4th Aug 2008 12:01
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the Takeover Code)
1. KEY INFORMATION
|
Name of person dealing (Note 1) |
INVESTEC PLC/INVESTEC LTD |
|
Company dealt in |
BHP BILLITON PLC |
|
Class of relevant security to which the dealings being disclosed relate (Note 2) |
0.5USD ORDINARY |
|
Date of dealing |
1 AUGUST 2008 |
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
|
Long |
Short |
|
|
Number (%) |
Number (%) |
|
|
(1) Relevant securities |
22,384,667 1.0143 |
15,570 0.0007 |
|
(2) Derivatives (other than options) |
||
|
(3) Options and agreements to purchase/sell |
2,772,100 0.1256 |
4,573,100 0.2072 |
|
Total |
25,156,767 1.1399 |
4,588,670 0.2079 |
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
|
Class of relevant security: |
Long |
Short |
|
Number (%) |
Number (%) |
|
|
(1) Relevant securities |
||
|
(2) Derivatives (other than options) |
||
|
(3) Options and agreements to purchase/sell |
||
|
Total |
(c) Rights to subscribe (Note 3)
|
Class of relevant security: |
Details |
3. DEALINGS (Note 4)
(a) Purchases and sales
|
Purchase/sale |
Number of securities |
Price per unit (Note 5) |
|
Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale |
9631 303 18966 2100 973 3010 632 3009 11972 6420 4896 104 2957 2559 4500 5098 2170 4000 1000 5000 1000 89 3200 1809 10000 89 162000 4000 1000 7 300000 500 16100 15000 10000 4000 6000 4000 200 3 87 4913 1093 86732 6500 5000 5000 14497 2000 1387 200 1200 600 2964 23568 11496 2438 710 7140 2153 714 4661 945 300 1000 5000 3531 200 3269 6000 6000 3000 3727 640 640 2000 668 5424 8476 1000 100 7493 990 428 14500 500 89 100 58403 9514 100 7000 300 87 4900 100 8913 13567 433 6000 690 2310 |
1600p 1603p 1605p 1608p 1611p 1613p 1614p 1618p 1622p 1623p ZAR 228.79 ZAR 230.00 ZAR 232.00 ZAR 232.18 ZAR 232.66 ZAR 233.00 ZAR 233.38 ZAR 234.47 ZAR 234.48 ZAR 234.50 ZAR 234.80 ZAR 235.00 ZAR 235.14 ZAR 235.19 ZAR 235.30 ZAR 235.70 ZAR 235.96 ZAR 235.99 ZAR 236.00 ZAR 236.07 ZAR 236.08 ZAR 236.25 ZAR 236.50 ZAR 237.00 ZAR 237.15 ZAR 237.16 ZAR 237.29 ZAR 237.30 ZAR 237.49 ZAR237.50 ZAR237.60 ZAR 237.80 ZAR 237.90 ZAR 237.98 ZAR 238.00 ZAR 238.08 ZAR 238.09 ZAR 238.10 ZAR 238.65 ZAR 238.99 ZAR 239.16 ZAR 240.00 ZAR 242.00 1603p 1616p 1617p 1618p 1619p 1620p 1622p 1623p 1624p 1625p ZAR 232.00 ZAR 232.21 ZAR 232.22 ZAR 232.52 ZAR 232.55 ZAR 232.56 ZAR 232.71 ZAR 233.00 ZAR 233.01 ZAR 233.41 ZAR 233.42 ZAR 233.43 ZAR 234.00 ZAR 234.01 ZAR 235.00 ZAR 235.01 ZAR 235.05 ZAR 235.06 ZAR 235.31 ZAR 235.32 ZAR 235.36 ZAR 235.50 ZAR 235.52 ZAR 235.70 ZAR 236.43 ZAR 236.50 ZAR 236.51 ZAR 236.54 ZAR 237.00 ZAR 237.50 ZAR 237.60 ZAR 237.80 ZAR 237.81 ZAR 238.00 ZAR 238.10 ZAR 238.11 ZAR 238.28 ZAR 238.50 ZAR 238.60 |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 6) |
Number of securities (Note 7) |
Price per unit (Note 5) |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
|
Call Option |
Writing |
316,100 |
ZAR 389.97 |
American |
19/03/2009 |
|
|
Call Option |
Writing |
318,600 |
ZAR 389.05 |
American |
19/03/2009 |
|
|
Put Option |
Writing |
316,100 |
ZAR 309.01 |
American |
19/03/2009 |
|
|
Put Option |
Writing |
318,600 |
ZAR 306.10 |
American |
19/03/2009 |
|
|
Call Option |
Writing |
100,000 |
ZAR 275.00 |
American |
18/12/2008 |
|
|
Put Option |
Purchasing |
316,100 |
ZAR 231.76 |
American |
19/03/2009 |
|
|
Put Option |
Purchasing |
318,600 |
ZAR 229.58 |
American |
19/03/2009 |
|
|
Equity Futures |
Writing |
39,100 |
European |
18/09/2008 |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
(d) Other dealings (including new securities) (Note 4)
|
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
Is a Supplemental Form 8 attached? (Note 9) YES/NO
|
Date of disclosure |
4 AUGUST 2008 |
|
Contact name |
DAVID BURFOOT |
|
Telephone number |
020 7597 4394 |
|
If a connected EFM, name of offeree/offeror with which connected |
n/a |
|
If a connected EFM, state nature of connection (Note 10) |
n/a |
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
|
Product name, e.g. call option |
Written or purchased |
Number of securities to which the option or derivative relates |
Exercise price (Note 2) |
Type, e.g. American, European etc. |
Expiry date |
|
Equity Future |
Written |
248,600 |
n/a |
n/a |
19/03/2009 |
|
Put Option |
Purchased |
6,100 |
ZAR 302.06 |
American |
18/06/2009 |
|
Call Option |
Purchased |
2,000 |
ZAR 300 |
European |
1/12/2008 |
|
Put Option |
Written |
248,600 |
ZAR 214.55 |
American |
19/03/2009 |
|
Call Option |
Purchased |
248,600 |
ZAR 376.18 |
American |
19/03/2009 |
|
Call Option |
Purchased |
6,100 |
ZAR 416.84 |
American |
18/06/2009 |
|
Put Option |
Purchased |
248,600 |
ZAR 286.07 |
American |
19/03/2009 |
|
Put Option |
Written |
6,100 |
ZAR 256.75 |
American |
18/06/2009 |
|
Call Option |
Written |
4,930 |
ZAR 152.99 |
European |
07/10/2008 |
|
Call Option |
Written |
2,940 |
ZAR 148.5 |
European |
14/05/2009 |
|
Equity Future |
Written |
498,100 |
n/a |
European |
18/09/2008 |
|
Equity Future |
Written |
1,062,000 |
n/a |
European |
18/12/2008 |
|
Put Option |
Purchased |
813,000 |
ZAR 246.0000 |
American |
18/12/2008 |
|
Call Option |
Purchased |
813,000 |
ZAR 317.3400 |
American |
18/12/2008 |
|
Put Option |
Written |
813,000 |
ZAR 221.4000 |
American |
18/12/2008 |
|
Equity Future |
Written |
327,000 |
n/a |
European |
18/12/2008 |
|
Call Option |
Written |
316,100 |
ZAR 389.97 |
American |
19/03/2009 |
|
Call Option |
Written |
318,600 |
ZAR 389.05 |
American |
19/03/2009 |
|
Put Option |
Written |
316,100 |
ZAR 309.01 |
American |
19/03/2009 |
|
Put Option |
Written |
318,600 |
ZAR 306.10 |
American |
19/03/2009 |
|
Call Option |
Written |
100,000 |
ZAR 275.00 |
American |
18/12/2008 |
|
Put Option |
Purchased |
316,100 |
ZAR 231.76 |
American |
19/03/2009 |
|
Put Option |
Purchased |
318,600 |
ZAR 229.58 |
American |
19/03/2009 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
BHP Group