7th Jun 2007 13:20
Investec PLC07 June 2007 FORM 8.1 DEALINGS BY OFFERORS, OFFEREE COMPANIES OR THEIR ASSOCIATES FOR THEMSELVES OR FOR DISCRETIONARY CLIENTS (Rules 8.1(a) and (b)(i) of the City Code on Takeovers and Mergers) 1. KEY INFORMATION Name of person dealing (Note 1) INVESTEC PLC (DEALINGS BY INVESTEC SECURITIES LTD)Company dealt in INVESTEC LTDClass of relevant security to which the dealings ORDINARY SHARES ZAR0.0002being disclosed relate (Note 2) Date of dealing 6 JUNE 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevantsecurity dealt in (Note 3) Long Short Number (%) Number (%)(1) Relevant securities 35,811,009 16.44%(2) Derivatives (other than options)(3) Options and agreements topurchase/sell 2,135,300 0.98% 4,646,194 2.13% Total 37,946,309 17.42% 4,646,194 2.13% (b) Interests and short positions in relevant securities of the company, otherthan the class dealt in (Note 3) Class of relevant security: Long Short INVESTEC PLC ORD GBP0.0002 Number (%) Number (%)(1) Relevant securities 18,139,527 4.795% 557,799 0.15%(2) Derivatives (other than options)(3) Options and agreements topurchase/sell 165,800 0.04% 146,700 0.04% Total 18,305,327 4.84% 704,499 0.19% (c) Rights to subscribe (Note 3) Class of relevant security: DetailsOrdinary shares ZAR0.0002 123,430 Staff share options 3. DEALINGS (Note 4) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 5) INVESTEC SECURITIES LTD 1,000 94.05RandPurchase 38 94.15RandPurchase 14 94.15RandPurchase 762 94.25RandPurchase 2,800 94.30RandPurchase 414 94.45RandPurchase 824 94.50RandPurchase 166 94.00RandSale 5,800 94.00RandSale 166 94.05RandSale 28 94.15RandSale 5,000 94.15RandSale 166 94.20RandSale 4,000 94.20RandSale 166 94.21RandSale 166 94.25RandSale 80 94.30RandSale 300 94.30RandSale 252 94.31RandSale (b) Derivatives transactions (other than options) Product Long/short (Note Number of securities (Note Price per unit (Notename, 6) 7) 5)e.g. CFD (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname, selling, securities to American, money purchasing, which the option European varying etc. relates (Note 7) etc.e.g. price date paid/call receivedoption per unit (Note 5) (ii) Exercising Product name, e.g. call Number of Exercise price per unit (Noteoption securities 5) (d) Other dealings (including new securities) (Note 4) Nature of transaction (Note 8) Details Price per unit (if applicable) (Note 5) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. Is a Supplemental Form 8 attached? (Note 9) YES Date of disclosure 07/06/2007 Contact name DAVID BURFOOT Telephone number 020 7597 4394 Name of offeree/offeror with which associated INVESTEC PLCSpecify category and nature of associate status (Note 10) OFFEROR Notes The Notes on Form 8.1 can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk SUPPLEMENTAL FORM 8 DETAILS OF OPEN POSITIONS (This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate) OPEN POSITIONS (Note 1) Product Written Number of securities to Exercise Type, e.g. Expiryname, or which the option or price (Note American, date purchased derivative relates 2) European etc.e.g.calloptionPut Purchased 750,000 66.00Rand European 21/08/Option 52007Put Purchased 750,000 82.00Rand European 15/08/Option 2007Put Written 750,000 66.00Rand European 15/08/Option 2007Call Written 1,250,000 84.00Rand European 21/08/Option 2007Call Written 500,000 94.00Rand European 21/08/Option 2007Call Purchased 500,000 84.00Rand European 21/08/Option 2007Put Purchased 229,900 78.30Rand American 21/06/Options 2007Call Purchased 135,300 95.40Rand American 21/06/Options 2007Put Purchased 135,300 95.40Rand American 21/06/Options 2007Put Purchased 750,000 66.00Rand European 15/08/Options 2007Put Written 750,000 82.00Rand European 15/08/Options 2007Call Written 52,294 00.01Rand European 16/09/Options 2011Futures Written 73,300 European 20/09/ 2007Futures Written 155,400 European 21/06/ 2007 Notes 1. Where there are open option positions or open derivative positions (exceptfor CFDs), full details should be given. Full details of any existing agreementsto purchase or to sell should also be given on this form. 2. For all prices and other monetary amounts, the currency must be stated. For details of the Code's dealing disclosure requirements, see Rule 8 and itsNotes which can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Investec