30th Sep 2008 15:29
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the Takeover Code)
1. KEY INFORMATION
|
Name of person dealing (Note 1) |
INVESTEC PLC/INVESTEC LTD |
|
Company dealt in |
BHP BILLITON PLC |
|
Class of relevant security to which the dealings being disclosed relate (Note 2) |
0.5USD ORDINARY |
|
Date of dealing |
29 SEPTEMBER 2008 |
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
|
Long |
Short |
|
|
Number (%) |
Number (%) |
|
|
(1) Relevant securities |
20,753,675 0.9404 |
179,767 0.0081 |
|
(2) Derivatives (other than options) |
||
|
(3) Options and agreements to purchase/sell |
2,693,500 0.1220 |
4,610,150 0.2089 |
|
Total |
23,447,175 1.0624 |
4,789,917 0.2170 |
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
|
Class of relevant security: |
Long |
Short |
|
Number (%) |
Number (%) |
|
|
(1) Relevant securities |
||
|
(2) Derivatives (other than options) |
||
|
(3) Options and agreements to purchase/sell |
||
|
Total |
(c) Rights to subscribe (Note 3)
|
Class of relevant security: |
Details |
3. DEALINGS (Note 4)
(a) Purchases and sales
|
Purchase/sale |
Number of securities |
Price per unit (Note 5) |
|
Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale |
5000 4977 4976 27 4975 973 6630 1149 400 1070 300 1070 106 178 854 9000 1000 1139 4500 3111 652 1000 4975 7000 2500 14931 5000 5000 2000 391000 5000 106 200 3076 2999 5000 200 1000 3500 1475 300 4975 200 200 600 300 500 200 9178 2623 5000 5000 856 856 856 10000 13600 1100 100 200 5757 100 1 2000 333 2018 1763 2237 11434 100 1000 100 1000 7600 400 4579 200 3484 221 14800 3800 200 3647 1800 200 200 9083 9076 151 50 791 7856 2000 3978 22 15100 2549 200 2000 1000 2000 15272 1539 787 10000 1461 2000 10797 203 467 5533 238 14262 400 100 1000 6750 1000 250 11135 4000 1487 1865 560 2953 1862 32486 4150 1000 3650 2000 6000 183 33213 100 986 1000 370 6000 2200 1800 4856 4929 2071 856 2000 4000 9000 2000 6000 734 2000 222 3044 531 469 3756 6000 1038 400 2000 10101 105 |
1310p ZAR 181.37 ZAR 181.96 ZAR 182.50 ZAR 183.74 ZAR 183.96 ZAR 184.58 ZAR 185.25 ZAR 185.46 ZAR 185.76 ZAR 185.95 ZAR 186.00 ZAR 186.12 ZAR 186.15 ZAR 186.16 ZAR 186.50 ZAR 187.00 ZAR 187.40 ZAR 187.50 ZAR 187.83 ZAR 187.95 ZAR 188.30 ZAR 189.80 ZAR 190.00 ZAR 190.40 ZAR 190.50 ZAR 190.71 ZAR 190.80 ZAR 191.05 ZAR 191.46 ZAR 191.50 ZAR 192.25 ZAR 192.41 ZAR 192.98 ZAR 193.00 ZAR 193.40 ZAR 193.50 ZAR 193.93 ZAR 193.97 ZAR 194.00 ZAR 194.46 ZAR 194.50 ZAR 195.25 ZAR 195.50 ZAR 196.00 ZAR 196.80 ZAR 197.10 ZAR 197.50 1271p 1272p 1273p 1326p ZAR 181.95 ZAR 185.90 ZAR 186.16 ZAR 186.26 ZAR 186.50 ZAR 186.51 ZAR 186.55 ZAR 186.75 ZAR 187.00 ZAR 187.01 ZAR 187.15 ZAR 187.20 ZAR 187.22 ZAR 187.26 ZAR 187.27 ZAR 187.28 ZAR 187.50 ZAR 187.51 ZAR 187.55 ZAR 187.56 ZAR 187.75 ZAR 187.83 ZAR 187.84 ZAR 188.00 ZAR 188.01 ZAR 188.48 ZAR 188.49 ZAR 188.50 ZAR 188.51 ZAR 188.52 ZAR 188.55 ZAR 188.70 ZAR 188.71 ZAR 188.75 ZAR 189.00 ZAR 189.01 ZAR 189.10 ZAR 189.15 ZAR 189.21 ZAR 189.50 ZAR 189.65 ZAR 189.80 ZAR 189.93 ZAR 190.00 ZAR 190.05 ZAR 190.06 ZAR 190.30 ZAR 190.35 ZAR 190.45 ZAR 190.50 ZAR 190.52 ZAR 190.57 ZAR 190.64 ZAR 190.75 ZAR 190.84 ZAR 191.00 ZAR 191.01 ZAR 191.05 ZAR 191.10 ZAR 191.25 ZAR 191.50 ZAR 191.51 ZAR 191.52 ZAR 191.63 ZAR 191.65 ZAR 191.80 ZAR 191.90 ZAR 192.00 ZAR 192.07 ZAR 192.30 ZAR 192.36 ZAR 192.42 ZAR 192.50 ZAR 192.80 ZAR 193.00 ZAR 193.01 ZAR 193.06 ZAR 193.20 ZAR 193.30 ZAR 193.41 ZAR 193.45 ZAR 193.50 ZAR 193.51 ZAR 193.60 ZAR 193.66 ZAR 193.70 ZAR 193.75 ZAR 193.80 ZAR 193.85 ZAR 193.94 ZAR 194.00 ZAR 194.06 ZAR 194.17 ZAR 194.40 ZAR 194.51 ZAR 194.60 ZAR 194.94 ZAR 195.00 ZAR 195.07 ZAR 195.20 ZAR 195.41 ZAR 195.50 ZAR 196.27 ZAR 196.55 ZAR 197.00 ZAR 197.01 ZAR 197.10 ZAR 197.35 ZAR 197.50 ZAR 198.00 ZAR 198.10 |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 6) |
Number of securities (Note 7) |
Price per unit (Note 5) |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry Date |
Option money paid/received per unit (Note 5) |
|
Call Option |
Writing |
3,000 |
ZAR 139 |
European |
01/09/2008 |
|
|
Call Option |
Writing |
1,100 |
ZAR 107 |
European |
01/09/2009 |
|
|
Equity Future |
Writing |
9,000 |
European |
18/12/2008 |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
(d) Other dealings (including new securities) (Note 4)
|
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
Is a Supplemental Form 8 attached? (Note 9) YES/NO
|
Date of disclosure |
30 SEPTEMBER 2008 |
|
Contact name |
DAVID BURFOOT |
|
Telephone number |
020 7597 4394 |
|
If a connected EFM, name of offeree/offeror with which connected |
n/a |
|
If a connected EFM, state nature of connection (Note 10) |
n/a |
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
|
Product name, e.g. call option |
Written or purchased |
Number of securities to which the option or derivative relates |
Exercise price (Note 2) |
Type, e.g. American, European etc. |
Expiry date |
|
Equity Future |
Written |
248,600 |
n/a |
n/a |
19/03/2009 |
|
Put Option |
Purchased |
6,100 |
ZAR 302.06 |
American |
18/06/2009 |
|
Call Option |
Purchased |
6,100 |
ZAR 416.84 |
American |
18/06/2009 |
|
Put Option |
Written |
128,000 |
ZAR 176.00 |
American |
18/06/2009 |
|
Put Option |
Purchased |
128,000 |
ZAR 220.00 |
American |
18/06/2009 |
|
Put Option |
Purchased |
128,000 |
ZAR 246.43 |
American |
18/06/2009 |
|
Put Option |
Written |
6,100 |
ZAR 256.75 |
American |
18/06/2009 |
|
Call Option |
Purchased |
82,300 |
ZAR 265.20 |
American |
18/12/2008 |
|
Put Option |
Purchased |
82,300 |
ZAR 214.37 |
American |
18/12/2008 |
|
Put Option |
Written |
82,300 |
ZAR 187.85 |
American |
18/12/2008 |
|
Call Option |
Written |
4,010 |
ZAR 152.99 |
European |
07/10/2008 |
|
Call Option |
Written |
3,300 |
ZAR 139.00 |
European |
01/09/2009 |
|
Call Option |
Written |
1,340 |
ZAR 106.98 |
European |
01/09/2009 |
|
Equity Future |
Written |
1,484,100 |
n/a |
European |
18/12/2008 |
|
Equity Future |
Written |
115,000 |
n/a |
European |
19/03/2009 |
|
Put Option |
Purchased |
813,000 |
ZAR 246.0000 |
American |
18/12/2008 |
|
Call Option |
Purchased |
813,000 |
ZAR 317.3400 |
American |
18/12/2008 |
|
Put Option |
Written |
813,000 |
ZAR 221.4000 |
American |
18/12/2008 |
|
Equity Future |
Written |
327,000 |
n/a |
European |
18/12/2008 |
|
Call Option |
Written |
316,100 |
ZAR 389.97 |
American |
19/03/2009 |
|
Call Option |
Written |
318,600 |
ZAR 389.05 |
American |
19/03/2009 |
|
Put Option |
Written |
128,000 |
ZAR 308.04 |
American |
18/06/2009 |
|
Put Option |
Written |
316,100 |
ZAR 309.01 |
American |
19/03/2009 |
|
Put Option |
Written |
318,600 |
ZAR 306.10 |
American |
19/03/2009 |
|
Put Option |
Purchased |
316,100 |
ZAR 231.76 |
American |
19/03/2009 |
|
Put Option |
Purchased |
318,600 |
ZAR 229.58 |
American |
19/03/2009 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
BHP Group