12th Nov 2015 11:09
FORM 38.5(a)
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5(a) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH RECOGNISED INTERMEDIARY STATUS AND DEALING IN A CLIENT-SERVING CAPACITY
1. KEY INFORMATION
Name of exempt market-maker | Morgan Stanley Capital Services LLC |
Company dealt in | PFIZER INC |
Class of relevant security to which the dealings being disclosed relate (Note 1) | US$0.05 COMMON STOCK |
Date of dealing | 11 NOVEMBER 2015 |
2. DEALINGS (Note 2)
(a) Purchases and sales
Total number of relevant secuities accquired | Highest price paid (Note 3) | Lowest price paid (Note 3) |
143,332 | 34.1200 USD | 33.6600 USD |
Total number of relevant secuities disposed | Highest price paid (Note 3) | Lowest price paid (Note 3) |
124,596 | 33.9800 USD | 33.6500 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 4) | Number of relevant securities (Note 5) | Price per unit |
CFD | LONG | 30 | 33.7000 USD |
CFD | LONG | 13 | 33.7161 USD |
CFD | LONG | 131 | 33.7161 USD |
CFD | LONG | 9,000 | 33.7205 USD |
CFD | LONG | 900 | 33.7300 USD |
CFD | LONG | 6,300 | 33.7328 USD |
CFD | LONG | 3,207 | 33.7346 USD |
CFD | LONG | 93 | 33.7400 USD |
CFD | LONG | 8 | 33.7400 USD |
CFD | LONG | 33 | 33.7500 USD |
CFD | LONG | 45,092 | 33.7502 USD |
CFD | LONG | 270 | 33.7525 USD |
CFD | LONG | 28,798 | 33.7759 USD |
CFD | LONG | 5,600 | 33.7884 USD |
CFD | LONG | 37 | 33.8000 USD |
CFD | LONG | 72 | 33.8000 USD |
CFD | LONG | 8 | 33.8000 USD |
CFD | LONG | 400 | 33.8175 USD |
CFD | LONG | 3,193 | 33.8202 USD |
CFD | LONG | 8,707 | 33.8523 USD |
CFD | LONG | 400 | 33.8625 USD |
CFD | LONG | 500 | 33.8640 USD |
CFD | SHORT | 100 | 33.6900 USD |
CFD | SHORT | 100 | 33.6900 USD |
CFD | SHORT | 166 | 33.6927 USD |
CFD | SHORT | 14 | 33.6927 USD |
CFD | SHORT | 44 | 33.6927 USD |
CFD | SHORT | 1 | 33.6927 USD |
CFD | SHORT | 1 | 33.6927 USD |
CFD | SHORT | 200 | 33.7000 USD |
CFD | SHORT | 400 | 33.7144 USD |
CFD | SHORT | 900 | 33.7261 USD |
CFD | SHORT | 3,100 | 33.7290 USD |
CFD | SHORT | 114 | 33.7548 USD |
CFD | SHORT | 1,689 | 33.7548 USD |
CFD | SHORT | 7 | 33.7548 USD |
CFD | SHORT | 15 | 33.7548 USD |
CFD | SHORT | 360 | 33.7548 USD |
CFD | SHORT | 1,900 | 33.7589 USD |
CFD | SHORT | 1 | 33.7600 USD |
CFD | SHORT | 2 | 33.7600 USD |
CFD | SHORT | 8,492 | 33.7787 USD |
CFD | SHORT | 22 | 33.7795 USD |
CFD | SHORT | 119 | 33.7813 USD |
CFD | SHORT | 222 | 33.7820 USD |
CFD | SHORT | 600 | 33.7933 USD |
CFD | SHORT | 33,560 | 33.7957 USD |
CFD | SHORT | 2,400 | 33.7970 USD |
CFD | SHORT | 38,400 | 33.8009 USD |
CFD | SHORT | 1,700 | 33.8209 USD |
CFD | SHORT | 6,500 | 33.8238 USD |
CFD | SHORT | 25,300 | 33.8294 USD |
CFD | SHORT | 266 | 33.8763 USD |
CFD | SHORT | 107 | 33.8763 USD |
CFD | SHORT | 29 | 33.8886 USD |
CFD | SHORT | 509 | 33.8886 USD |
CFD | SHORT | 12 | 33.8886 USD |
CFD | SHORT | 160 | 33.8886 USD |
CFD | SHORT | 2,397 | 33.8886 USD |
CFD | SHORT | 8,800 | 33.9300 USD |
(c) Options transactions in respect of existing relevant securities
i) Writing, selling, purchasing or varying
Product name, eg call option | Writing, selling, purchasing, varying etc | Number of securities to which the option relates (Note 5) | Exercise Price | Type, e.g American, European etc | Expiry Date | Option money paid/received per unit (Note 3) |
N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercising
Product name, eg call option | Number of securities | Exercise price per unit (Note 3) |
N/A | N/A | N/A |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full Details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Date of disclosure | 12 NOVEMBER 2015 |
Contact Name | Craig Horsley |
Telephone Number | +44(141) 245 7736 |
Name of offeree/offeror with which connected | ALLERGAN PLC |
Nature of connection (Note 6) | Advisory |
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