9th Jun 2008 17:32
FORM 8.1
DEALINGS BY OFFERORS, OFFEREE COMPANIES OR THEIR ASSOCIATES FOR THEMSELVES OR FOR DISCRETIONARY CLIENTS (Rules 8.1(a) and (b)(i) of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
|
Name of person dealing (Note 1) |
See attached Schedule |
|
Company dealt in |
BHP Billiton Plc |
|
Class of relevant security to which the dealings being disclosed relate (Note 2) |
Ordinary shares |
|
Date of dealing |
See attached Schedule |
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
|
Long |
Short |
|
|
Number (%) |
Number (%) |
|
|
(1) Relevant securities |
See attached Schedule (Part A) |
N/A |
|
(2) Derivatives (other than options) |
N/A |
N/A |
|
(3) Options and agreements to purchase/sell |
N/A |
N/A |
|
Total |
See attached Schedule (Part A) |
N/A |
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
|
Class of relevant security: |
Long |
Short |
|
Number (%) |
Number (%) |
|
|
(1) Relevant securities |
See attached Schedule (Part B) |
N/A |
|
(2) Derivatives (other than options) |
N/A |
N/A |
|
(3) Options and agreements to purchase/sell |
N/A |
N/A |
|
Total |
See attached Schedule (Part B) |
N/A |
(c) Rights to subscribe (Note 3)
|
Class of relevant security: |
Details |
|
See attached Schedule (Part C) |
3. DEALINGS (Note 4)
(a) Purchases and sales
|
Purchase/sale |
Number of securities |
Price per unit (Note 5) |
|
See attached Schedule (Part D) |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 6) |
Number of securities (Note 7) |
Price per unit (Note 5) |
|
See attached Schedule (Part E) |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/ received per unit (Note 5) |
|
See attached Schedule (Part F) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
See attached Schedule (Part G) |
(d) Other dealings (including new securities) (Note 4)
|
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
|
See attached Schedule (Part H) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
None |
Is a Supplemental Form 8 attached? (Note 9) NO
|
Date of disclosure |
9 June 2008 |
|
Contact name |
Gail McGrath |
|
Telephone number |
+44 20 7802 4108 |
|
Name of offeree/offeror with which Associated |
BHP Billiton Limited |
|
Specify category and nature of Associate status (Note 10) |
Category (3) - directors (together with their close relatives and related trusts) of subsidiaries of BHP Billiton plc and BHP Billiton Ltd and fellow subsidiaries and their associated companies |
Notes
The Notes on Form 8.1 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
SCHEDULE Form 8.1 Aggregated Dealings Disclosure
Part A - Interests and short positions (following dealing) in the class of relevant security dealt in
|
Name |
Holding of relevant securities (excl. relevant securities under option) |
Holding of relevant securities under option |
Holding of derivatives other than options |
Total |
||||
|
Name |
Holding of relevant securities (excl. relevant securities under option) |
Holding of relevant securities under option |
Holding of derivatives other than options |
Total |
||||
|
Long Number % |
Short Number % |
Long Number % |
Short Number % |
Long Number % |
Short Number % |
Long Number % |
Short Number % |
|
|
Wells Fargo Investments (beneficial owner: Johannes H Dreyer) |
933 BHP Billiton Plc ADRs (representing 1,866 Ordinary shares in BHP Billiton Plc) (0.00008%) |
933 BHP Billiton Plc ADRs (representing 1,866 Ordinary shares in BHP Billiton Plc) (0.00008%) |
||||||
|
Johannes H Dreyer |
12,653 BHP Billiton Plc ordinary shares (0.00057%) |
12,653 BHP Billiton Plc ordinary shares (0.00057%) |
||||||
|
James Capel (beneficial owner: Sebastião Henrique Ubaldo Ribeiro) |
56,687 BHP Billiton Plc ordinary shares (0.00254%) |
56,687 BHP Billiton Plc ordinary shares (0.00254%) |
||||||
Part B - Interests and short positions in relevant securities of the company, other than the class dealt in
|
Name |
Holding of relevant securities (excl. relevant securities under option) |
Holding of relevant securities under option |
Holding of derivatives other than options |
Total |
||||
|
Name |
Holding of relevant securities (excl. relevant securities under option) |
Holding of relevant securities under option |
Holding of derivatives other than options |
Total |
||||
|
Long Number % |
Short Number % |
Long Number % |
Short Number % |
Long Number % |
Short Number % |
Long Number % |
Short Number % |
|
|
N/A |
||||||||
Part C - Rights to subscribe
|
Name |
Details |
|
Johannes H Dreyer |
4,333 Deferred Shares awarded under the Group Incentive Scheme 2006 7,500 Performance Shares awarded under the Long Term Incentive Plan 2004 15,000 Performance Shares awarded under the Long Term Incentive Plan 2005 15,000 Performance Shares awarded under the Long Term Incentive Plan 2006 |
|
Sebastião Henrique Ubaldo Ribeiro |
3,729 awards under the Co-investment Plan 8,938 Deferred Shares awarded under the Group Incentive Scheme 2005 5,513 Deferred Shares awarded under the Group Incentive Scheme 2006 20,000 Performance Shares awarded under the Long Term Incentive Plan 2004 15,000 Performance Shares awarded under the Long Term Incentive Plan 2005 15,000 Performance Shares awarded under the Long Term Incentive Plan 2006 |
|
Name |
Details |
|
Johannes H Dreyer |
4,333 Deferred Shares awarded under the Group Incentive Scheme 2006 7,500 Performance Shares awarded under the Long Term Incentive Plan 2004 15,000 Performance Shares awarded under the Long Term Incentive Plan 2005 15,000 Performance Shares awarded under the Long Term Incentive Plan 2006 |
|
Sebastião Henrique Ubaldo Ribeiro |
3,729 awards under the Co-investment Plan 8,938 Deferred Shares awarded under the Group Incentive Scheme 2005 5,513 Deferred Shares awarded under the Group Incentive Scheme 2006 20,000 Performance Shares awarded under the Long Term Incentive Plan 2004 15,000 Performance Shares awarded under the Long Term Incentive Plan 2005 15,000 Performance Shares awarded under the Long Term Incentive Plan 2006 |
Part D - Purchases and Sales
|
Name |
Date of dealing |
Purchase/Sale |
Number of relevant securities |
Price per unit |
|
Name |
Date of dealing |
Purchase/Sale |
Number of relevant securities |
Price per unit |
|
Wells Fargo Investments (beneficial owner: Johannes H Dreyer) |
16.04.08 |
Sale |
1,000 BHP Billiton Plc ADRs (representing 2,000 ordinary shares in BHP Billiton Plc) |
US$72.00 |
|
Wells Fargo Investments (beneficial owner: Johannes H Dreyer) |
15.05.08 |
Sale |
500 BHP Billiton Plc ADRs (representing 1,000 ordinary shares in BHP Billiton Plc) |
US$83.90 |
|
James Capel (beneficial owner: Sebastião Henrique Ubaldo Ribeiro) |
9.05.08 |
Sale |
3,500 ordinary shares |
£21.85 |
|
James Capel (beneficial owner: Sebastião Henrique Ubaldo Ribeiro) |
16.05.08 |
Sale |
10,000 ordinary shares |
£20.52 |
Part E - Derivative Transactions
|
Name |
Date of dealing |
Product name (e.g. contract for difference) |
long/short |
Number of relevant securities |
Price per relevant security |
|
Name |
Date of dealing |
Product name (e.g. contract for difference) |
long/short |
Number of relevant securities |
Price per relevant security |
|
N/A |
Part F - Writing, selling, purchasing or varying options
|
Name |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/ received per unit |
|
Name |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/ received per unit |
|
N/A |
Part G - Exercising Options
|
Name |
Date of exercise |
Product name (e.g. option/award) |
Number of relevant securities acquired |
Exercise price per relevant security |
|
Name |
Date of exercise |
Product name (e.g. option/award) |
Number of relevant securities acquired |
Exercise price per relevant security |
|
N/A |
Part H - Other dealings
|
Name |
Date of exercise |
Number of securities to which the dealing relates |
Nature of transaction |
Details |
Price per unit (if applicable) |
|
Name |
Date of exercise |
Number of securities to which the dealing relates |
Nature of transaction |
Details |
Price per unit (if applicable) |
|
N/A |
Related Shares:
BHP Group