27th Aug 2008 11:39
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the Takeover Code)
1. KEY INFORMATION
|
Name of person dealing (Note 1) |
INVESTEC PLC/INVESTEC LTD
|
|
Company dealt in |
BHP BILLITON PLC
|
|
Class of relevant security to which the dealings being disclosed relate (Note 2)
|
0.5USD ORDINARY |
|
Date of dealing |
26 AUGUST 2008 |
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
|
Long |
Short |
|
|
Number (%) |
Number (%) |
|
|
(1) Relevant securities |
23,860,057 1.0811 |
138,833 0.0072 |
|
(2) Derivatives (other than options) |
||
|
(3) Options and agreements to purchase/sell |
3,310,300 0.1500 |
4,962,600 0.2249 |
|
Total |
27,170,357 1.2311 |
5,101,433 0.2311 |
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
|
Class of relevant security: |
Long |
Short |
|
Number (%) |
Number (%) |
|
|
(1) Relevant securities |
||
|
(2) Derivatives (other than options) |
||
|
(3) Options and agreements to purchase/sell |
||
|
Total |
(c) Rights to subscribe (Note 3)
|
Class of relevant security: |
Details |
3. DEALINGS (Note 4)
(a) Purchases and sales
|
Purchase/sale |
Number of securities |
Price per unit (Note 5) |
|
Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale |
1659 2000 3500 3000 8000 5000 2500 70000 30000 1734 3501 8233 100 400 5000 4800 5000 9000 1734 14490 5000 5000 100 4364 1836 1610 1000 1504 5000 10000 3266 2393 33854 11146 25000 20000 5000 5000 1661 5000 5308 3501 6499 4882 1440 5008 125 1000 40000 5000 5200 5000 100 2500 1000 23800 2500 18,015 400 |
1631p 1639p 1640p 1642p 1643p 1654p 1656p 1668p 1669.5p ZAR 232.95 ZAR 233.00 ZAR 233.30 ZAR 233.73 ZAR 234.00 ZAR 234.25 ZAR 234.50 ZAR 235.50 ZAR 236.00 ZAR 236.11 ZAR 236.18 ZAR 236.50 ZAR 237.00 ZAR 237.40 ZAR 237.45 ZAR 237.50 ZAR 237.80 ZAR 238.50 ZAR 238.51 ZAR 238.99 ZAR 239.00 1651p 1653p 1666p 1667p 1670p 1671p 1674p 1675p ZAR 231.75 ZAR 233.22 ZAR 233.26 ZAR 233.25 ZAR 233.50 ZAR 233.73 ZAR 233.90 ZAR 234.37 ZAR 234.38 ZAR 236.00 ZAR 236.92 ZAR 236.95 ZAR 237.00 ZAR 237.30 ZAR 238.01 ZAR 238.50 ZAR 238.60 ZAR 238.87 ZAR 239.50 ZAR 239.96 ZAR 240.00 |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 6) |
Number of securities (Note 7) |
Price per unit (Note 5) |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
|
Call Option |
Purchasing |
249,900 |
ZAR 376.18 |
American |
19/03/2009 |
|
|
Put Option |
Purchasing |
249,900 |
ZAR 286.07 |
American |
19/03/2009 |
|
|
Put Option |
Purchasing |
115,000 |
ZAR 280.00 |
American |
18/09/2008 |
|
|
Put Option |
Writing |
115,000 |
ZAR 240,00 |
American |
18/09/2008 |
|
|
Put Option |
Writing |
249,900 |
ZAR 214.55 |
American |
19/03/2009 |
|
|
Put Option |
Purchasing |
82,300 |
ZAR 214.37 |
American |
18/12/2008 |
|
|
Equity Futures |
Writing |
4,100 |
European |
18/09/2008 |
||
|
Equity Futures |
Writing |
1,300 |
European |
18/12/2008 |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
(d) Other dealings (including new securities) (Note 4)
|
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
Is a Supplemental Form 8 attached? (Note 9) YES/NO
|
Date of disclosure |
27 AUGUST 2008
|
|
Contact name |
DAVID BURFOOT
|
|
Telephone number |
020 7597 4394
|
|
If a connected EFM, name of offeree/offeror with which connected |
n/a
|
|
If a connected EFM, state nature of connection (Note 10) |
n/a |
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
|
Product name, e.g. call option |
Written or purchased |
Number of securities to which the option or derivative relates |
Exercise price (Note 2) |
Type, e.g. American, European etc. |
Expiry date |
|
Equity Future |
Written |
248,600 |
n/a |
n/a |
19/03/2009 |
|
Put Option |
Purchased |
6,100 |
ZAR 302.06 |
American |
18/06/2009 |
|
Call Option |
Purchased |
2,000 |
ZAR 300 |
European |
1/12/2008 |
|
Call Option |
Purchased |
6,100 |
ZAR 416.84 |
American |
18/06/2009 |
|
Put Option |
Written |
128,000 |
ZAR 176.00 |
American |
18/06/2009 |
|
Put Option |
Purchased |
128,000 |
ZAR 220.00 |
American |
18/06/2009 |
|
Put Option |
Purchased |
128,000 |
ZAR 246.43 |
American |
18/06/2009 |
|
Put Option |
Written |
6,100 |
ZAR 256.75 |
American |
18/06/2009 |
|
Call Option |
Purchased |
82,300 |
ZAR 265.20 |
American |
18/12/2008 |
|
Put Option |
Written |
249,900 |
ZAR 214.55 |
American |
19/03/2009 |
|
Put Option |
Purchased |
82,300 |
ZAR 214.37 |
American |
18/12/2008 |
|
Put Option |
Written |
82,300 |
ZAR 187.85 |
American |
18/12/2008 |
|
Call Option |
Written |
4,010 |
ZAR 152.99 |
European |
07/10/2008 |
|
Call Option |
Written |
3,040 |
ZAR 148.5 |
European |
14/05/2009 |
|
Equity Future |
Written |
417,400 |
n/a |
European |
18/09/2008 |
|
Equity Future |
Written |
1,062.900 |
n/a |
European |
18/12/2008 |
|
Equity Future |
Written |
115,000 |
n/a |
European |
19/03/2009 |
|
Put Option |
Purchased |
813,000 |
ZAR 246.0000 |
American |
18/12/2008 |
|
Call Option |
Purchased |
813,000 |
ZAR 317.3400 |
American |
18/12/2008 |
|
Put Option |
Written |
813,000 |
ZAR 221.4000 |
American |
18/12/2008 |
|
Equity Future |
Written |
327,000 |
n/a |
European |
18/12/2008 |
|
Call Option |
Written |
316,100 |
ZAR 389.97 |
American |
19/03/2009 |
|
Call Option |
Written |
318,600 |
ZAR 389.05 |
American |
19/03/2009 |
|
Call Option |
Purchased |
249,900 |
ZAR 376.18 |
American |
19/03/2009 |
|
Put Option |
Written |
128,000 |
ZAR 308.04 |
American |
18/06/2009 |
|
Put Option |
Written |
316,100 |
ZAR 309.01 |
American |
19/03/2009 |
|
Put Option |
Written |
318,600 |
ZAR 306.10 |
American |
19/03/2009 |
|
Put Option |
Purchased |
249,900 |
ZAR 286.07 |
American |
19/03/2009 |
|
Put Option |
Purchased |
115,000 |
ZAR 280.00 |
American |
18/09/2008 |
|
Put Option |
Written |
115,000 |
ZAR 240.00 |
American |
18/09/2008 |
|
Put Option |
Purchased |
316,100 |
ZAR 231.76 |
American |
19/03/2009 |
|
Put Option |
Purchased |
318,600 |
ZAR 229.58 |
American |
19/03/2009 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
BHP Group