13th Nov 2015 11:05
FORM 38.5(a)
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5(a) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH RECOGNISED INTERMEDIARY STATUS AND DEALING IN A CLIENT-SERVING CAPACITY
1. KEY INFORMATION
Name of exempt market-maker | Morgan Stanley Capital Services LLC |
Company dealt in | PFIZER INC |
Class of relevant security to which the dealings being disclosed relate (Note 1) | US$0.05 COMMON STOCK |
Date of dealing | 12 NOVEMBER 2015 |
2. DEALINGS (Note 2)
(a) Purchases and sales
Total number of relevant secuities accquired | Highest price paid (Note 3) | Lowest price paid (Note 3) |
35,214 | 33.7400 USD | 33.3600 USD |
Total number of relevant secuities disposed | Highest price paid (Note 3) | Lowest price paid (Note 3) |
574,631 | 33.7400 USD | 33.3500 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 4) | Number of relevant securities (Note 5) | Price per unit |
CFD | LONG | 12 | 33.3800 USD |
CFD | LONG | 10 | 33.3800 USD |
CFD | LONG | 8 | 33.3800 USD |
CFD | LONG | 30 | 33.3800 USD |
CFD | LONG | 191 | 33.3815 USD |
CFD | LONG | 80 | 33.3815 USD |
CFD | LONG | 1,000 | 33.3900 USD |
CFD | LONG | 100 | 33.3900 USD |
CFD | LONG | 8,500 | 33.4023 USD |
CFD | LONG | 800 | 33.4119 USD |
CFD | LONG | 49,500 | 33.4207 USD |
CFD | LONG | 637 | 33.4342 USD |
CFD | LONG | 9,521 | 33.4342 USD |
CFD | LONG | 78 | 33.4342 USD |
CFD | LONG | 2,017 | 33.4342 USD |
CFD | LONG | 44 | 33.4342 USD |
CFD | LONG | 3,800 | 33.4435 USD |
CFD | LONG | 16,106 | 33.4568 USD |
CFD | LONG | 69 | 33.4597 USD |
CFD | LONG | 40 | 33.4597 USD |
CFD | LONG | 204,241 | 33.4690 USD |
CFD | LONG | 300 | 33.4799 USD |
CFD | LONG | 145,066 | 33.4926 USD |
CFD | LONG | 1,900 | 33.4974 USD |
CFD | LONG | 98 | 33.5093 USD |
CFD | LONG | 6 | 33.5100 USD |
CFD | LONG | 5 | 33.5100 USD |
CFD | LONG | 93 | 33.5100 USD |
CFD | LONG | 9,300 | 33.5109 USD |
CFD | LONG | 11,810 | 33.5145 USD |
CFD | LONG | 1,649 | 33.5372 USD |
CFD | LONG | 1,100 | 33.5527 USD |
CFD | LONG | 1,900 | 33.5659 USD |
CFD | LONG | 75,000 | 33.5760 USD |
CFD | LONG | 100 | 33.6200 USD |
CFD | LONG | 300 | 33.6300 USD |
CFD | LONG | 600 | 33.6421 USD |
CFD | LONG | 2,100 | 33.6500 USD |
CFD | SHORT | 2,300 | 33.3860 USD |
CFD | SHORT | 1,000 | 33.3930 USD |
CFD | SHORT | 313 | 33.4030 USD |
CFD | SHORT | 200 | 33.4350 USD |
CFD | SHORT | 226 | 33.4355 USD |
CFD | SHORT | 21 | 33.4355 USD |
CFD | SHORT | 12 | 33.4369 USD |
CFD | SHORT | 132 | 33.4369 USD |
CFD | SHORT | 700 | 33.4457 USD |
CFD | SHORT | 7,500 | 33.4587 USD |
CFD | SHORT | 3,800 | 33.5100 USD |
CFD | SHORT | 4,500 | 33.5235 USD |
CFD | SHORT | 2,400 | 33.5321 USD |
CFD | SHORT | 197 | 33.5408 USD |
CFD | SHORT | 200 | 33.5425 USD |
CFD | SHORT | 107 | 33.5506 USD |
CFD | SHORT | 55 | 33.5507 USD |
CFD | SHORT | 9 | 33.5567 USD |
CFD | SHORT | 200 | 33.5700 USD |
CFD | SHORT | 4,600 | 33.6104 USD |
(c) Options transactions in respect of existing relevant securities
i) Writing, selling, purchasing or varying
Product name, eg call option | Writing, selling, purchasing, varying etc | Number of securities to which the option relates (Note 5) | Exercise Price | Type, e.g American, European etc | Expiry Date | Option money paid/received per unit (Note 3) |
N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercising
Product name, eg call option | Number of securities | Exercise price per unit (Note 3) |
N/A | N/A | N/A |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full Details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Date of disclosure | 13 NOVEMBER 2015 |
Contact Name | Craig Horsley |
Telephone Number | +44(141) 245 7736 |
Name of offeree/offeror with which connected | ALLERGAN PLC |
Nature of connection (Note 6) | Advisory |
Related Shares:
PFZ.L