6th Feb 2009 11:39
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the Takeover Code)
1. KEY INFORMATION
| Name of person dealing | OZ Management LP | ||
| Company dealt in | Peter Hambro Mining Plc | ||
| Class of relevant security to which the dealings being disclosed relate | Ordinary 1p | ||
| Date of dealing | 5th February 2009 |
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant security dealt in
|
| Long | Short | |||
|
| Number (%) | Number (%) | |||
| (1) Relevant securities | 1,100,000 1.36 | ||||
| (2) Derivatives (other than options) | 99,460 0.12 | ||||
| (3) Options and agreements to purchase/sell | |||||
| Total | 1,199,460 1.48 |
(b) Interests and short positions in relevant securities of the company, other than the class dealt in
| Class of relevant security: 7.125% 2010 Convertible Bonds | Long | Short | |||
|
| Number (%) | Number (%) | |||
| (1) Relevant securities | 16,500,000 11.79 | ||||
| (2) Derivatives (other than options) | |||||
| (3) Options and agreements to purchase/sell | |||||
| Total | 16,500,000 11.79 |
(c) Rights to subscribe
| Class of relevant security: | Details | ||
| Ordinary 1p | Funds managed by OZ Management LP received 1,400,000 new shares in the placing announced 5th February. The shares are due to be admitted for trading on 10th February 2009. |
3. DEALINGS
(a) Purchases and sales
| Purchase/sale | Number of securities | Price per unit (pence) | |||
| Sale | 1,100,000 | GBP 5.029 |
(b) Derivatives transactions (other than options)
| Product name, e.g. CFD | Long/short (Note 6) | Number of Securities | Price per unit |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit |
(ii) Exercising
| Product name, e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including new securities)
| Nature of transaction) | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
| Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
| None. |
Is a Supplemental Form 8 attached? NO
| Date of disclosure | 6th February 2009 | ||
| Contact name | Robin Cotterill | ||
| Telephone number | 0207 758 4466 | ||
| If a connected EFM, name of offeree/offeror with which connected | N/A | ||
| If a connected EFM, state nature of connection | N/A |
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Copyright Business Wire 2009
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