2nd Jun 2008 14:25
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers & Mergers)
1. KEY INFORMATION
Name of Person State Street
Dealing (Note 1) Global Advisors & Affiliates
Company Dealt In Rio Tinto PLC
Class of Relevant Security Ord
to Which the Dealings
Being Disclosed
Relate (Note 2)
Date of Dealing 30/05/2008
2. INTERESTS, SHORT POSITIONS & RIGHTS TO SUBSCRIBE
Variance of 2,000 due to Transfer Receive
(a) Interests & Short Positions (following dealing) in
the Class of Relevant Security Dealt In (Note 3)
Class of Relevant Security: Long Short
Number % Number %
(1) Relevant Securities 27244492 2.73230
(2) Derivatives 0 0.00000 0 0.00000
other than options
(3) Options &
Agreements to
Purchase/Sell
Total 27244492 2.73230 0 0.00000
(b) Interests & Short Positions in Relevant Securities of the Company
(ex.Class Dealt In) (Note 3)
Class of Relevant Security: Long Short
Number % Number %
(1) Relevant Securities
(2) Derivatives
other than options
(3) Options &
Agreements to
Purchase/Sell
Total
(c) Rights to Subscribe (Note 3)
Class of Relevant Security: Details
3. DEALINGS (Note 4)
(a) Purchases & Sales
Purchase / Number of Price Sale Securities per Unit BUY 148 60.55 BUY 1346 60.54 BUY 2996 60.55 BUY 378 60.54 BUY 495 60.55 BUY 539 60.55 BUY 8937 60.55 BUY 6265 60.55 BUY 378 60.54 BUY 4215 60.54 BUY 493 60.54 BUY 370 60.54 BUY 971 60.55 SELL 2838 62.76 SELL 53 60.55 SELL 1067 60.55 SELL 27291 60.55 SELL 7098 60.55 SELL 374 60.55 SELL 3796 60.56 SELL 16341 60.56 SELL 539 60.55 SELL 1318 60.56 SELL 1518 60.56 SELL 1511 60.56 SELL 471 60.56 SELL 18291 60.57 SELL 7225 60.56 SELL 8937 60.55 SELL 7844 60.55 SELL 884 60.55 SELL 162 60.55 SELL 416 60.56 SELL 443 60.56 SELL 182 60.56 SELL 486 60.56 SELL 5784 60.55 SELL 3223 60.55 SELL 475 60.53 SELL 6233 60.55 SELL 4326 60.55 SELL 736 60.55 SELL 554 60.56 SELL 615 60.55 SELL 1371 60.55
(b) Derivatives Transactions (other than options)
Product Name (e.g. CFD) Long/Short No./Securites Price/Unit
(Note 6) (Note 7) (Note 5)
(c) Options Transactions in Respect of Existing Securities
(i) Writing, Selling, Purchasing or Varying
Product Name Write,Sell No/Securities Exercise Type
(eg call option) Purchasing, Which the Price (e.g. USA,
Varying etc. Optn Relates European etc)
Relates-Note7
Expiry Date Option Money
Paid/Received
per Unit
(Note 5)
(ii) Exercising
Product Name Number of Exercise
(eg call option) Securities Price per
Unit (Note 5)
(d) Other Dealings (including new securities) (Note 4)
Nature of Transaction Details Price / Unit
(Note 8) if applicable
(Note 5)
4. OTHER INFORMATION
(a)Agreements, Arrangements or Understandings Relating to Options or Derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing & any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which
any derivative referred to on this form is referenced.
If none, this should be stated.
Is a Supplemental Form 8 Attached? (Note 9) NO
Disclosure Date 02/06/2008
Contact Name Harshil Naik
Telephone Number 020 7698 6213
If Connected EFM N/A
Name of Offeree/Offeror
With Which Connected
If Connected EFM N/A
State Nature of
Connection (Note 10)
Notes:
The Notes on Form 8.3 can be viewed on the
Takeover Panel's website at www.thetakeoverpanel.org.uk
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers & Mergers)
1. KEY INFORMATION
Name of Person State Street
Dealing (Note 1) Global Advisors & Affiliates
Company Dealt In Rio Tinto LTD
Class of Relevant Security Ord
to Which the Dealings
Being Disclosed
Relate (Note 2)
Date of Dealing 30/05/2008
2. INTERESTS, SHORT POSITIONS & RIGHTS TO SUBSCRIBE
Variance of 628 due to Transfer Receive
(a) Interests & Short Positions (following dealing) in
the Class of Relevant Security Dealt In (Note 3)
Class of Relevant Security: Long Short
Number % Number %
(1) Relevant Securities 8752972 1.91608
(2) Derivatives 0 0.00000 0 0.00000
other than options
(3) Options &
Agreements to
Purchase/Sell
Total 8752972 1.91608 0 0.00000
(b) Interests & Short Positions in Relevant Securities of the Company
(ex.Class Dealt In) (Note 3)
Class of Relevant Security: Long Short
Number % Number %
(1) Relevant Securities
(2) Derivatives
other than options
(3) Options &
Agreements to
Purchase/Sell
Total
(c) Rights to Subscribe (Note 3)
Class of Relevant Security: Details
3. DEALINGS (Note 4)
(a) Purchases & Sales
Purchase / Number of Price Sale Securities per Unit BUY 43 138.00 BUY 2297 138.00 BUY 1852 138.00 BUY 245 140.66 BUY 191 140.66 BUY 1338 138.00 BUY 1078 139.68 BUY 456 138.00 BUY 410 138.00 BUY 1031 138.00 BUY 699 139.68 BUY 108 137.92 BUY 653 137.92 BUY 473 138.00 BUY 87 137.92 SELL 2479 141.47 SELL 1777 138.00 SELL 5694 138.08 SELL 2407 138.08 SELL 547 140.17 SELL 62 140.17 SELL 75 138.08 SELL 1157 138.00 SELL 8 139.48 SELL 265 140.42 SELL 1555 138.08 SELL 2268 138.08 SELL 73 138.08 SELL 368 138.00 SELL 2626 138.00 SELL 1338 138.00 SELL 456 138.00 SELL 200 140.42 SELL 410 138.00 SELL 3026 138.00 SELL 2297 138.00 SELL 243 138.08 SELL 1435 138.08 SELL 495 138.08 SELL 475 140.42 SELL 1031 138.00 SELL 1387 138.00 SELL 177 138.00 SELL 617 140.17
(b) Derivatives Transactions (other than options)
Product Name (e.g. CFD) Long/Short No./Securites Price/Unit
(Note 6) (Note 7) (Note 5)
(c) Options Transactions in Respect of Existing Securities
(i) Writing, Selling, Purchasing or Varying
Product Name Write,Sell No/Securities Exercise Type
(eg call option) Purchasing, Which the Price (e.g. USA,
Varying etc. Optn Relates European
etc)
Relates-Note7
Expiry Date Option Money
Paid/Received
per Unit
(Note 5)
(ii) Exercising
Product Name Number of Exercise
(eg call option) Securities Price per
Unit (Note 5)
(d) Other Dealings (including new securities) (Note 4)
Nature of Transaction Details Price / Unit
(Note 8) if applicable
(Note 5)
4. OTHER INFORMATION
(a)Agreements, Arrangements or Understandings Relating to Options or
Derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing & any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which
any derivative referred to on this form is referenced.
If none, this should be stated.
Is a Supplemental Form 8 Attached? (Note 9) NO
Disclosure Date 02/06/2008
Contact Name Harshil Naik
Telephone Number 020 7698 6213
If Connected EFM N/A
Name of Offeree/Offeror
With Which Connected
If Connected EFM N/A
State Nature of
Connection (Note 10)
Notes:
The Notes on Form 8.3 can be viewed on the
Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
Rio Tinto