28th Jul 2008 12:42
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the Takeover Code)
1. KEY INFORMATION
|
Name of person dealing (Note 1) |
INVESTEC PLC/INVESTEC LTD |
|
Company dealt in |
BHP BILLITON PLC |
|
Class of relevant security to which the dealings being disclosed relate (Note 2) |
0.5USD ORDINARY |
|
Date of dealing |
25 JULY 2008 |
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
|
Long |
Short |
|
|
Number (%) |
Number (%) |
|
|
(1) Relevant securities |
22,135,412 1.0030 |
332,080 0.0150 |
|
(2) Derivatives (other than options) |
||
|
(3) Options and agreements to purchase/sell |
2,252,400 0.1021 |
3,279,870 0.1486 |
|
Total |
24,387,812 1.1050 |
3,611,950 0.1637 |
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
|
Class of relevant security: |
Long |
Short |
|
Number (%) |
Number (%) |
|
|
(1) Relevant securities |
||
|
(2) Derivatives (other than options) |
||
|
(3) Options and agreements to purchase/sell |
||
|
Total |
(c) Rights to subscribe (Note 3)
|
Class of relevant security: |
Details |
3. DEALINGS (Note 4)
(a) Purchases and sales
|
Purchase/sale |
Number of securities |
Price per unit (Note 5) |
|
Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale |
2000 8000 2564 5000 10000 13444 7700 11292 3000 7000 6000 4000 5000 100 2500 6007 70 900 662 5000 4338 792 2999 1209 1000 1100 750 334 926 9074 200 100 100 2145 8000 652 203 20000 60000 1000 7000 316 892 792 200 200 300 1000 6145 4000 100 200 100 100 100 100 155 1500 1100 |
1542p 1543p 1544p 1545p 1546p 1547p 1548p 1549p 1552p 1554p 1555p 1558p ZAR 234.80 ZAR 233.19 ZAR 233.40 ZAR 233.50 ZAR 233.87 ZAR 233.92 ZAR 234.27 ZAR 234.28 ZAR 234.33 ZAR 234.46 ZAR 234.47 ZAR 234.48 ZAR 234.50 ZAR 235.00 ZAR 235.50 ZAR 236.00 ZAR 236.39 ZAR 236.40 ZAR 236.50 ZAR 236.51 ZAR 238.16 ZAR 235.00 ZAR 235.26 ZAR 236.32 ZAR 236.33 1556.46p 1546p ZAR 234.50 ZAR 235.00 ZAR 233.09 ZAR 233.10 ZAR 233.11 ZAR 233.34 ZAR 233.50 ZAR 233.99 ZAR 235.00 ZAR 235.50 ZAR 235.56 ZAR 237.00 ZAR 237.12 ZAR 237.13 ZAR 237.14 ZAR 237.15 ZAR 237.16 ZAR 237.17 ZAR 237.50 ZAR 237.99 |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 6) |
Number of securities (Note 7) |
Price per unit (Note 5) |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
|
Equity Futures |
Purchased |
1,300 |
European |
19/03/2009 |
||
|
Put Option |
Purchased |
1,300 |
ZAR 214.55 |
American |
19/03/2009 |
|
|
Put Option |
Purchased |
1,300 |
ZAR 286.07 |
American |
19/03/2009 |
|
|
Call Option |
Written |
1,300 |
ZAR 376.18 |
American |
19/03/2009 |
|
|
Equity Futures |
Written |
7,400 |
European |
18/09/2008 |
||
|
Call Option |
Written |
3,000 |
ZAR 152.99 |
European |
07/10/2008 |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
(d) Other dealings (including new securities) (Note 4)
|
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
Is a Supplemental Form 8 attached? (Note 9) YES/NO
|
Date of disclosure |
28 JULY 2008 |
|
Contact name |
DAVID BURFOOT |
|
Telephone number |
020 7597 4394 |
|
If a connected EFM, name of offeree/offeror with which connected |
n/a |
|
If a connected EFM, state nature of connection (Note 10) |
n/a |
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
|
Product name, e.g. call option |
Written or purchased |
Number of securities to which the option or derivative relates |
Exercise price (Note 2) |
Type, e.g. American, European etc. |
Expiry date |
|
Equity Future |
Written |
248,600 |
n/a |
European |
19/03/2009 |
|
Put Option |
Purchased |
6,100 |
ZAR 302.6 |
American |
18/06/2009 |
|
Call Option |
Purchased |
2,000 |
ZAR 300 |
European |
1/12/2008 |
|
Put Option |
Written |
248,600 |
ZAR 214.55 |
American |
19/03/2009 |
|
Call Option |
Purchased |
248,600 |
ZAR 376.18 |
American |
19/03/2009 |
|
Put Option |
Purchased |
115,000 |
ZAR 280 |
American |
18/09/2008 |
|
Call Option |
Purchased |
6,100 |
ZAR 416.84 |
American |
18/06/2009 |
|
Put Option |
Written |
115,000 |
ZAR 240 |
American |
18/09/2008 |
|
Put Option |
Purchased |
248,600 |
ZAR 286.07 |
American |
19/03/2009 |
|
Put Option |
Written |
6,100 |
ZAR 256.75 |
American |
18/06/2009 |
|
Call Option |
Written |
7,930 |
ZAR 152.99 |
European |
07/10/2008 |
|
Call Option |
Written |
1,940 |
ZAR 148.5 |
European |
14/05/2009 |
|
Equity Future |
Written |
449,700 |
n/a |
European |
18/09/2008 |
|
Equity Future |
Written |
1,062,000 |
n/a |
European |
18/12/2008 |
|
Put Option |
Written |
813,000 |
ZAR 246.0000 |
American |
18/12/2008 |
|
Call Option |
Purchased |
813,000 |
ZAR 317.3400 |
American |
18/12/2008 |
|
Put Option |
Purchased |
813,000 |
ZAR 221.4000 |
American |
18/12/2008 |
|
Equity Future |
Written |
327,000 |
n/a |
European |
18/12/2008 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
BHP Group