28th Jul 2008 11:31
FORM 8.1
DEALINGS BY OFFERORS, OFFEREE COMPANIES OR THEIR ASSOCIATES FOR THEMSELVES OR FOR DISCRETIONARY CLIENTS (Rules 8.1(a) and (b)(i) of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
|
Name of person dealing (Note 1) |
Clinton Dines |
|
Company dealt in |
BHP Billiton Limited |
|
Class of relevant security to which the dealings being disclosed relate (Note 2) |
Ordinary shares |
|
Date of dealing |
See sections 3 (a) and 3 (d) below |
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
|
Long |
Short |
|
|
Number (%) |
Number (%) |
|
|
(1) Relevant securities |
32,346 Ordinary shares in BHP Billiton Limited |
(0.00096%) |
|
(2) Derivatives (other than options) |
N/A |
N/A |
|
(3) Options and agreements to purchase/sell |
N/A |
N/A |
|
Total |
32,346 Ordinary shares in BHP Billiton Limited |
(0.00096%) |
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
|
Class of relevant security: |
Long |
Short |
|
Number (%) |
Number (%) |
|
|
(1) Relevant securities |
N/A |
N/A |
|
(2) Derivatives (other than options) |
N/A |
N/A |
|
(3) Options and agreements to purchase/sell |
N/A |
N/A |
|
Total |
N/A |
N/A |
(c) Rights to subscribe (Note 3)
|
Class of relevant security: |
Details |
|
Ordinary shares in BHP Billiton Limited |
1,000 shares under loan held under the Employee Share Plan 1990 1,000 shares under loan held under the Employee Share Plan 1991 1,000 shares under loan held under the Employee Share Plan 1992 1,000 shares under loan held under the Employee Share Plan 1993 1,000 shares under loan held under the Employee Share Plan 1994 1,000 shares under loan held under the Employee Share Plan 1995 500 shares under loan held under the Employee Share Plan 1997 15,489 priced options (A$14.30) awarded under the Employee Share Plan 1999 36,140 priced options (A$18.00) awarded under the Employee Share Plan 2000 36,180 priced options (A$8.29) awarded under the Employee Share Plan 2001 3,899 Deferred Shares awarded under the Group Incentive Scheme 2004 10,043 Deferred Shares awarded under the Group Incentive Scheme 2005 6,710 Deferred Shares awarded under the Group Incentive Scheme 2006 4,517 Deferred Shares awarded under the Group Incentive Scheme 2007 3,880 Performance Shares awarded under the Group Incentive Scheme 2003 3,899 Performance Shares awarded under the Group Incentive Scheme 2004 20,000 Performance Shares awarded under the Long Term Incentive Plan 2005 15,000 Performance Shares awarded under the Long Term Incentive Plan 2006 15,000 Performance Shares awarded under the Long Term Incentive Plan 2007 |
3. DEALINGS (Note 4)
(a) Purchases and sales
|
Purchase/sale |
Number of securities |
Price per unit (Note 5) |
|
Sale (following the exercises described in section 3 (d)) |
23,776 Ordinary shares |
A$45.44 |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 6) |
Number of securities (Note 7) |
Price per unit (Note 5) |
|
N/A |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/ received per unit (Note 5) |
|
N/A |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
N/A |
(d) Other dealings (including new securities) (Note 4)
|
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
|
Exercise on 24/06/08 |
12,122 Performance Shares awarded under the Group Incentive Scheme 2002 |
Nil |
|
Exercise on 24/06/08 |
2,425 Deferred Shares awarded under the Group Incentive Scheme 2003 |
Nil |
|
Exercise on 25/06/08 |
9,229 price options (A$11.11) awarded under the 2003 Group Incentive Scheme |
A$11.11 |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
None |
Is a Supplemental Form 8 attached? (Note 9) NO
|
Date of disclosure |
28 July 2008 |
|
Contact name |
Ines Watson |
|
Telephone number |
+44 20 7802 4176 |
|
Name of offeree/offeror with which Associated |
BHP Billiton Limited |
|
Specify category and nature of Associate status (Note 10) |
Category (3) - directors (together with their close relatives and related trusts) of subsidiaries of BHP Billiton Plc and BHP Billiton Ltd and fellow subsidiaries and their associated companies |
Notes
The Notes on Form 8.1 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
BHP Group