10th Sep 2008 13:58
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the Takeover Code)
1. KEY INFORMATION
|
Name of person dealing (Note 1) |
INVESTEC PLC/INVESTEC LTD |
|
Company dealt in |
BHP BILLITON PLC |
|
Class of relevant security to which the dealings being disclosed relate (Note 2) |
0.5USD ORDINARY |
|
Date of dealing |
9 SEPTEMBER 2008 |
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
|
Long |
Short |
|
|
Number (%) |
Number (%) |
|
|
(1) Relevant securities |
22,767,415 1.0316 |
47,861 0.0022 |
|
(2) Derivatives (other than options) |
||
|
(3) Options and agreements to purchase/sell |
2,762,500 0.1252 |
4,826,410 0.2187 |
|
Total |
25,529,915 1.1568 |
4,874,271 0.2209 |
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
|
Class of relevant security: |
Long |
Short |
|
Number (%) |
Number (%) |
|
|
(1) Relevant securities |
||
|
(2) Derivatives (other than options) |
||
|
(3) Options and agreements to purchase/sell |
||
|
Total |
(c) Rights to subscribe (Note 3)
|
Class of relevant security: |
Details |
3. DEALINGS (Note 4)
(a) Purchases and sales
|
Purchase/sale |
Number of securities |
Price per unit (Note 5) |
|
Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale |
16000 10000 5000 10000 6836 5000 5000 547 6949 8844 400 2000 400 8847 8363 8361 200 300 10000 4779 10221 26900 3500 100 5000 100 10300 1000 200 300 100 100 1738 828 7000 127 300 722 800 973 7441 180000 6000 7000 3000 1000 200 100 2500 2500 5000 5000 5000 537 1321 11160 8406 9252 10500 600 1000 7 3000 118 918 4100 221 200 1460 300 10000 400 3500 13300 879 2687 12326 11100 5806 1125 3069 10000 2935 800 58374 613 10000 6265 10000 200 300 10890 27 4973 110 10000 400 1000 25000 2000 400 |
1405p 1444p 1445p 1448p 1456p 1459p 1462p 1463p 1464p 1465p ZAR 193.20 ZAR 194.00 ZAR 194.40 ZAR 194.50 ZAR 194.51 ZAR 195.61 ZAR 197.20 ZAR 198.01 ZAR 198.30 ZAR 198.45 ZAR 198.50 ZAR 199.00 ZAR 199.25 ZAR 200.05 ZAR 200.60 ZAR 200.82 ZAR 201.00 ZAR 201.20 ZAR 201.35 ZAR 201.50 ZAR 202.00 ZAR 202.10 ZAR 202.50 ZAR 202.60 ZAR 203.00 ZAR 203.30 ZAR 203.50 ZAR 203.57 ZAR 203.79 ZAR 203.80 ZAR 204.00 ZAR 204.28 ZAR 204.95 ZAR 204.96 ZAR 205.00 ZAR 205.50 ZAR 206.04 ZAR 206.60 1457p 1458p 1460p 1461p 1462p 1471p 1472p 1474p 1476p 1477p ZAR 194.50 ZAR 194.66 ZAR 195.61 ZAR 197.11 ZAR 199.00 ZAR 199.27 ZAR 200.66 ZAR 200.82 ZAR 201.00 ZAR 201.11 ZAR 201.12 ZAR 201.13 ZAR 201.20 ZAR 201.50 ZAR 202.30 ZAR 202.50 ZAR 202.60 ZAR 202.80 ZAR 203.00 ZAR 203.25 ZAR 203.30 ZAR 203.40 ZAR 203.41 ZAR 203.50 ZAR 203.75 ZAR 203.76 ZAR 204.00 ZAR 204.01 ZAR 204.08 ZAR 204.25 ZAR 205.00 ZAR 205.01 ZAR 205.10 ZAR 205.50 ZAR 205.51 ZAR 205.55 ZAR 205.57 ZAR 205.75 ZAR 205.83 ZAR 205.99 ZAR 206.00 ZAR 207.00 ZAR 207.20 |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 6) |
Number of securities (Note 7) |
Price per unit (Note 5) |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry Date |
Option money paid/received per unit (Note 5) |
|
Call Option |
Writing |
69,000 |
ZAR 260.84 |
American |
18/09/2008 |
|
|
Call Option |
Purchasing |
69,000 |
ZAR 217.37 |
American |
18/09/2008 |
|
|
Put Option |
Purchasing |
69,000 |
ZAR 173.89 |
American |
18/09/2008 |
|
|
Equity Futures |
Writing |
2,000 |
European |
18/12/2008 |
||
|
Equity Futures |
Purchasing |
11,800 |
European |
18/09/2008 |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
(d) Other dealings (including new securities) (Note 4)
|
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
Is a Supplemental Form 8 attached? (Note 9) YES/NO
|
Date of disclosure |
10 SEPTEMBER 2008 |
|
Contact name |
DAVID BURFOOT |
|
Telephone number |
020 7597 4394 |
|
If a connected EFM, name of offeree/offeror with which connected |
n/a |
|
If a connected EFM, state nature of connection (Note 10) |
n/a |
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
|
Product name, e.g. call option |
Written or purchased |
Number of securities to which the option or derivative relates |
Exercise price (Note 2) |
Type, e.g. American, European etc. |
Expiry date |
|
Equity Future |
Written |
248,600 |
n/a |
n/a |
19/03/2009 |
|
Put Option |
Purchased |
6,100 |
ZAR 302.06 |
American |
18/06/2009 |
|
Call Option |
Purchased |
6,100 |
ZAR 416.84 |
American |
18/06/2009 |
|
Put Option |
Written |
128,000 |
ZAR 176.00 |
American |
18/06/2009 |
|
Put Option |
Purchased |
128,000 |
ZAR 220.00 |
American |
18/06/2009 |
|
Put Option |
Purchased |
128,000 |
ZAR 246.43 |
American |
18/06/2009 |
|
Put Option |
Written |
6,100 |
ZAR 256.75 |
American |
18/06/2009 |
|
Call Option |
Written |
69,000 |
ZAR 260.84 |
American |
18/09/2008 |
|
Call Option |
Purchased |
82,300 |
ZAR 265.20 |
American |
18/12/2008 |
|
Call Option |
Purchased |
69,000 |
ZAR 217.37 |
American |
18/09/2008 |
|
Put Option |
Purchased |
82,300 |
ZAR 214.37 |
American |
18/12/2008 |
|
Put Option |
Written |
82,300 |
ZAR 187.85 |
American |
18/12/2008 |
|
Put Option |
Purchased |
69,000 |
ZAE 173.89 |
American |
18/09/2008 |
|
Call Option |
Written |
14,010 |
ZAR 152.99 |
European |
07/10/2008 |
|
Equity Future |
Written |
493,700 |
n/a |
European |
18/09/2008 |
|
Equity Future |
Written |
1,063,300 |
n/a |
European |
18/12/2008 |
|
Equity Future |
Written |
115,000 |
n/a |
European |
19/03/2009 |
|
Put Option |
Purchased |
813,000 |
ZAR 246.0000 |
American |
18/12/2008 |
|
Call Option |
Purchased |
813,000 |
ZAR 317.3400 |
American |
18/12/2008 |
|
Put Option |
Written |
813,000 |
ZAR 221.4000 |
American |
18/12/2008 |
|
Equity Future |
Written |
327,000 |
n/a |
European |
18/12/2008 |
|
Call Option |
Written |
316,100 |
ZAR 389.97 |
American |
19/03/2009 |
|
Call Option |
Written |
318,600 |
ZAR 389.05 |
American |
19/03/2009 |
|
Put Option |
Written |
128,000 |
ZAR 308.04 |
American |
18/06/2009 |
|
Put Option |
Written |
316,100 |
ZAR 309.01 |
American |
19/03/2009 |
|
Put Option |
Written |
318,600 |
ZAR 306.10 |
American |
19/03/2009 |
|
Put Option |
Purchased |
316,100 |
ZAR 231.76 |
American |
19/03/2009 |
|
Put Option |
Purchased |
318,600 |
ZAR 229.58 |
American |
19/03/2009 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
BHP Group