22nd Sep 2008 12:35
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the Takeover Code)
1. KEY INFORMATION
|
Name of person dealing (Note 1) |
INVESTEC PLC/INVESTEC LTD |
|
Company dealt in |
BHP BILLITON PLC |
|
Class of relevant security to which the dealings being disclosed relate (Note 2) |
0.5USD ORDINARY |
|
Date of dealing |
19 SEPTEMBER 2008 |
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
|
Long |
Short |
|
|
Number (%) |
Number (%) |
|
|
(1) Relevant securities |
21,841,571 0.9896 |
310,805 0.0141 |
|
(2) Derivatives (other than options) |
||
|
(3) Options and agreements to purchase/sell |
2,693,500 0.1220 |
4,619,450 0.2093 |
|
Total |
24,535,071 1.1117 |
4,930,255 0.2234 |
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
|
Class of relevant security: |
Long |
Short |
|
Number (%) |
Number (%) |
|
|
(1) Relevant securities |
||
|
(2) Derivatives (other than options) |
||
|
(3) Options and agreements to purchase/sell |
||
|
Total |
(c) Rights to subscribe (Note 3)
|
Class of relevant security: |
Details |
3. DEALINGS (Note 4)
(a) Purchases and sales
|
Purchase/sale |
Number of securities |
Price per unit (Note 5) |
|
Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale |
502 2500 21200 56300 50000 2000 175 81025 75000 113700 148739 50000 280000 50000 11304 5000 400 500 21455 2000 100 1900 120000 2200 100 100 100 1500 5017 25254 100 200 5817 200 636 5014 200 803 3500 1694 7720 6689 621 200 5516 3850 1367 5013 73 11000 500 26572 41123 13000 14723 51318 4700 29742 45971 144352 179360 69090 255917 22960 6000 9186 3389 2238 1304 5000 5000 5000 34400 6650 3350 2000 5000 12866 988 1646 3652 5355 5000 4000 16493 4600 400 9000 1650 3350 5000 2040 3000 2000 53 814,931 600 4947 17035 2000 1000 2000 200 5000 9000 14507 |
1394p 1398p 1399p 1400p 1401p 1402p 1403p 1404p 1405p 1406p 1407p 1407.5p 1408p 1409p 1440p 1462p ZAR 202.00 ZAR 203.50 ZAR 204.77 ZAR 205.00 ZAR 205.61 ZAR 205.93 ZAR 206.19 ZAR 208.00 ZAR 208.60 ZAR 209.20 ZAR 209.98 ZAR 210.00 ZAR 210.75 ZAR 211.00 ZAR 211.70 ZAR 212.31 ZAR 212.45 ZAR 212.49 ZAR 212.50 ZAR 212.86 ZAR 212.92 ZAR 212.93 ZAR 213.10 ZAR 213.49 ZAR 213.50 ZAR 213.67 ZAR 213.71 ZAR 213.80 ZAR 213.87 ZAR 214.00 ZAR 214.06 ZAR 214.44 ZAR 215.50 1392p 1397p 1398p 1399p 1400p 1401p 1402p 1403p 1404p 1405p 1406p 1407p 1408p 1409p 1410p 1411p 1413p 1414p 1417p 1444p 1449p 1462p 1468p ZAR 198.18 ZAR 203.50 ZAR 203.51 ZAR 203.61 ZAR 203.82 ZAR 204.00 ZAR 204.02 ZAR 204.05 ZAR 204.25 ZAR 204.50 ZAR 204.55 ZAR 204.62 ZAR 205.00 ZAR 205.01 ZAR 205.10 ZAR 205.50 ZAR 205.60 ZAR 205.61 ZAR 206.19 ZAR 207.65 ZAR 209.05 ZAR 209.11 ZAR 209.28 ZAR 210.13 ZAR 210.25 ZAR 210.50 ZAR 211.00 ZAR 211.52 ZAR 211.65 ZAR 211.95 ZAR 212.00 ZAR 212.10 ZAR 214.50 ZAR 215.00 |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 6) |
Number of securities (Note 7) |
Price per unit (Note 5) |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry Date |
Option money paid/received per unit (Note 5) |
|
Call Option |
Purchasing |
5,000 |
ZAR 152.99 |
European |
07/10/2008 |
|
|
Call Option |
Purchasing |
1,000 |
ZAR 106.98 |
European |
01/09/2009 |
|
|
Equity Futures |
Writing |
1,600 |
European |
18/12/2008 |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
(d) Other dealings (including new securities) (Note 4)
|
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
Is a Supplemental Form 8 attached? (Note 9) YES/NO
|
Date of disclosure |
22 SEPTEMBER 2008 |
|
Contact name |
DAVID BURFOOT |
|
Telephone number |
020 7597 4394 |
|
If a connected EFM, name of offeree/offeror with which connected |
n/a |
|
If a connected EFM, state nature of connection (Note 10) |
n/a |
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
|
Product name, e.g. call option |
Written or purchased |
Number of securities to which the option or derivative relates |
Exercise price (Note 2) |
Type, e.g. American, European etc. |
Expiry date |
|
Equity Future |
Written |
248,600 |
n/a |
n/a |
19/03/2009 |
|
Put Option |
Purchased |
6,100 |
ZAR 302.06 |
American |
18/06/2009 |
|
Call Option |
Purchased |
6,100 |
ZAR 416.84 |
American |
18/06/2009 |
|
Put Option |
Written |
128,000 |
ZAR 176.00 |
American |
18/06/2009 |
|
Put Option |
Purchased |
128,000 |
ZAR 220.00 |
American |
18/06/2009 |
|
Put Option |
Purchased |
128,000 |
ZAR 246.43 |
American |
18/06/2009 |
|
Put Option |
Written |
6,100 |
ZAR 256.75 |
American |
18/06/2009 |
|
Call Option |
Purchased |
82,300 |
ZAR 265.20 |
American |
18/12/2008 |
|
Put Option |
Purchased |
82,300 |
ZAR 214.37 |
American |
18/12/2008 |
|
Put Option |
Written |
82,300 |
ZAR 187.85 |
American |
18/12/2008 |
|
Call Option |
Written |
10,010 |
ZAR 152.99 |
European |
07/10/2008 |
|
Call Option |
Written |
240 |
ZAR 106.98 |
European |
01/09/2009 |
|
Equity Future |
Written |
1,491,800 |
n/a |
European |
18/12/2008 |
|
Equity Future |
Written |
115,000 |
n/a |
European |
19/03/2009 |
|
Put Option |
Purchased |
813,000 |
ZAR 246.0000 |
American |
18/12/2008 |
|
Call Option |
Purchased |
813,000 |
ZAR 317.3400 |
American |
18/12/2008 |
|
Put Option |
Written |
813,000 |
ZAR 221.4000 |
American |
18/12/2008 |
|
Equity Future |
Written |
327,000 |
n/a |
European |
18/12/2008 |
|
Call Option |
Written |
316,100 |
ZAR 389.97 |
American |
19/03/2009 |
|
Call Option |
Written |
318,600 |
ZAR 389.05 |
American |
19/03/2009 |
|
Put Option |
Written |
128,000 |
ZAR 308.04 |
American |
18/06/2009 |
|
Put Option |
Written |
316,100 |
ZAR 309.01 |
American |
19/03/2009 |
|
Put Option |
Written |
318,600 |
ZAR 306.10 |
American |
19/03/2009 |
|
Put Option |
Purchased |
316,100 |
ZAR 231.76 |
American |
19/03/2009 |
|
Put Option |
Purchased |
318,600 |
ZAR 229.58 |
American |
19/03/2009 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
BHP Group