20th Jun 2008 14:22
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
|
Name of person dealing (Note 1) |
BlackRock Group |
|
Company dealt in |
BHP Billiton Limited |
|
Class of relevant security to which the dealings being disclosed relate (Note 2) |
NPV Ordinary shares |
|
Date of dealing |
19th June 2008 |
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
|
(a) |
Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3) |
|
|
Long |
Short |
||
|
|
Number |
(%) |
Number |
(%) |
|
(1) Relevant securities |
38,325,057 |
1.14% |
||
|
(2) Derivatives (other than options) |
165,000 |
0.005% |
||
|
(3) Options and agreements to purchase/sell |
200,000 |
0.006% |
-695,600 |
-0.02% |
|
Total |
38,690,057 |
1.15% |
-695,600 |
-0.02% |
|
(b) |
Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3) |
|
Class of relevant security: |
Long |
Short |
||
|
|
Number |
(%) |
Number |
(%) |
|
(1) Relevant securities |
||||
|
(2) Derivatives (other than options) |
||||
|
(3) Options and agreements to purchase/sell |
||||
|
Total |
(c) Rights to subscribe (Note 3)
|
Class of relevant security: |
Details |
3. DEALINGS (Note 4)
Purchases and sales
|
Purchase/sale |
Number of securities |
Price per unit (Note 5) |
|
Purchase |
1,521 |
Aus$ 45.1759 |
|
Purchase |
1,822 |
Aus$ 45.24 |
|
Purchase |
50 |
Aus$ 45.35 |
|
Purchase |
200 ADS = 400 ord shares |
USD 87.025 |
|
Purchase |
215 ADR = 430 ord shares |
USD 86.50 |
|
Purchase |
82 ADR = 164 ord shares |
USD 86.55 |
|
Purchase |
447 ADR = 894 ord shares |
USD 86.60 |
|
Purchase |
591 ADR = 1182 ord shares |
USD 86.61 |
|
Purchase |
116 ADR = 232 ord shares |
USD 86.66 |
|
Purchase |
225 ADR = 450 ord shares |
USD 86.78 |
|
Purchase |
280 ADR = 560 ord shares |
USD 86.82 |
|
Purchase |
32 ADR = 64 ord shares |
USD 86.83 |
|
Purchase |
175 ADR = 350 ord shares |
USD 86.84 |
|
Purchase |
166 ADR = 332 ord shares |
USD 86.85 |
|
Purchase |
1686 ADR = 3372 ord shares |
USD 86.89 |
|
Purchase |
1571 ADR = 3142 ord shares |
USD 86.91 |
|
Purchase |
384 ADR = 768 ord shares |
USD 86.92 |
|
Purchase |
260 ADR = 520 ord shares |
USD 86.93 |
|
Purchase |
7 ADR = 14 ord shares |
USD 86.94 |
|
Purchase |
2590 ADR = 5180 ord shares |
USD 86.96 |
|
Purchase |
116 ADR = 232 ord shares |
USD 86.97 |
|
Purchase |
331 ADR = 662 ord shares |
USD 86.98 |
|
Purchase |
464 ADR = 928 ord shares |
USD 86.99 |
|
Purchase |
16 ADR = 32 ord shares |
USD 87.02 |
|
Purchase |
660 ADR = 1320 ord shares |
USD 87.04 |
|
Purchase |
115 ADR = 230 ord shares |
USD 87.05 |
|
Purchase |
2 ADR = 4 ord shares |
USD 87.15 |
|
Purchase |
630 ADR = 1260 ord shares |
USD 87.18 |
|
Purchase |
54 ADR = 108 ord shares |
USD 87.21 |
|
Purchase |
38 ADR = 76 ord shares |
USD 87.22 |
|
Purchase |
250 ADR = 500 ord shares |
USD 87.23 |
|
Purchase |
15 ADR = 30 ord shares |
USD 87.25 |
|
Purchase |
3 ADR = 6 ord shares |
USD 87.28 |
|
Purchase |
15 ADR = 30 ord shares |
USD 87.58 |
|
Sale |
454 |
Aus$ 45.32 |
|
Sale |
200 ADS = 400 ord shares |
USD 86.925 |
|
Sale |
1,100 ADS = 2,200 ord shares |
USD 86.9559 |
|
Sale |
74 ADR = 148 ord shares |
USD 86.89 |
|
Sale |
5 ADR = 10 ord shares |
USD 86.93 |
|
Sale |
172 ADR = 344 ord shares |
USD 86.94 |
|
Sale |
8 ADR = 16 ord shares |
USD 86.97 |
|
Sale |
90 ADR = 180 ord shares |
USD 87.17 |
|
Sale |
148 ADR = 296 ord shares |
USD 87.19 |
|
Sale |
55 ADR = 110 ord shares |
USD 87.21 |
NB There was a net transfer out of 174 ADRs representing 348 ord shares
Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 6) |
Number of securities (Note 7) |
Price per unit (Note 5) |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
(d) Other dealings (including new securities) (Note 4)
|
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None………………………………………………………………………………………………………………………
Is a Supplemental Form 8 attached? (Note 9) YES
|
Date of disclosure |
20th June 2008 |
|
Contact name |
Thomas Hone |
|
Telephone number |
020 7743 2098 |
|
If a connected EFM, name of offeree/offeror with which connected |
BHP Billiton |
|
If a connected EFM, state nature of connection (Note 10) |
Category 2 |
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
|
Product name, e.g. call option |
Written or purchased |
Number of securities to which the option or derivative relates |
Exercise price (Note 2) |
Type, e.g. American, European etc. |
Expiry date |
|
Call Option |
Sold |
-74,000 |
USD 95.00 |
American |
21st June 2008 |
|
Call Option |
Sold |
-27,000 |
Aus$ 38.00 |
American |
26th June 2008 |
|
Call Option |
Sold |
-100,000 |
Aus$ 44.00 |
American |
26th June 2008 |
|
Put Option |
Sold |
100,000 |
Aus$ 44.00 |
American |
26th June 2008 |
|
Call Option |
Sold |
-86,000 |
USD 100.00 |
American |
19th July 2008 |
|
Call Option |
Bought |
100,000 |
USD 95.00 |
American |
16th August 2008 |
|
Call Option |
Sold |
-200,000 |
USD 105.00 |
American |
16th August 2008 |
|
Call Option |
Sold |
-60,000 |
USD 90.00 |
American |
22nd November 2008 |
|
Call Option |
Sold |
-20,000 |
USD 95.00 |
American |
22nd November 2008 |
|
Call Option |
Sold |
-128,600 |
USD 100.00 |
American |
22nd November 2008 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
BHP Group