25th Jun 2008 14:41
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
|
Name of person dealing (Note 1) |
BlackRock Group |
|
Company dealt in |
BHP Billiton Limited |
|
Class of relevant security to which the dealings being disclosed relate (Note 2) |
NPV Ordinary shares |
|
Date of dealing |
24th June 2008 |
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
|
(a) |
Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3) |
|
|
Long |
Short |
||
|
|
Number |
(%) |
Number |
(%) |
|
(1) Relevant securities |
38,841,193 |
1.15% |
||
|
(2) Derivatives (other than options) |
165,000 |
0.005% |
||
|
(3) Options and agreements to purchase/sell |
200,000 |
0.006% |
-721,600 |
-0.02% |
|
Total |
39,206,193 |
1.16% |
-721,600 |
-0.02% |
|
(b) |
Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3) |
|
Class of relevant security: |
Long |
Short |
||
|
|
Number |
(%) |
Number |
(%) |
|
(1) Relevant securities |
||||
|
(2) Derivatives (other than options) |
||||
|
(3) Options and agreements to purchase/sell |
||||
|
Total |
(c) Rights to subscribe (Note 3)
|
Class of relevant security: |
Details |
3. DEALINGS (Note 4)
Purchases and sales
|
Purchase/sale |
Number of securities |
Price per unit (Note 5) |
|
Purchase |
838 |
Aus$ 45.5711 |
|
Purchase |
504 ADR = 1,008 ord shares |
USD 84.69 |
|
Purchase |
136 ADR = 272 ord shares |
USD 84.71 |
|
Purchase |
1,570 ADR = 3,140 ord shares |
USD 84.75 |
|
Purchase |
351 ADR = 702 ord shares |
USD 84.79 |
|
Purchase |
607 ADR = 1,214 ord shares |
USD 84.87 |
|
Purchase |
37 ADR = 74 ord shares |
USD 84.95 |
|
Purchase |
195 ADR = 390 ord shares |
USD 85.01 |
|
Purchase |
178 ADR = 356 ord shares |
USD 85.05 |
|
Purchase |
609 ADR = 1,218 ord shares |
USD 85.18 |
|
Purchase |
15 ADR = 30 ord shares |
USD 85.25 |
|
Purchase |
25 ADR = 50 ord shares |
USD 85.31 |
|
Purchase |
166 ADR = 332 ord shares |
USD 85.33 |
|
Purchase |
90 ADR = 180 ord shares |
USD 85.36 |
|
Purchase |
90 ADR = 180 ord shares |
USD 85.39 |
|
Purchase |
83 ADR = 166 ord shares |
USD 85.45 |
|
Purchase |
45 ADR = 90 ord shares |
USD 85.46 |
|
Purchase |
261 ADR = 522 ord shares |
USD 85.47 |
|
Purchase |
1,375 ADR = 2,750 ord shares |
USD 85.49 |
|
Purchase |
270 ADR = 540 ord shares |
USD 85.52 |
|
Purchase |
27 ADR = 54 ord shares |
USD 85.59 |
|
Purchase |
20 ADR = 40 ord shares |
USD 85.60 |
|
Purchase |
15 ADR = 30 ord shares |
USD 85.64 |
|
Purchase |
842 ADR = 1,684 ord shares |
USD 85.65 |
|
Purchase |
241 ADR = 482 ord shares |
USD 85.67 |
|
Purchase |
115 ADR = 230 ord shares |
USD 85.68 |
|
Purchase |
28 ADR = 56 ord shares |
USD 85.76 |
|
Purchase |
2,945 ADR = 5,890 ord shares |
USD 85.79 |
|
Sale |
700 |
Aus$ 44.60 |
|
Sale |
3,000 |
Aus$ 45.03 |
|
Sale |
1 ADR = 2 ord shares |
USD 84.81 |
|
Sale |
2 ADR = 4 ord shares |
USD 84.82 |
|
Sale |
400 ADR = 800 ord shares |
USD 84.84 |
|
Sale |
262 ADR = 524 ord shares |
USD 84.99 |
|
Sale |
1 ADR = 2 ord shares |
USD 85.10 |
|
Sale |
2 ADR = 4 ord shares |
USD 85.11 |
|
Sale |
3,100 ADR = 6,200 ord shares |
USD 85.2852 |
|
Sale |
412 ADR = 824 ord shares |
USD 85.31 |
|
Sale |
58 ADR = 116 ord shares |
USD 85.46 |
|
Sale |
8 ADR = 16 ord shares |
USD 85.55 |
|
Sale |
4 ADR = 8 ord shares |
USD 85.61 |
|
Sale |
63 ADR = 126 ord shares |
USD 85.62 |
|
Sale |
3 ADR = 6 ord shares |
USD 85.63 |
|
Sale |
28 ADR = 56 ord shares |
USD 85.73 |
NB There was a net transfer out of 459 ADRs representing 918 ordinary shares
Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 6) |
Number of securities (Note 7) |
Price per unit (Note 5) |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
|
Call option |
Selling |
100,000 |
USD 95.00 |
European |
29th Aug 08 |
USD 2.85 |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
(d) Other dealings (including new securities) (Note 4)
|
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None………………………………………………………………………………………………………………………
Is a Supplemental Form 8 attached? (Note 9) YES
|
Date of disclosure |
25th June 2008 |
|
Contact name |
Louise Lyle |
|
Telephone number |
0131 472 7472 |
|
If a connected EFM, name of offeree/offeror with which connected |
BHP Billiton |
|
If a connected EFM, state nature of connection (Note 10) |
Category 2 |
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
|
Product name, e.g. call option |
Written or purchased |
Number of securities to which the option or derivative relates |
Exercise price (Note 2) |
Type, e.g. American, European etc. |
Expiry date |
|
Call Option |
Sold |
-100,000 |
Aus$ 44.00 |
American |
26th June 2008 |
|
Put Option |
Sold |
100,000 |
Aus$ 44.00 |
American |
26th June 2008 |
|
Call Option |
Sold |
-86,000 |
USD 100.00 |
American |
19th July 2008 |
|
Call Option |
Bought |
100,000 |
USD 95.00 |
American |
16th August 2008 |
|
Call Option |
Sold |
-200,000 |
USD 105.00 |
American |
16th August 2008 |
|
Call Option |
Sold |
-100,000 |
USD 95.00 |
European |
29th August 2008 |
|
Call Option |
Sold |
-27,000 |
Aus$ 45.00 |
American |
25th September 2008 |
|
Call Option |
Sold |
-60,000 |
USD 90.00 |
American |
22nd November 2008 |
|
Call Option |
Sold |
-20,000 |
USD 95.00 |
American |
22nd November 2008 |
|
Call Option |
Sold |
-128,600 |
USD 100.00 |
American |
22nd November 2008 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
BHP Group