10th Nov 2015 11:11
FORM 38.5(a)
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5(a) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH RECOGNISED INTERMEDIARY STATUS AND DEALING IN A CLIENT-SERVING CAPACITY
1. KEY INFORMATION
Name of exempt market-maker | Morgan Stanley & Co. LLC |
Company dealt in | PFIZER INC |
Class of relevant security to which the dealings being disclosed relate (Note 1) | US$0.05 COMMON STOCK |
Date of dealing | 09 NOVEMBER 2015 |
2. DEALINGS (Note 2)
(a) Purchases and sales
Total number of relevant secuities accquired | Highest price paid (Note 3) | Lowest price paid (Note 3) |
2,177,715 | 33.9300 USD | 33.3900 USD |
Total number of relevant secuities disposed | Highest price paid (Note 3) | Lowest price paid (Note 3) |
2,062,358 | 33.9300 USD | 33.3900 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 4) | Number of relevant securities (Note 5) | Price per unit |
N/A | N/A | N/A | N/A |
(c) Options transactions in respect of existing relevant securities
i) Writing, selling, purchasing or varying
Product name, eg call option | Writing, selling, purchasing, varying etc | Number of securities to which the option relates (Note 5) | Exercise Price | Type, e.g American, European etc | Expiry Date | Option money paid/received per unit (Note 3) |
CALL | PURCHASE | 100 | 35.5000 | A | 20/11/2015 | 0.0400 USD |
CALL | PURCHASE | 100 | 35.5000 | A | 20/11/2015 | 0.0400 USD |
CALL | PURCHASE | 500 | 35.5000 | A | 20/11/2015 | 0.0500 USD |
CALL | PURCHASE | 4,000 | 34.5000 | A | 13/11/2015 | 0.0600 USD |
CALL | PURCHASE | 1,200 | 36.0000 | A | 27/11/2015 | 0.0700 USD |
CALL | PURCHASE | 200 | 34.5000 | A | 13/11/2015 | 0.0900 USD |
CALL | PURCHASE | 700 | 36.0000 | A | 04/12/2015 | 0.1000 USD |
PUT | PURCHASE | 200 | 32.0000 | A | 20/11/2015 | 0.1400 USD |
CALL | PURCHASE | 1,200 | 35.0000 | A | 20/11/2015 | 0.1400 USD |
CALL | PURCHASE | 200 | 35.0000 | A | 27/11/2015 | 0.1500 USD |
CALL | PURCHASE | 1,000 | 34.0000 | A | 13/11/2015 | 0.1600 USD |
CALL | PURCHASE | 200 | 34.0000 | A | 13/11/2015 | 0.1700 USD |
PUT | PURCHASE | 1,000 | 33.0000 | A | 13/11/2015 | 0.1700 USD |
PUT | PURCHASE | 200 | 32.5000 | A | 20/11/2015 | 0.2200 USD |
PUT | PURCHASE | 100 | 32.5000 | A | 20/11/2015 | 0.2200 USD |
CALL | PURCHASE | 400 | 34.5000 | A | 20/11/2015 | 0.2400 USD |
PUT | PURCHASE | 400 | 29.0000 | A | 15/01/2016 | 0.2400 USD |
PUT | PURCHASE | 600 | 29.0000 | A | 15/01/2016 | 0.2500 USD |
CALL | PURCHASE | 600 | 34.0000 | A | 13/11/2015 | 0.2500 USD |
CALL | PURCHASE | 500 | 34.0000 | A | 13/11/2015 | 0.2500 USD |
CALL | PURCHASE | 1,100 | 34.0000 | A | 13/11/2015 | 0.2500 USD |
CALL | PURCHASE | 600 | 34.0000 | A | 13/11/2015 | 0.2600 USD |
CALL | PURCHASE | 300 | 34.5000 | A | 20/11/2015 | 0.2600 USD |
PUT | PURCHASE | 100 | 29.0000 | A | 15/01/2016 | 0.2600 USD |
CALL | PURCHASE | 2,400 | 34.0000 | A | 13/11/2015 | 0.2700 USD |
CALL | PURCHASE | 900 | 37.0000 | A | 15/01/2016 | 0.2900 USD |
PUT | PURCHASE | 300 | 26.0000 | A | 18/03/2016 | 0.3000 USD |
PUT | PURCHASE | 400 | 26.0000 | A | 18/03/2016 | 0.3000 USD |
PUT | PURCHASE | 1,000 | 31.0000 | A | 18/12/2015 | 0.3200 USD |
CALL | PURCHASE | 100 | 34.0000 | A | 20/11/2015 | 0.3400 USD |
CALL | PURCHASE | 100 | 34.0000 | A | 20/11/2015 | 0.3400 USD |
PUT | PURCHASE | 300 | 30.0000 | A | 15/01/2016 | 0.3600 USD |
PUT | PURCHASE | 500 | 33.5000 | A | 13/11/2015 | 0.3900 USD |
CALL | PURCHASE | 100 | 36.0000 | A | 15/01/2016 | 0.4300 USD |
CALL | PURCHASE | 500 | 35.0000 | A | 18/12/2015 | 0.4300 USD |
CALL | PURCHASE | 200 | 37.0000 | A | 19/02/2016 | 0.4300 USD |
CALL | PURCHASE | 200 | 35.0000 | A | 18/12/2015 | 0.4400 USD |
PUT | PURCHASE | 500 | 32.0000 | A | 18/12/2015 | 0.4700 USD |
PUT | PURCHASE | 200 | 32.0000 | A | 18/12/2015 | 0.4800 USD |
CALL | PURCHASE | 400 | 36.0000 | A | 15/01/2016 | 0.4900 USD |
PUT | PURCHASE | 200 | 33.5000 | A | 20/11/2015 | 0.5000 USD |
CALL | PURCHASE | 400 | 33.5000 | A | 20/11/2015 | 0.5200 USD |
CALL | PURCHASE | 1,500 | 35.0000 | A | 18/12/2015 | 0.5400 USD |
CALL | PURCHASE | 100 | 37.0000 | A | 18/03/2016 | 0.5400 USD |
CALL | PURCHASE | 100 | 37.0000 | A | 18/03/2016 | 0.5400 USD |
PUT | PURCHASE | 200 | 32.0000 | A | 15/01/2016 | 0.7100 USD |
CALL | PURCHASE | 100 | 33.5000 | A | 20/11/2015 | 0.7100 USD |
CALL | PURCHASE | 100 | 33.5000 | A | 20/11/2015 | 0.7100 USD |
CALL | PURCHASE | 100 | 35.0000 | A | 15/01/2016 | 0.7200 USD |
CALL | PURCHASE | 500 | 35.0000 | A | 15/01/2016 | 0.7200 USD |
CALL | PURCHASE | 100 | 35.0000 | A | 15/01/2016 | 0.7200 USD |
PUT | PURCHASE | 300 | 33.0000 | A | 18/12/2015 | 0.7200 USD |
CALL | PURCHASE | 500 | 38.0000 | A | 17/06/2016 | 0.7200 USD |
CALL | PURCHASE | 400 | 33.0000 | A | 13/11/2015 | 0.7300 USD |
CALL | PURCHASE | 4,000 | 35.0000 | A | 15/01/2016 | 0.7800 USD |
CALL | PURCHASE | 2,300 | 35.0000 | A | 15/01/2016 | 0.7800 USD |
CALL | PURCHASE | 100 | 35.0000 | A | 15/01/2016 | 0.7800 USD |
CALL | PURCHASE | 2,500 | 35.0000 | A | 15/01/2016 | 0.7800 USD |
CALL | PURCHASE | 1,800 | 35.0000 | A | 15/01/2016 | 0.7800 USD |
PUT | PURCHASE | 500 | 33.0000 | A | 18/12/2015 | 0.8400 USD |
PUT | PURCHASE | 1,500 | 34.0000 | A | 20/11/2015 | 0.8600 USD |
CALL | PURCHASE | 900 | 37.0000 | A | 17/06/2016 | 0.9400 USD |
CALL | PURCHASE | 100 | 37.0000 | A | 17/06/2016 | 0.9600 USD |
CALL | PURCHASE | 200 | 37.0000 | A | 17/06/2016 | 0.9600 USD |
CALL | PURCHASE | 100 | 35.0000 | A | 19/02/2016 | 0.9800 USD |
CALL | PURCHASE | 100 | 35.0000 | A | 19/02/2016 | 1.0600 USD |
PUT | PURCHASE | 100 | 33.0000 | A | 15/01/2016 | 1.1200 USD |
PUT | PURCHASE | 100 | 33.0000 | A | 15/01/2016 | 1.1200 USD |
PUT | PURCHASE | 100 | 33.0000 | A | 15/01/2016 | 1.1200 USD |
CALL | PURCHASE | 200 | 34.0000 | A | 15/01/2016 | 1.1400 USD |
CALL | PURCHASE | 1,000 | 34.0000 | A | 15/01/2016 | 1.1500 USD |
CALL | PURCHASE | 200 | 35.0000 | A | 18/03/2016 | 1.1700 USD |
PUT | PURCHASE | 1,000 | 34.0000 | A | 18/12/2015 | 1.2100 USD |
CALL | PURCHASE | 800 | 35.0000 | A | 18/03/2016 | 1.2300 USD |
PUT | PURCHASE | 100 | 32.0000 | A | 18/03/2016 | 1.3300 USD |
PUT | PURCHASE | 200 | 32.0000 | A | 18/03/2016 | 1.3300 USD |
PUT | PURCHASE | 400 | 35.0000 | A | 20/11/2015 | 1.3400 USD |
CALL | PURCHASE | 300 | 34.0000 | A | 19/02/2016 | 1.4200 USD |
CALL | PURCHASE | 100 | 34.0000 | A | 19/02/2016 | 1.5000 USD |
CALL | PURCHASE | 200 | 34.0000 | A | 18/03/2016 | 1.6100 USD |
CALL | PURCHASE | 5,000 | 37.0000 | A | 20/01/2017 | 1.6200 USD |
CALL | PURCHASE | 5,000 | 37.0000 | A | 20/01/2017 | 1.6200 USD |
CALL | PURCHASE | 100 | 37.0000 | A | 20/01/2017 | 1.6300 USD |
CALL | PURCHASE | 1,000 | 37.0000 | A | 20/01/2017 | 1.6700 USD |
CALL | PURCHASE | 1,200 | 33.0000 | A | 15/01/2016 | 1.7000 USD |
CALL | PURCHASE | 900 | 33.0000 | A | 15/01/2016 | 1.7000 USD |
CALL | PURCHASE | 100 | 35.0000 | A | 20/01/2017 | 2.4200 USD |
PUT | PURCHASE | 100 | 36.0000 | A | 17/06/2016 | 3.9700 USD |
PUT | PURCHASE | 2,300 | 35.0000 | A | 20/01/2017 | 4.4500 USD |
PUT | PURCHASE | 1,300 | 35.0000 | A | 20/01/2017 | 4.4500 USD |
PUT | PURCHASE | 1,800 | 35.0000 | A | 20/01/2017 | 4.4500 USD |
CALL | SALE | 1,500 | 37.5000 | A | 20/11/2015 | 0.0100 USD |
CALL | SALE | 1,900 | 38.0000 | A | 20/11/2015 | 0.0100 USD |
CALL | SALE | 1,000 | 38.0000 | A | 20/11/2015 | 0.0100 USD |
CALL | SALE | 1,800 | 38.0000 | A | 20/11/2015 | 0.0100 USD |
CALL | SALE | 100 | 37.0000 | A | 20/11/2015 | 0.0200 USD |
CALL | SALE | 800 | 35.0000 | A | 13/11/2015 | 0.0300 USD |
CALL | SALE | 400 | 35.0000 | A | 13/11/2015 | 0.0300 USD |
CALL | SALE | 500 | 36.0000 | A | 20/11/2015 | 0.0400 USD |
CALL | SALE | 1,000 | 36.0000 | A | 20/11/2015 | 0.0400 USD |
CALL | SALE | 500 | 35.5000 | A | 20/11/2015 | 0.0500 USD |
CALL | SALE | 500 | 35.5000 | A | 20/11/2015 | 0.0500 USD |
PUT | SALE | 100 | 25.0000 | A | 18/12/2015 | 0.0500 USD |
CALL | SALE | 400 | 35.5000 | A | 20/11/2015 | 0.0600 USD |
CALL | SALE | 100 | 35.5000 | A | 20/11/2015 | 0.0600 USD |
CALL | SALE | 1,000 | 34.5000 | A | 13/11/2015 | 0.0600 USD |
PUT | SALE | 100 | 31.0000 | A | 20/11/2015 | 0.0600 USD |
CALL | SALE | 100 | 35.0000 | A | 20/11/2015 | 0.1000 USD |
CALL | SALE | 100 | 35.0000 | A | 20/11/2015 | 0.1000 USD |
CALL | SALE | 1,500 | 35.0000 | A | 20/11/2015 | 0.1000 USD |
CALL | SALE | 200 | 35.0000 | A | 20/11/2015 | 0.1000 USD |
PUT | SALE | 100 | 25.0000 | A | 15/01/2016 | 0.1000 USD |
PUT | SALE | 2,000 | 25.0000 | A | 15/01/2016 | 0.1000 USD |
PUT | SALE | 100 | 28.0000 | A | 18/12/2015 | 0.1000 USD |
PUT | SALE | 400 | 28.0000 | A | 18/12/2015 | 0.1000 USD |
CALL | SALE | 1,500 | 37.0000 | A | 18/12/2015 | 0.1200 USD |
PUT | SALE | 100 | 29.0000 | A | 18/12/2015 | 0.1300 USD |
PUT | SALE | 100 | 29.0000 | A | 18/12/2015 | 0.1300 USD |
CALL | SALE | 400 | 37.0000 | A | 18/12/2015 | 0.1400 USD |
PUT | SALE | 100 | 27.0000 | A | 15/01/2016 | 0.1400 USD |
CALL | SALE | 100 | 35.0000 | A | 20/11/2015 | 0.1600 USD |
CALL | SALE | 400 | 35.0000 | A | 20/11/2015 | 0.1600 USD |
CALL | SALE | 400 | 34.5000 | A | 20/11/2015 | 0.1800 USD |
CALL | SALE | 800 | 34.5000 | A | 20/11/2015 | 0.2200 USD |
CALL | SALE | 100 | 36.0000 | A | 18/12/2015 | 0.2800 USD |
CALL | SALE | 100 | 36.0000 | A | 18/12/2015 | 0.2800 USD |
PUT | SALE | 100 | 33.0000 | A | 20/11/2015 | 0.2900 USD |
CALL | SALE | 200 | 33.5000 | A | 13/11/2015 | 0.3400 USD |
PUT | SALE | 500 | 33.0000 | A | 20/11/2015 | 0.3700 USD |
PUT | SALE | 200 | 33.5000 | A | 13/11/2015 | 0.3800 USD |
PUT | SALE | 1,000 | 33.5000 | A | 20/11/2015 | 0.4100 USD |
CALL | SALE | 900 | 35.0000 | A | 15/01/2016 | 0.6900 USD |
PUT | SALE | 100 | 32.0000 | A | 15/01/2016 | 0.7400 USD |
PUT | SALE | 400 | 33.0000 | A | 18/12/2015 | 0.7400 USD |
PUT | SALE | 1,000 | 34.0000 | A | 20/11/2015 | 0.7400 USD |
CALL | SALE | 100 | 35.0000 | A | 15/01/2016 | 0.8000 USD |
CALL | SALE | 1,000 | 35.0000 | A | 15/01/2016 | 0.8000 USD |
CALL | SALE | 1,000 | 35.0000 | A | 15/01/2016 | 0.8300 USD |
CALL | SALE | 500 | 33.0000 | A | 13/11/2015 | 0.8600 USD |
CALL | SALE | 200 | 40.0000 | A | 20/01/2017 | 0.9300 USD |
CALL | SALE | 100 | 34.0000 | A | 15/01/2016 | 1.1400 USD |
CALL | SALE | 500 | 34.0000 | A | 15/01/2016 | 1.1400 USD |
CALL | SALE | 100 | 34.0000 | A | 15/01/2016 | 1.1400 USD |
PUT | SALE | 400 | 34.0000 | A | 15/01/2016 | 1.4300 USD |
PUT | SALE | 800 | 34.0000 | A | 15/01/2016 | 1.4500 USD |
CALL | SALE | 100 | 33.0000 | A | 18/12/2015 | 1.4800 USD |
PUT | SALE | 100 | 34.0000 | A | 15/01/2016 | 1.4900 USD |
CALL | SALE | 300 | 37.0000 | A | 20/01/2017 | 1.7200 USD |
PUT | SALE | 6,800 | 33.0000 | A | 18/03/2016 | 1.7400 USD |
CALL | SALE | 800 | 32.0000 | A | 15/01/2016 | 2.3000 USD |
PUT | SALE | 1,900 | 33.0000 | A | 17/06/2016 | 2.4400 USD |
PUT | SALE | 1,000 | 33.0000 | A | 17/06/2016 | 2.4400 USD |
PUT | SALE | 1,700 | 33.0000 | A | 17/06/2016 | 2.4500 USD |
PUT | SALE | 1,900 | 33.0000 | A | 17/06/2016 | 2.4500 USD |
PUT | SALE | 1,900 | 33.0000 | A | 17/06/2016 | 2.4500 USD |
PUT | SALE | 100 | 33.0000 | A | 17/06/2016 | 2.4500 USD |
PUT | SALE | 1,000 | 33.0000 | A | 17/06/2016 | 2.4500 USD |
PUT | SALE | 23,300 | 35.0000 | A | 18/03/2016 | 2.8800 USD |
PUT | SALE | 6,700 | 35.0000 | A | 18/03/2016 | 2.8800 USD |
PUT | SALE | 10,200 | 35.0000 | A | 18/03/2016 | 2.8800 USD |
PUT | SALE | 1,900 | 35.0000 | A | 18/03/2016 | 2.8800 USD |
PUT | SALE | 18,800 | 35.0000 | A | 18/03/2016 | 2.8800 USD |
PUT | SALE | 19,100 | 35.0000 | A | 18/03/2016 | 2.8800 USD |
PUT | SALE | 2,200 | 35.0000 | A | 18/03/2016 | 2.8800 USD |
PUT | SALE | 23,600 | 35.0000 | A | 17/06/2016 | 3.5500 USD |
PUT | SALE | 4,200 | 35.0000 | A | 17/06/2016 | 3.5500 USD |
PUT | SALE | 19,100 | 35.0000 | A | 17/06/2016 | 3.5500 USD |
PUT | SALE | 100 | 35.0000 | A | 17/06/2016 | 3.5500 USD |
PUT | SALE | 1,000 | 35.0000 | A | 17/06/2016 | 3.5500 USD |
PUT | SALE | 16,500 | 35.0000 | A | 17/06/2016 | 3.5500 USD |
PUT | SALE | 11,600 | 35.0000 | A | 17/06/2016 | 3.5500 USD |
PUT | SALE | 100 | 35.0000 | A | 17/06/2016 | 3.5500 USD |
PUT | SALE | 1,900 | 35.0000 | A | 17/06/2016 | 3.5500 USD |
PUT | SALE | 16,300 | 35.0000 | A | 17/06/2016 | 3.5500 USD |
CALL | SALE | 300 | 30.0000 | A | 15/01/2016 | 4.1500 USD |
CALL | SALE | 200 | 30.0000 | A | 15/01/2016 | 4.1500 USD |
(ii) Exercising
Product name, eg call option | Number of securities | Exercise price per unit (Note 3) |
N/A | N/A | N/A |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full Details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Date of disclosure | 10 NOVEMBER 2015 |
Contact Name | Craig Horsley |
Telephone Number | +44(141) 245 7736 |
Name of offeree/offeror with which connected | ALLERGAN PLC |
Nature of connection (Note 6) | Advisory |
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