purchasing, to which the option American,e.g. call option varying etc. relates (Note 7) price European etc. date paid/received per unit (Note 5) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 5) (d) Other dealings (including new securities) (Note 4) Nature of transaction (Note 8) Details Price per unit (if applicable) (Note 5) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 8 attached? (Note 9) YES/NO Date of disclosure 19 November 2007 Contact name Ann Tran Telephone number +612 9324 3652 If a connected EFM, name of offeree/offeror with which connected N/AIf a connected EFM, state nature of connection (Note 10) N/A Notes The Notes on Form 8.3 can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto