3rd Sep 2009 10:45
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers & Mergers)
1. KEY INFORMATION
Name of Person State Street
Dealing (Note 1) Global Advisors & Affiliates
Company Dealt In Anglo American Plc
Class of Relevant Security Ord
to Which the Dealings
Being Disclosed
Relate (Note 2)
Date of Dealing 02/09/2009
2. INTERESTS, SHORT POSITIONS & RIGHTS TO SUBSCRIBE
Variance of 519 due to Transfer Receive
(a) Interests & Short Positions (following dealing) in
the Class of Relevant Security Dealt In (Note 3)
Class of Relevant Security: Long Short
Number % Number %
(1) Relevant Securities 34615769 2.62940
(2) Derivatives 230387 0.01750 0 0.00000
other than options
(3) Options &
Agreements to
Purchase/Sell
Total 34846156 2.64690 0 0.00000
(b) Interests & Short Positions in Relevant Securities of the Company
(ex.Class Dealt In) (Note 3)
Class of Relevant Security: Long Short
Number % Number %
(1) Relevant Securities
(2) Derivatives
other than options
(3) Options &
Agreements to
Purchase/Sell
Total
(c) Rights to Subscribe (Note 3)
Class of Relevant Security: Details
3. DEALINGS (Note 4)
(a) Purchases & Sales
Purchase / Number of Price
Sale Securities per Unit
BUY 550 18.91
BUY 1596 18.91
BUY 29347 19.16
BUY 1098 18.93
SELL 8939 18.92
SELL 18824 18.92
SELL 10235 18.92
SELL 106 19.31
SELL 8210 18.92
SELL 5120 18.92
SELL 4170 18.92
SELL 1068 18.92
SELL 7273 18.92
SELL 6465 18.85
SELL 306 18.92
SELL 8589 18.92
SELL 2705 18.92
SELL 1748 18.92
SELL 3177 18.92
SELL 36729 18.92
SELL 14965 18.92
SELL 5920 18.92
(b) Derivatives Transactions (other than options)
Product Name (e.g. CFD) Long/Short No./Securites Price/Unit
(Note 6) (Note 7) (Note 5)
(c) Options Transactions in Respect of Existing Securities
(i) Writing, Selling, Purchasing or Varying
Product Name Write,Sell No/Securities Exercise Type
(eg call option) Purchasing, Which the Price (e.g. USA,
Varying etc. Optn Relates European etc)
Relates- Note7
Expiry Date Option Money
Paid/Received
per Unit
(Note 5)
(ii) Exercising
Product Name Number of Exercise
(eg call option) Securities Price per
Unit (Note 5)
(d) Other Dealings (including new securities) (Note 4)
Nature of Transaction Details Price / Unit
(Note 8) if applicable
(Note 5)
4. OTHER INFORMATION
(a)Agreements, Arrangements or Understandings Relating to Options or Derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing & any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which
any derivative referred to on this form is referenced.
If none, this should be stated.
Is a Supplemental Form 8 Attached? (Note 9) NO
Disclosure Date 03/09/2009
Contact Name Harshil Naik
Telephone Number 020 3395 6213
If Connected EFM N/A
Name of Offeree/Offeror
With Which Connected
If Connected EFM N/A
State Nature of
Connection (Note 10)
Notes:
The Notes on Form 8.3 can be viewed on the
Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
Anglo American