28th Oct 2008 16:48
FORM 8.1
DEALINGS BY OFFERORS, OFFEREE COMPANIES OR THEIR ASSOCIATES
FOR THEMSELVES OR FOR DISCRETIONARY CLIENTS
(Rules 8.1(a) and (b)(i) of the Takeover Code)
Amendment: Option positions converted to Ord.
This disclosure also contains security and option trades from 03 October 2008 to 19 October 2008.
1. KEY INFORMATION
|
Name of person dealing (Note 1) |
Citigroup Derivatives Markets Inc |
|
Company dealt in |
Lloyds TSB Group |
|
Class of relevant security to which the dealings being disclosed relate (Note 2) |
Ordinary Shares (dealt in the form of ADRs) |
|
Date of dealing |
20 October 2008 |
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
|
Class of relevant security: |
Long |
Short |
|
Ord Equity |
Number (%) |
Number (%) |
|
(1) Relevant securities |
(0.00%) |
8,000 (0.00%) |
|
(2) Derivatives (other than options) |
(0.00%) |
(0.00%) |
|
(3) Options and agreements to purchase/sell |
38,000 (0.00%) |
10,400 (0.00%) |
|
Total |
38,000 (0.00%) |
18,400 (0.00%) |
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
|
Class of relevant security: |
Long |
Short |
|
Number (%) |
Number (%) |
|
|
(1) Relevant securities |
(0.00%) |
(0.00%) |
|
(2) Derivatives (other than options) |
(0.00%) |
(0.00%) |
|
(3) Options and agreements to purchase/sell |
(0.00%) |
(0.00%) |
|
Total |
(0.00%) |
(0.00%) |
(c) Rights to subscribe (Note 3)
|
Class of relevant security: |
Details |
3. DEALINGS (Note 4)
Purchases and sales
|
Purchase |
Number of securities |
Price per unit (CHF) (Note 5) |
|
Total |
|
Sales |
Number of securities |
Price per unit (CHF) (Note 5) |
|
Total |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 6) |
Number of securities (Note 7) |
Price per unit (Note 5) |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
|
Call |
Purchasing |
1,000 |
USD 12.5 |
American |
18-04-09 |
USD 1.90 |
|
Call |
Purchasing |
200 |
USD 15.0 |
American |
22-11-08 |
USD 0.20 |
|
Call |
Purchasing |
700 |
USD 12.5 |
American |
22-11-08 |
USD 1.15 |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
(d) Other dealings (including new securities) (Note 4)
|
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
None |
Is a Supplemental Form 8 attached? (Note 9) Yes
|
Date of disclosure |
28 October 2008 |
|
Contact name |
Pavla Trskova |
|
Telephone number |
02890 409544 |
|
Name of offeree/offeror with which associated |
Lloyds TSB Group |
|
Specify category and nature of associate status (Note 10) |
Corporate Broker |
Notes
The Notes on Form 8.1 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Security and Option trades 03/10/2008 to 19/10/2008
DEALINGS
|
Purchases |
Number of securities (ADR) |
Price per unit (Note 4) USD (unless stated) |
|
18/10/2008 |
4000 |
12.05 |
|
18/10/2008 |
1000 |
11.4 |
|
18/10/2008 |
300 |
16 |
|
Sales |
Number of securities (ADR) |
Price per unit (Note 4) USD (unless stated) |
|
10/10/2008 |
-100 |
13.29 |
|
10/10/2008 |
-100 |
13.3 |
|
10/10/2008 |
-100 |
13.3 |
|
13/10/2008 |
-100 |
11.08 |
|
13/10/2008 |
-100 |
11.185 |
|
13/10/2008 |
-100 |
11.11 |
|
13/10/2008 |
-100 |
11.11 |
|
13/10/2008 |
-100 |
11.16 |
|
13/10/2008 |
-100 |
11.16 |
|
13/10/2008 |
-100 |
11.11 |
|
13/10/2008 |
-100 |
11.11 |
|
13/10/2008 |
-100 |
11.16 |
|
13/10/2008 |
-100 |
11.185 |
|
13/10/2008 |
-100 |
11.42 |
|
13/10/2008 |
-100 |
11.41 |
|
13/10/2008 |
-100 |
11.41 |
|
13/10/2008 |
-100 |
11.41 |
|
13/10/2008 |
-100 |
11.41 |
|
13/10/2008 |
-100 |
11.41 |
|
13/10/2008 |
-100 |
11.41 |
|
13/10/2008 |
-100 |
11.41 |
|
13/10/2008 |
-100 |
11.41 |
|
13/10/2008 |
-100 |
11.41 |
|
13/10/2008 |
-100 |
11.41 |
|
13/10/2008 |
-100 |
11.41 |
|
13/10/2008 |
-100 |
11.41 |
|
13/10/2008 |
-100 |
11.42 |
|
13/10/2008 |
-100 |
11.42 |
|
13/10/2008 |
-100 |
11.54 |
|
13/10/2008 |
-100 |
11.54 |
|
13/10/2008 |
-100 |
11.44 |
|
13/10/2008 |
-100 |
11.45 |
|
13/10/2008 |
-100 |
11.43 |
|
13/10/2008 |
-100 |
11.43 |
|
13/10/2008 |
-100 |
11.425 |
|
13/10/2008 |
-100 |
11.43 |
|
13/10/2008 |
-100 |
11.43 |
|
13/10/2008 |
-100 |
11.41 |
|
13/10/2008 |
-100 |
11.41 |
|
13/10/2008 |
-200 |
11.41 |
|
13/10/2008 |
-200 |
11.41 |
|
13/10/2008 |
-300 |
11.43 |
|
13/10/2008 |
-300 |
11.44 |
|
13/10/2008 |
-400 |
11.51 |
|
17/10/2008 |
-100 |
11.14 |
|
17/10/2008 |
-100 |
11.14 |
|
17/10/2008 |
-100 |
11.17 |
|
17/10/2008 |
-100 |
11.16 |
|
17/10/2008 |
-100 |
11.16 |
|
17/10/2008 |
-100 |
11.12 |
|
17/10/2008 |
-100 |
11.16 |
|
17/10/2008 |
-100 |
11.14 |
|
17/10/2008 |
-100 |
11.12 |
|
17/10/2008 |
-100 |
11.13 |
|
17/10/2008 |
-100 |
11.13 |
|
17/10/2008 |
-100 |
11.12 |
|
17/10/2008 |
-100 |
11.11 |
|
17/10/2008 |
-100 |
11.13 |
|
17/10/2008 |
-200 |
11.13 |
|
17/10/2008 |
-200 |
11.12 |
|
17/10/2008 |
-200 |
11.11 |
Options transactions in respect of existing securities
|
Date |
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5)(USD unless stated) |
|
03/10/2008 |
Call |
Purchasing |
1000 |
20 |
AMERICAN |
2008-10-18 |
1.75 |
|
06/10/2008 |
Put |
Selling |
-100 |
20 |
AMERICAN |
2009-01-17 |
3.5 |
|
06/10/2008 |
Put |
Selling |
-300 |
17.5 |
AMERICAN |
2008-10-18 |
1.5 |
|
07/10/2008 |
Call |
Purchasing |
1200 |
15 |
AMERICAN |
2008-10-18 |
2.4 |
|
07/10/2008 |
Call |
Purchasing |
600 |
15 |
AMERICAN |
2008-10-18 |
2.45 |
|
07/10/2008 |
Call |
Purchasing |
600 |
15 |
AMERICAN |
2008-10-18 |
2.45 |
|
07/10/2008 |
Put |
Selling |
-100 |
15 |
AMERICAN |
2008-11-22 |
2.25 |
|
09/10/2008 |
Put |
Selling |
-1000 |
15 |
AMERICAN |
2008-10-18 |
1.2 |
|
10/10/2008 |
Call |
Purchasing |
1000 |
17.5 |
AMERICAN |
2009-04-18 |
1 |
|
10/10/2008 |
Put |
Selling |
-1000 |
12.5 |
AMERICAN |
2008-10-18 |
1.1 |
|
10/10/2008 |
Put |
Selling |
-1000 |
15 |
AMERICAN |
2008-10-18 |
2.4 |
|
13/10/2008 |
Call |
Purchasing |
1000 |
12.5 |
AMERICAN |
2009-04-18 |
1.9 |
|
13/10/2008 |
Call |
Purchasing |
1000 |
15 |
AMERICAN |
2009-04-18 |
1.1 |
|
13/10/2008 |
Call |
Selling |
-1000 |
20 |
AMERICAN |
2008-11-22 |
0.2 |
|
13/10/2008 |
Put |
Selling |
-1500 |
15 |
AMERICAN |
2009-01-17 |
5.7 |
|
14/10/2008 |
Call |
Purchasing |
600 |
10 |
AMERICAN |
2009-01-17 |
2.6 |
|
14/10/2008 |
Call |
Purchasing |
100 |
10 |
AMERICAN |
2008-11-22 |
1.8 |
|
14/10/2008 |
Call |
Purchasing |
100 |
12.5 |
AMERICAN |
2008-11-22 |
0.95 |
|
16/10/2008 |
Call |
Purchasing |
1000 |
12.5 |
AMERICAN |
2009-04-18 |
1.6 |
|
16/10/2008 |
Call |
Selling |
-1000 |
22.5 |
AMERICAN |
2009-01-17 |
0.3 |
|
17/10/2008 |
Call |
Purchasing |
800 |
12.5 |
AMERICAN |
2008-11-22 |
1.05 |
|
17/10/2008 |
Put |
Purchasing |
600 |
10 |
AMERICAN |
2008-11-22 |
1.2 |
|
17/10/2008 |
Call |
Purchasing |
300 |
12.5 |
AMERICAN |
2008-11-22 |
1.05 |
|
17/10/2008 |
Put |
Selling |
-2000 |
15 |
AMERICAN |
2008-10-18 |
4.1 |
|
18/10/2008 |
Put |
Purchasing |
4000 |
15 |
AMERICAN |
2008-10-18 |
2.95 |
|
18/10/2008 |
Put |
Purchasing |
1000 |
12.5 |
AMERICAN |
2008-10-18 |
1.1 |
|
18/10/2008 |
Put |
Purchasing |
300 |
17.5 |
AMERICAN |
2008-10-18 |
1.5 |
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
Security and Option trades 03/10/2008 to 19/10/2008
OPEN POSITIONS (Note 1)
|
Product name, e.g. call option |
Written or purchased |
Number of securities to which the option or derivative relates |
Exercise price (Note 2) |
Type, e.g. American, European etc. |
Expiry date |
|
Call |
Purchased |
3000 |
12.5 |
American |
2009-04-18 |
|
Call |
Purchased |
1900 |
12.5 |
American |
2008-11-22 |
|
Call |
Purchased |
1000 |
15 |
American |
2009-04-18 |
|
Call |
Purchased |
1000 |
17.5 |
American |
2009-04-18 |
|
Call |
Purchased |
600 |
10 |
American |
2009-01-17 |
|
Put |
Purchased |
600 |
10 |
American |
2008-11-22 |
|
Call |
Purchased |
200 |
15 |
American |
2008-11-22 |
|
Call |
Purchased |
100 |
10 |
American |
2008-11-22 |
|
Put |
Written |
-100 |
20 |
American |
2009-01-17 |
|
Put |
Written |
-100 |
15 |
American |
2008-11-22 |
|
Call |
Written |
-1000 |
22.5 |
American |
2009-01-17 |
|
Call |
Written |
-1000 |
20 |
American |
2008-11-22 |
|
Put |
Written |
-1500 |
15 |
American |
2009-01-17 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
Lloyds