29th Jul 2008 11:29
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the Takeover Code)
1. KEY INFORMATION
|
Name of person dealing (Note 1) |
INVESTEC PLC/INVESTEC LTD |
|
Company dealt in |
BHP BILLITON PLC |
|
Class of relevant security to which the dealings being disclosed relate (Note 2) |
0.5USD ORDINARY |
|
Date of dealing |
28 JULY 2008 |
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
|
Long |
Short |
|
|
Number (%) |
Number (%) |
|
|
(1) Relevant securities |
22,180,644 1.0050 |
360,449 0.0163 |
|
(2) Derivatives (other than options) |
||
|
(3) Options and agreements to purchase/sell |
2,252,400 0.1021 |
3,264,200 0.1479 |
|
Total |
24,433,044 1.1071 |
3,624,649 0.1642 |
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
|
Class of relevant security: |
Long |
Short |
|
Number (%) |
Number (%) |
|
|
(1) Relevant securities |
||
|
(2) Derivatives (other than options) |
||
|
(3) Options and agreements to purchase/sell |
||
|
Total |
(c) Rights to subscribe (Note 3)
|
Class of relevant security: |
Details |
3. DEALINGS (Note 4)
(a) Purchases and sales
|
Purchase/sale |
Number of securities |
Price per unit (Note 5) |
|
Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale |
2500 2500 2500 2500 10000 5000 10000 5000 5000 17000 1082 1418 6500 2500 400 10000 100 20000 2869 7131 10000 500 100 100 5003 300 8346 3 643 3988 1452 10517 397 5586 914 2500 1000 10000 5007 1000 6000 5000 8000 1000 3500 829 4171 1000 3000 5000 1000 6000 5000 10600 1000 14268 15000 11 |
1589p 1591p 1595p 1597p 1600p 1605p 1608p 1612p 1615p 1617p 1621p 1622p 1623p 1625p ZAR 237.97 ZAR 238.00 ZAR 238.90 ZAR 241.28 ZAR 241.71 ZAR 241.74 ZAR 241.75 ZAR 242.15 ZAR 242.26 ZAR 242.30 ZAR 242.31 ZAR 242.70 ZAR 242.92 1613p 1614p 1615p 1616p 1617p 1618p 1624p 1626p ZAR 237.80 ZAR 238.00 ZAR 238.25 ZAR 239.04 ZAR 239.30 ZAR 239.40 ZAR 239.45 ZAR 239.50 ZAR 239.70 ZAR 240.60 ZAR 240.65 ZAR 240.67 ZAR 240.81 ZAR 240.95 ZAR 241.00 ZAR 241.10 ZAR 241.20 ZAR 241.35 ZAR 241.50 ZAR 242.00 ZAR 242.50 ZAR 242.81 ZAR 243.95 |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 6) |
Number of securities (Note 7) |
Price per unit (Note 5) |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
|
Equity Futures |
Purchased |
5,800 |
European |
18/09/2008 |
||
|
Call Option |
Purchased |
4,000 |
ZAR 152.99 |
European |
07/10/2008 |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
(d) Other dealings (including new securities) (Note 4)
|
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
Is a Supplemental Form 8 attached? (Note 9) YES/NO
|
Date of disclosure |
29 JULY 2008 |
|
Contact name |
DAVID BURFOOT |
|
Telephone number |
020 7597 4394 |
|
If a connected EFM, name of offeree/offeror with which connected |
n/a |
|
If a connected EFM, state nature of connection (Note 10) |
n/a |
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
|
Product name, e.g. call option |
Written or purchased |
Number of securities to which the option or derivative relates |
Exercise price (Note 2) |
Type, e.g. American, European etc. |
Expiry date |
|
Equity Future |
Written |
248,600 |
n/a |
n/a |
19/03/2009 |
|
Put Option |
Purchased |
6,100 |
ZAR 302.6 |
American |
18/06/2009 |
|
Call Option |
Purchased |
2,000 |
ZAR 300 |
European |
1/12/2008 |
|
Put Option |
Written |
248,600 |
ZAR 214.55 |
American |
19/03/2009 |
|
Call Option |
Purchased |
248,600 |
ZAR 376.18 |
American |
19/03/2009 |
|
Put Option |
Purchased |
115,000 |
ZAR 280 |
American |
18/09/2008 |
|
Call Option |
Purchased |
6,100 |
ZAR 416.84 |
American |
18/06/2009 |
|
Put Option |
Written |
115,000 |
ZAR 240 |
American |
18/09/2008 |
|
Put Option |
Purchased |
248,600 |
ZAR 286.07 |
American |
19/03/2009 |
|
Put Option |
Written |
6,100 |
ZAR 256.75 |
American |
18/06/2009 |
|
Call Option |
Written |
3,930 |
ZAR 152.99 |
European |
07/10/2008 |
|
Call Option |
Written |
1,940 |
ZAR 148.5 |
European |
14/05/2009 |
|
Equity Future |
Written |
443,900 |
n/a |
European |
18/09/2008 |
|
Equity Future |
Written |
1,062,000 |
n/a |
European |
18/12/2008 |
|
Put Option |
Written |
813,000 |
ZAR 246.0000 |
American |
18/12/2008 |
|
Call Option |
Purchased |
813,000 |
ZAR 317.3400 |
American |
18/12/2008 |
|
Put Option |
Purchased |
813,000 |
ZAR 221.4000 |
American |
18/12/2008 |
|
Equity Future |
Written |
327,000 |
n/a |
European |
18/12/2008 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
BHP Group