6th Aug 2009 16:11
REPLACEMENT
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the Takeover Code)
1. KEY INFORMATION
|
Name of person dealing (Note 1) |
The Bank of New York Mellon Corporation and its subsidiaries (The Boston Company Asset Management LLC, Mellon Capital Management Corporation, The Dreyfus Corporation, BNY Mellon National Association) |
|
Company dealt in |
Friends Provident Group Plc |
|
Class of relevant security to which the dealings being disclosed relate (Note 2) |
Ordinary |
|
Date of dealing |
5 August 2009 |
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
|
Long |
Short |
|
|
Number (%) |
Number (%) |
|
|
(1) Relevant securities |
52,982,300 2.26% |
N/A |
|
(2) Derivatives (other than options) |
N/A |
N/A |
|
(3) Options and agreements to purchase/sell |
N/A |
N/A |
|
Total |
52,982,300 2.26% |
N/A |
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
|
Class of relevant security: |
Long |
Short |
|
Number (%) |
Number (%) |
|
|
(1) Relevant securities |
N/A |
N/A |
|
(2) Derivatives (other than options) |
N/A |
N/A |
|
(3) Options and agreements to purchase/sell |
N/A |
N/A |
|
Total |
N/A |
N/A |
(c) Rights to subscribe (Note 3)
|
Class of relevant security: |
Details |
|
N/A |
N/A |
3. DEALINGS (Note 4)
(a) Purchases and sales
|
Purchase/sale |
Number of securities |
Price per unit (Note 5) |
|
Purchase Sale |
94 ADRs (940 converted) 250 ADRs (2,500 converted) |
USD 12.36 USD 11.68 |
See addendum for other dealings in Company
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 6) |
Number of securities (Note 7) |
Price per unit (Note 5) |
|
N/A |
N/A |
N/A |
N/A |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
|
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
N/A |
N/A |
N/A |
(d) Other dealings (including new securities) (Note 4)
|
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
|
N/A |
N/A |
N/A |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
Is a Supplemental Form 8 attached? (Note 9) YES/NO
|
Date of disclosure |
6 August 2009 |
|
Contact name |
Nicholas Darrow |
|
Telephone number |
412-236-7733 |
|
If a connected EFM, name of offeree/offeror with which connected |
N/A |
|
If a connected EFM, state nature of connection (Note 10) |
N/A |
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
ADDENDUM
|
Date of Dealing |
Purchase/sale |
Number of securities |
Price per unit (Note 5) |
|
Ownership Percentage 4 August 2009 - 2.26% |
|||
|
4 August 2009 |
Sale |
23 ADRs (230 converted) |
USD 11.84 |
|
Purchase |
111 ADRs (1,110 converted) |
USD 12.15 |
|
|
Ownership Percentage 5 August 2009 - 2.26% |
|||
|
5 August 2009 |
Purchase |
94 ADRs (940 converted) |
USD 12.36 |
|
Sale |
250 ADRs (2,500 converted) |
USD 11.68 |
|
Related Shares:
Fondul Proprietatea