2nd Nov 2007 16:29
HSBC Investments (UK) Limited02 November 2007 FORM 8.3 DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE (Rule 8.3 of the Takeover Code) 1. KEY INFORMATION Name of person dealing (Note 1) HSBC Investments Company dealt in Carillion Plc Class of relevant security to which the dealings being disclosed relate (Note 2) Ord 50p Date of dealing 1st November 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevantsecurity dealt in (Note 3) Long Short Number (%) Number (%) (1) Relevant securities 3,922,540 1.3 (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total 3,922,540 1.3 (b) Interests and short positions in relevant securities of the company, otherthan the class dealt in (Note 3) Class of relevant security: Long Short Number (%) Number (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 3) Class of relevant security: Details 3. DEALINGS (Note 4) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 5) Sale 787 4.04 Buy 1550 3.97 Please note that a supplementary table is attached detailing transactionsmade between October 16th 2007 and October 31st 2007. (b) Derivatives transactions (other than options) Product Long/short Number of Price per name, e.g. (Note 6) securities unit (Note 5)CFD (Note 7) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, Expiry Option name,e.g. selling, securities price e.g. date money call purchasing, to which American, paid/ option varying the option European received etc. relates etc. per unit (Note 7) (Note 5) (ii) Exercising Product name, Number of Exercise price per unit e.g. call option securities (Note 5) (d) Other dealings (including new securities) (Note 4) Nature of transaction Details Price per unit (Note 8) (if applicable) (Note 5) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. Is a Supplemental Form 8 attached? (Note 9) YES/NO Date of disclosure 2nd November 2007 Contact name Karen Wallace Telephone number 0207 024 1036 If a connected EFM, name of offeree /offeror with which connected Carillion Plc Ord 0.50 If a connected EFM, state nature of connection (Note 10) n/a Supplementary information relating to transactions carried out between October 16th 2007 and October 31st 2007 Execution Date Side Quantity Price 31 October 2007 B 6,500 4.0130 October 2007 S 5,600 3.9930 October 2007 S 1,280 3.990830 October 2007 S 3,500 3.992530 October 2007 S 1,880 3.993830 October 2007 S 3,500 4.000030 October 2007 S 2,400 4.028530 October 2007 B 850 4.003530 October 2007 B 2,492 4.012229 October 2007 B 132,263 4.01318229325 October 2007 B 2,100 3.941325 October 2007 B 950 3.916824 October 2007 S 12,500 3.877524 October 2007 B 1,600 3.898724 October 2007 B 2,550 3.927524 October 2007 B 2,150 3.942324 October 2007 B 7,900 3.952522 October 2007 S 2,200 3.82622 October 2007 B 1,149 3.826819 October 2007 B 1,500 3.847819 October 2007 B 1,500 3.91918 October 2007 S 3,510 3.9218 October 2007 S 1,900 3.972518 October 2007 B 1,908 3.94418 October 2007 B 1,900 3.972517 October 2007 S 1,727 3.9317 October 2007 B 4,000 4.012516 October 2007 S 960 4.19516 October 2007 S 507 4.1116 October 2007 B 1,401 4.191716 October 2007 B 1,207 4.17816 October 2007 B 5,381 4.155 Notes The Notes on Form 8.3 can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Carillion Plc