28th Oct 2008 10:24
FORM 8.1
DEALINGS BY OFFERORS, OFFEREE COMPANIES OR THEIR ASSOCIATES
FOR THEMSELVES OR FOR DISCRETIONARY CLIENTS
(Rules 8.1(a) and (b)(i) of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
|
Name of person dealing (Note 1) |
UBS Financial Services Inc.
|
|
Company dealt in |
BHP Billiton Ltd
|
|
Class of relevant security to which the dealings being disclosed relate (Note 2)
|
2:1 ADR |
|
Date of dealing |
20 October 2008 (includes all previous trade dates - see additional table)
|
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
|
Long |
Short |
|
|
Number (%) |
Number (%) |
|
|
(1) Relevant securities |
231,179 ADR/ 462,358 ORD 0.0138 % |
|
|
(2) Derivatives (other than options) |
||
|
(3) Options and agreements to purchase/sell |
||
|
Total |
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
|
Class of relevant security: |
Long |
Short |
|
Number (%) |
Number (%) |
|
|
(1) Relevant securities |
||
|
(2) Derivatives (other than options) |
||
|
(3) Options and agreements to purchase/sell |
||
|
Total |
(c) Rights to subscribe (Note 3)
|
Class of relevant security: |
Details |
3. DEALINGS (Note 4)
(a) Purchases and sales
|
Purchase/sale |
Number of securities |
Price per unit (Note 5) |
|
Sale |
230 |
39. 2110 USD |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 6) |
Number of securities (Note 7) |
Price per unit (Note 5) |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
(d) Other dealings (including new securities) (Note 4)
|
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
Is a Supplemental Form 8 attached? (Note 9) YES/NO
|
Date of disclosure |
28th October 2008
|
|
Contact name |
James DeRose
|
|
Telephone number |
201-352-4906
|
|
Name of offeree/offeror with which associated |
BHP Billiton Ltd
|
|
Specify category and nature of associate status (Note 10) |
Connected Advisor
|
Notes
The Notes on Form 8.1 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
|
Trade Date |
Purchase/Sale |
Number of shares |
Price |
|
19-Nov-07 |
Sale |
5 |
70.0300 USD |
|
19-Nov-07 |
Sale |
13 |
70.1700 USD |
|
19-Nov-07 |
Sale |
30 |
70.2100 USD |
|
21-Nov-07 |
Sale |
4700 |
70.253191 USD |
|
28-Nov-07 |
Sale |
3 |
73.3000 USD |
|
28-Nov-07 |
Sale |
11 |
73.4400 USD |
|
28-Nov-07 |
Sale |
7 |
73.6500 USD |
|
28-Nov-07 |
Sale |
50 |
73.8900 USD |
|
30-Nov-07 |
Sale |
5 |
75.7600 USD |
|
4-Dec-07 |
Sale |
75 |
73.8100 USD |
|
6-Dec-07 |
Sale |
27 |
74.8400 USD |
|
7-Dec-07 |
Sale |
79 |
76.9400 USD |
|
13-Dec-07 |
Sale |
100 |
73.8500 USD |
|
17-Dec-07 |
Sale |
230 |
67.425652 USD |
|
17-Dec-07 |
Sale |
2823 |
67.614495 USD |
|
18-Dec-07 |
Sale |
75 |
68.2600 USD |
|
18-Dec-07 |
Sale |
100 |
68.2600 USD |
|
19-Dec-07 |
Sale |
40 |
68.2600 USD |
|
19-Dec-07 |
Sale |
1070 |
68.2600 USD |
|
27-Dec-07 |
Sale |
100 |
68.2600 USD |
|
28-Dec-07 |
Sale |
134 |
68.2600 USD |
|
28-Dec-07 |
Sale |
17272 |
68.2600 USD |
|
31-Dec-07 |
Sale |
798 |
68.2600 USD |
|
2-Jan-08 |
Sale |
584 |
69.8500 USD |
|
4-Jan-08 |
Sale |
2822 |
68.961693 USD |
|
7-Jan-08 |
Sale |
1287 |
67.5201 USD |
|
8-Jan-08 |
Sale |
650 |
68.5901 USD |
|
8-Jan-08 |
Sale |
200 |
68.9100 USD |
|
9-Jan-08 |
Sale |
198 |
68.3401 USD |
|
10-Jan-08 |
Sale |
70 |
70.3700 USD |
|
14-Jan-08 |
Sale |
75 |
70.6000 USD |
|
16-Jan-08 |
Sale |
150 |
62.6800 USD |
|
16-Jan-08 |
Sale |
100 |
62.7100 USD |
|
16-Jan-08 |
Sale |
200 |
62.7150 USD |
|
22-Jan-08 |
Sale |
11225 |
54.0700 USD |
|
22-Jan-08 |
Sale |
37 |
57.6500 USD |
|
31-Jan-08 |
Sale |
22 |
66.8500 USD |
|
31-Jan-08 |
Sale |
50 |
66.8600 USD |
|
6-Feb-08 |
Sale |
1110 |
66.663901 USD |
|
6-Feb-08 |
Sale |
20 |
67.3700 USD |
|
6-Feb-08 |
Sale |
204 |
67.5401 USD |
|
11-Feb-08 |
Sale |
600 |
65.6800 USD |
|
13-Feb-08 |
Sale |
100 |
67.9900 USD |
|
13-Feb-08 |
Sale |
30 |
68.3700 USD |
|
19-Feb-08 |
Sale |
9 |
73.9500 USD |
|
19-Feb-08 |
Sale |
514 |
73.9700 USD |
|
19-Feb-08 |
Sale |
794 |
74.0000 USD |
|
20-Feb-08 |
Sale |
22 |
71.4200 USD |
|
20-Feb-08 |
Sale |
12 |
72.430 USD |
|
25-Feb-08 |
Sale |
50 |
72.9400 USD |
|
26-Feb-08 |
Sale |
20 |
73.8500 USD |
|
26-Feb-08 |
Sale |
300 |
73.8701 USD |
|
4-Mar-08 |
Sale |
200 |
71.2701 USD |
|
10-Mar-08 |
Sale |
700 |
66.2001 USD |
|
11-Mar-08 |
Sale |
170 |
67.0701 USD |
|
14-Mar-08 |
Sale |
35 |
71.6000 USD |
|
18-Mar-08 |
Sale |
15 |
68.1400 USD |
|
18-Mar-08 |
Sale |
150 |
68.9001 USD |
|
20-Mar-08 |
Sale |
25 |
63.0300 USD |
|
24-Mar-08 |
Sale |
180 |
63.5444 USD |
|
25-Mar-08 |
Sale |
50 |
64.2900 USD |
|
25-Mar-08 |
Sale |
1000 |
64.6520 USD |
|
25-Mar-08 |
Sale |
10 |
64.6900 USD |
|
28-Mar-08 |
Sale |
123 |
65.5701 USD |
|
28-Mar-08 |
Sale |
169 |
66.2400 USD |
|
1-Apr-08 |
Sale |
110 |
66.7901 USD |
|
2-Apr-08 |
Sale |
70 |
67.5800 USD |
|
3-Apr-08 |
Sale |
60 |
69.6200 USD |
|
3-Apr-08 |
Sale |
427 |
70.685854 USD |
|
3-Apr-08 |
Sale |
20 |
70.7800 USD |
|
3-Apr-08 |
Sale |
25 |
70.8800 USD |
|
4-Apr-08 |
Sale |
30 |
73.1400 USD |
|
4-Apr-08 |
Sale |
3482 |
73.252297 USD |
|
8-Apr-08 |
Sale |
400 |
79.7200 USD |
|
9-Apr-08 |
Sale |
23 |
78.4100 USD |
|
9-Apr-08 |
Sale |
40 |
79.5500 USD |
|
14-Apr-08 |
Sale |
400 |
76.3301 USD |
|
16-Apr-08 |
Sale |
45 |
82.0600 USD |
|
18-Apr-08 |
Sale |
105 |
79.2901 USD |
|
21-Apr-08 |
Sale |
330 |
83.7100 USD |
|
22-Apr-08 |
Sale |
25 |
82.7500 USD |
|
24-Apr-08 |
Sale |
13,468 |
82.1601 USD |
|
24-Apr-08 |
Sale |
10 |
82.2700 USD |
|
25-Apr-08 |
Sale |
100 |
83.2101 USD |
|
25-Apr-08 |
Sale |
25 |
84.4900 USD |
|
1-May-08 |
Sale |
25 |
79.5500 USD |
|
1-May-08 |
Sale |
12350 |
79.857057 USD |
|
1-May-08 |
Sale |
5500 |
80.0000 USD |
|
1-May-08 |
Sale |
300 |
80.2200 USD |
|
1-May-08 |
Sale |
500 |
80.2240 USD |
|
1-May-08 |
Sale |
100 |
80.9301 USD |
|
7-May-08 |
Sale |
100 |
84.4601 USD |
|
8-May-08 |
Sale |
2995 |
86.4900 USD |
|
8-May-08 |
Sale |
101 |
87.2800 USD |
|
12-May-08 |
Sale |
110 |
87.5701 USD |
|
13-May-08 |
Sale |
45 |
88.1900 USD |
|
14-May-08 |
Sale |
75 |
91.3800 USD |
|
14-May-08 |
Sale |
100 |
91.5101 USD |
|
14-May-08 |
Sale |
75 |
91.5600 USD |
|
14-May-08 |
Sale |
25 |
92.0300 USD |
|
20-May-08 |
Sale |
20 |
88.8800 USD |
|
20-May-08 |
Sale |
100 |
88.9432 USD |
|
27-May-08 |
Sale |
350 |
87.8599 USD |
|
30-May-08 |
Sale |
135 |
84.6299 USD |
|
4-Jun-08 |
Sale |
50 |
83.2000 USD |
|
4-Jun-08 |
Sale |
16 |
83.2800 USD |
|
5-Jun-08 |
Sale |
18 |
83.9800 USD |
|
11-Jun-08 |
Sale |
101 |
80.1899 USD |
|
11-Jun-08 |
Sale |
125 |
80.7799 USD |
|
12-Jun-08 |
Sale |
35 |
80.3400 USD |
|
13-Jun-08 |
Sale |
37 |
82.4600 USD |
|
18-Jun-08 |
Sale |
22 |
85.3000 USD |
|
19-Jun-08 |
Sale |
60 |
86.6700 USD |
|
19-Jun-08 |
Sale |
40 |
86.8000 USD |
|
19-Jun-08 |
Sale |
40 |
86.8400 USD |
|
19-Jun-08 |
Sale |
20 |
86.8550 USD |
|
19-Jun-08 |
Sale |
10 |
86.8600 USD |
|
19-Jun-08 |
Sale |
40 |
86.8700 USD |
|
19-Jun-08 |
Sale |
50 |
87.0000 USD |
|
19-Jun-08 |
Sale |
100 |
87.1750 USD |
|
23-Jun-08 |
Sale |
100 |
85.8300 USD |
|
25-Jun-08 |
Sale |
100 |
82.4300 USD |
|
27-Jun-08 |
Sale |
48 |
84.1400 USD |
|
30-Jun-08 |
Sale |
25 |
85.1800 USD |
|
30-Jun-08 |
Sale |
925 |
85.3599 USD |
|
1-Jul-08 |
Sale |
150 |
83.1199 USD |
|
2-Jul-08 |
Sale |
5973 |
79.327706 USD |
|
3-Jul-08 |
Sale |
30 |
76.8600 USD |
|
7-Jul-08 |
Sale |
50 |
76.5300 USD |
|
8-Jul-08 |
Sale |
75 |
75.1100 USD |
|
10-Jul-08 |
Sale |
17 |
76.4300 USD |
|
11-Jul-08 |
Sale |
150 |
75.8032 USD |
|
14-Jul-08 |
Sale |
21 |
77.3800 USD |
|
18-Jul-08 |
Sale |
30 |
71.6400 USD |
|
18-Jul-08 |
Sale |
500 |
72.21198 USD |
|
18-Jul-08 |
Sale |
29 |
72.2800 USD |
|
21-Jul-08 |
Sale |
50 |
73.7000 USD |
|
24-Jul-08 |
Sale |
50 |
69.7000 USD |
|
24-Jul-08 |
Sale |
461 |
69.7002 USD |
|
24-Jul-08 |
Sale |
150 |
69.9502 USD |
|
25-Jul-08 |
Sale |
47 |
70.1900 USD |
|
25-Jul-08 |
Sale |
40 |
70.2400 USD |
|
25-Jul-08 |
Sale |
100 |
70.7402 USD |
|
25-Jul-08 |
Sale |
150 |
70.7600 USD |
|
25-Jul-08 |
Sale |
100 |
70.7900 USD |
|
25-Jul-08 |
Sale |
50 |
70.8000 USD |
|
25-Jul-08 |
Sale |
125 |
70.8375 USD |
|
25-Jul-08 |
Sale |
200 |
70.8500 USD |
|
31-Jul-08 |
Sale |
7029 |
74.854443 USD |
|
5-Aug-08 |
Sale |
40 |
65.4000 USD |
|
5-Aug-08 |
Sale |
96 |
65.5700 USD |
|
5-Aug-08 |
Sale |
17 |
67.2800 USD |
|
7-Aug-08 |
Sale |
100 |
67.1000 USD |
|
7-Aug-08 |
Sale |
400 |
68.0602 USD |
|
7-Aug-08 |
Sale |
10 |
68.0900 USD |
|
11-Aug-08 |
Sale |
50 |
63.2500 USD |
|
13-Aug-08 |
Sale |
4 |
64.4700 USD |
|
14-Aug-08 |
Sale |
172 |
66.2310 USD |
|
19-Aug-08 |
Sale |
200 |
65.7315 USD |
|
19-Aug-08 |
Sale |
421 |
66.1810 USD |
|
19-Aug-08 |
Sale |
10 |
66.3000 USD |
|
19-Aug-08 |
Sale |
348 |
66.440143 USD |
|
20-Aug-08 |
Sale |
752 |
69.270531 USD |
|
20-Aug-08 |
Sale |
76 |
69.3600 USD |
|
20-Aug-08 |
Sale |
60 |
69.3800 USD |
|
27-Aug-08 |
Sale |
36 |
70.7200 USD |
|
29-Aug-08 |
Sale |
70 |
70.9400 USD |
|
4-Sep-08 |
Sale |
560 |
59.6701 USD |
|
5-Sep-08 |
Sale |
803 |
57.6060 USD |
|
8-Sep-08 |
Sale |
185 |
58.6120 USD |
|
9-Sep-08 |
Sale |
50 |
54.6900 USD |
|
9-Sep-08 |
Sale |
100 |
54.7800 USD |
|
9-Sep-08 |
Sale |
50 |
54.7800 USD |
|
9-Sep-08 |
Sale |
50 |
54.8400 USD |
|
9-Sep-08 |
Sale |
435 |
55.000097 USD |
|
9-Sep-08 |
Sale |
500 |
55.06126 USD |
|
9-Sep-08 |
Sale |
890 |
55.101751 USD |
|
10-Sep-08 |
Sale |
2500 |
55.2610 USD |
|
12-Sep-08 |
Sale |
7 |
60.0000 USD |
|
12-Sep-08 |
Sale |
20 |
60.1900 USD |
|
12-Sep-08 |
Sale |
50 |
60.2600 USD |
|
12-Sep-08 |
Sale |
44 |
60.4100 USD |
|
12-Sep-08 |
Sale |
190 |
61.3310 USD |
|
15-Sep-08 |
Sale |
288 |
56.093407 USD |
|
15-Sep-08 |
Sale |
299 |
56.093407 USD |
|
15-Sep-08 |
Sale |
28 |
58.2800 USD |
|
15-Sep-08 |
Sale |
150 |
58.5325 USD |
|
16-Sep-08 |
Sale |
20 |
55.4500 USD |
|
16-Sep-08 |
Sale |
20 |
55.5800 USD |
|
16-Sep-08 |
Sale |
59 |
55.7000 USD |
|
17-Sep-08 |
Sale |
475 |
53.7715 USD |
|
17-Sep-08 |
Sale |
3050 |
54.8100 USD |
|
17-Sep-08 |
Sale |
646 |
54.8715 USD |
|
17-Sep-08 |
Sale |
510 |
54.91047 USD |
|
18-Sep-08 |
Sale |
43 |
54.9600 USD |
|
23-Sep-08 |
Sale |
100 |
62.5325 USD |
|
24-Sep-08 |
Sale |
250 |
61.8425 USD |
|
26-Sep-08 |
Sale |
1000 |
57.7000 USD |
|
26-Sep-08 |
Sale |
200 |
58.0730 USD |
|
26-Sep-08 |
Sale |
47 |
59.1600 USD |
|
26-Sep-08 |
Sale |
60 |
59.3400 USD |
|
29-Sep-08 |
Sale |
30 |
50.7700 USD |
|
30-Sep-08 |
Sale |
250 |
52.2425 USD |
|
1-Oct-08 |
Sale |
14 |
49.0500 USD |
|
1-Oct-08 |
Sale |
4 |
49.1200 USD |
|
1-Oct-08 |
Sale |
1 |
49.2700 USD |
|
1-Oct-08 |
Sale |
13 |
49.3700 USD |
|
2-Oct-08 |
Sale |
100 |
46.1515 USD |
|
2-Oct-08 |
Sale |
225 |
46.4920 USD |
|
3-Oct-08 |
Sale |
96 |
48.7600 USD |
|
3-Oct-08 |
Sale |
369 |
48.9920 USD |
|
3-Oct-08 |
Sale |
234 |
49.0325 USD |
|
6-Oct-08 |
Sale |
76 |
40.796842 USD |
|
6-Oct-08 |
Sale |
79 |
42.0400 USD |
|
6-Oct-08 |
Sale |
100 |
42.9220 USD |
|
6-Oct-08 |
Sale |
400 |
43.940375 USD |
|
7-Oct-08 |
Sale |
57 |
44.5400 USD |
|
8-Oct-08 |
Sale |
95 |
39.0100 USD |
|
8-Oct-08 |
Sale |
500 |
39.4345 USD |
|
8-Oct-08 |
Sale |
118 |
40.480508 USD |
|
8-Oct-08 |
Sale |
173 |
41.57156 USD |
|
9-Oct-08 |
Sale |
150 |
42.2820 USD |
|
9-Oct-08 |
Sale |
100 |
42.3225 USD |
|
10-Oct-08 |
Sale |
730 |
34.0100 USD |
|
10-Oct-08 |
Sale |
77 |
36.6400 USD |
|
10-Oct-08 |
Sale |
230 |
41.6520 USD |
|
10-Oct-08 |
Sale |
1959 |
42.016456 USD |
|
10-Oct-08 |
Sale |
14 |
43.1600 USD |
|
10-Oct-08 |
Sale |
15 |
35.7500 USD |
|
10-Oct-08 |
Sale |
50 |
36.0700 USD |
|
10-Oct-08 |
Sale |
32 |
36.4300 USD |
|
10-Oct-08 |
Sale |
58 |
36.6300 USD |
|
10-Oct-08 |
Sale |
27 |
33.6000 USD |
|
10-Oct-08 |
Sale |
6024 |
33.3700 USD |
|
10-Oct-08 |
Sale |
230 |
39.2110 USD |
Related Shares:
BHP Group