15th Sep 2008 10:46
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the Takeover Code)
1. KEY INFORMATION
|
Name of person dealing (Note 1) |
INVESTEC PLC/INVESTEC LTD
|
|
Company dealt in |
BHP BILLITON PLC
|
|
Class of relevant security to which the dealings being disclosed relate (Note 2)
|
0.5USD ORDINARY |
|
Date of dealing |
12 SEPTEMBER 2008 |
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
|
Long |
Short |
|
|
Number (%) |
Number (%) |
|
|
(1) Relevant securities |
23,032,095 1.0436 |
39,630 0.0018 |
|
(2) Derivatives (other than options) |
||
|
(3) Options and agreements to purchase/sell |
2,762,500 0.1252 |
4,788,530 0.2170 |
|
Total |
25,794,595 1.1688 |
4,828,160 0.2188 |
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
|
Class of relevant security: |
Long |
Short |
|
Number (%) |
Number (%) |
|
|
(1) Relevant securities |
||
|
(2) Derivatives (other than options) |
||
|
(3) Options and agreements to purchase/sell |
||
|
Total |
(c) Rights to subscribe (Note 3)
|
Class of relevant security: |
Details |
3. DEALINGS (Note 4)
(a) Purchases and sales
|
Purchase/sale |
Number of securities |
Price per unit (Note 5) |
|
Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale |
12174 12164 30000 10000 25000 100000 25000 133100 55000 10000 30000 50800 34682 607 24893 24500 35000 25000 10000 5000 2500 5000 100 1000 300 300 300 3512 271000 300 123 400 8516 5020 15000 10000 60000 15000 100000 50000 75000 75000 50000 50000 2512 50000 25000 5000 55000 8000 8129 871 1000 16400 6000 19485 1000 200 1108 892 300 18080 1684 944 500 200 36228 1322 2457 1500 23179 6188 300 500 2800 2127 200 21887 1807 8000 200 2996 400 1004 100 2688 12 100 100 200 2000 19300 510 66222 100 4337 3663 5500 1678 1000 100 20000 800 300 200 |
1438p 1439p 1440p 1443p 1444p 1445p 1446p 1447p 1448p 1449p 1450p 1452p 1453p 1454p 1455p 1458p 1464p 1465p 1467p 1479p 1488p 1494p ZAR 207.30 ZAR 207.80 ZAR 208.00 ZAR 208.50 ZAR 210.50 ZAR 211.27 ZAR 211.63 ZAR 212.50 ZAR 212.62 ZAR 213.49 ZAR 215.75 ZAR 216.13 1439p 1440p 1442p 1444p 1445p 1447p 1447.5p 1448p 1451p 1455p 1459p 1462p 1464p 1465p 1467p ZAR 207.45 ZAR 207.50 ZAR 207.56 ZAR 207.85 ZAR 208.00 ZAR 208.41 ZAR 210.00 ZAR 210.06 ZAR 210.10 ZAR 210.21 ZAR 210.22 ZAR 210.32 ZAR 210.50 ZAR 210.52 ZAR 210.53 ZAR 210.62 ZAR 210.90 ZAR 211.00 ZAR 211.01 ZAR 211.02 ZAR 211.20 ZAR 211.50 ZAR 211.53 ZAR 211.59 ZAR 211.60 ZAR 211.80 ZAR 211.83 ZAR 211.90 ZAR 212.00 ZAR 212.01 ZAR 212.04 ZAR 212.06 ZAR 212.20 ZAR 212.23 ZAR 212.25 ZAR 212.48 ZAR 212.50 ZAR 212.65 ZAR 212.74 ZAR 212.90 ZAR 212.96 ZAR 212.99 ZAR 213.00 ZAR 213.16 ZAR 213.50 ZAR 213.52 ZAR 213.55 ZAR 213.56 ZAR 213.75 ZAR 214.00 ZAR 214.51 ZAR 215.00 ZAR 215.50 ZAR 215.90 ZAR 215.98 ZAR 216.00 |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 6) |
Number of securities (Note 7) |
Price per unit (Note 5) |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry Date |
Option money paid/received per unit (Note 5) |
|
Call Option |
Writing |
120 |
ZAR 106.98 |
European |
01/09/2009 |
|
|
Equity Futures |
Writing |
200 |
European |
18/12/2008 |
||
|
Equity Futures |
Purchasing |
27100 |
European |
18/09/2008 |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
(d) Other dealings (including new securities) (Note 4)
|
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
Is a Supplemental Form 8 attached? (Note 9) YES/NO
|
Date of disclosure |
15 SEPTEMBER 2008
|
|
Contact name |
DAVID BURFOOT
|
|
Telephone number |
020 7597 4394
|
|
If a connected EFM, name of offeree/offeror with which connected |
n/a
|
|
If a connected EFM, state nature of connection (Note 10) |
n/a |
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
|
Product name, e.g. call option |
Written or purchased |
Number of securities to which the option or derivative relates |
Exercise price (Note 2) |
Type, e.g. American, European etc. |
Expiry date |
|
Equity Future |
Written |
248,600 |
n/a |
n/a |
19/03/2009 |
|
Put Option |
Purchased |
6,100 |
ZAR 302.06 |
American |
18/06/2009 |
|
Call Option |
Purchased |
6,100 |
ZAR 416.84 |
American |
18/06/2009 |
|
Put Option |
Written |
128,000 |
ZAR 176.00 |
American |
18/06/2009 |
|
Put Option |
Purchased |
128,000 |
ZAR 220.00 |
American |
18/06/2009 |
|
Put Option |
Purchased |
128,000 |
ZAR 246.43 |
American |
18/06/2009 |
|
Put Option |
Written |
6,100 |
ZAR 256.75 |
American |
18/06/2009 |
|
Call Option |
Written |
69,000 |
ZAR 260.84 |
American |
18/09/2008 |
|
Call Option |
Purchased |
82,300 |
ZAR 265.20 |
American |
18/12/2008 |
|
Call Option |
Purchased |
69,000 |
ZAR 217.37 |
American |
18/09/2008 |
|
Put Option |
Purchased |
82,300 |
ZAR 214.37 |
American |
18/12/2008 |
|
Put Option |
Written |
82,300 |
ZAR 187.85 |
American |
18/12/2008 |
|
Put Option |
Purchased |
69,000 |
ZAE 173.89 |
American |
18/09/2008 |
|
Call Option |
Written |
12,010 |
ZAR 152.99 |
European |
07/10/2008 |
|
Call Option |
Written |
120 |
ZAR 106.98 |
European |
01/09/2009 |
|
Equity Future |
Written |
148,200 |
n/a |
European |
18/09/2008 |
|
Equity Future |
Written |
1,372,800 |
n/a |
European |
18/12/2008 |
|
Equity Future |
Written |
115,000 |
n/a |
European |
19/03/2009 |
|
Put Option |
Purchased |
813,000 |
ZAR 246.0000 |
American |
18/12/2008 |
|
Call Option |
Purchased |
813,000 |
ZAR 317.3400 |
American |
18/12/2008 |
|
Put Option |
Written |
813,000 |
ZAR 221.4000 |
American |
18/12/2008 |
|
Equity Future |
Written |
327,000 |
n/a |
European |
18/12/2008 |
|
Call Option |
Written |
316,100 |
ZAR 389.97 |
American |
19/03/2009 |
|
Call Option |
Written |
318,600 |
ZAR 389.05 |
American |
19/03/2009 |
|
Put Option |
Written |
128,000 |
ZAR 308.04 |
American |
18/06/2009 |
|
Put Option |
Written |
316,100 |
ZAR 309.01 |
American |
19/03/2009 |
|
Put Option |
Written |
318,600 |
ZAR 306.10 |
American |
19/03/2009 |
|
Put Option |
Purchased |
316,100 |
ZAR 231.76 |
American |
19/03/2009 |
|
Put Option |
Purchased |
318,600 |
ZAR 229.58 |
American |
19/03/2009 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
BHP Group