16th Nov 2015 11:10
FORM 38.5(a)
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5(a) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH RECOGNISED INTERMEDIARY STATUS AND DEALING IN A CLIENT-SERVING CAPACITY
1. KEY INFORMATION
Name of exempt market-maker | Morgan Stanley Capital Services LLC |
Company dealt in | PFIZER INC |
Class of relevant security to which the dealings being disclosed relate (Note 1) | US$0.05 COMMON STOCK |
Date of dealing | 13 NOVEMBER 2015 |
2. DEALINGS (Note 2)
(a) Purchases and sales
Total number of relevant secuities accquired | Highest price paid (Note 3) | Lowest price paid (Note 3) |
194,534 | 33.6400 USD | 33.1500 USD |
Total number of relevant secuities disposed | Highest price paid (Note 3) | Lowest price paid (Note 3) |
892,947 | 33.6800 USD | 33.1400 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 4) | Number of relevant securities (Note 5) | Price per unit |
CFD | LONG | 1,145 | 33.2265 USD |
CFD | LONG | 365 | 33.2345 USD |
CFD | LONG | 1,600 | 33.2600 USD |
CFD | LONG | 1,500 | 33.2700 USD |
CFD | LONG | 5,400 | 33.3188 USD |
CFD | LONG | 203,650 | 33.3192 USD |
CFD | LONG | 9,820 | 33.3238 USD |
CFD | LONG | 410,813 | 33.3251 USD |
CFD | LONG | 65,625 | 33.3380 USD |
CFD | LONG | 71 | 33.3400 USD |
CFD | LONG | 1,200 | 33.3417 USD |
CFD | LONG | 12,535 | 33.3585 USD |
CFD | LONG | 10,100 | 33.3593 USD |
CFD | LONG | 87,140 | 33.3804 USD |
CFD | LONG | 400 | 33.4375 USD |
CFD | LONG | 25,300 | 33.5060 USD |
CFD | LONG | 45,125 | 33.5177 USD |
CFD | LONG | 400 | 33.5700 USD |
CFD | SHORT | 2,400 | 33.1800 USD |
CFD | SHORT | 300 | 33.2121 USD |
CFD | SHORT | 2,400 | 33.2263 USD |
CFD | SHORT | 25,436 | 33.2622 USD |
CFD | SHORT | 100 | 33.2700 USD |
CFD | SHORT | 200 | 33.2710 USD |
CFD | SHORT | 1,800 | 33.2711 USD |
CFD | SHORT | 100 | 33.2773 USD |
CFD | SHORT | 2,000 | 33.2904 USD |
CFD | SHORT | 300 | 33.3000 USD |
CFD | SHORT | 12,800 | 33.3247 USD |
CFD | SHORT | 400 | 33.3250 USD |
CFD | SHORT | 58 | 33.3300 USD |
CFD | SHORT | 105,200 | 33.3809 USD |
CFD | SHORT | 1,400 | 33.3850 USD |
CFD | SHORT | 5,100 | 33.3858 USD |
CFD | SHORT | 200 | 33.3871 USD |
CFD | SHORT | 600 | 33.4866 USD |
CFD | SHORT | 200 | 33.5400 USD |
(c) Options transactions in respect of existing relevant securities
i) Writing, selling, purchasing or varying
Product name, eg call option | Writing, selling, purchasing, varying etc | Number of securities to which the option relates (Note 5) | Exercise Price | Type, e.g American, European etc | Expiry Date | Option money paid/received per unit (Note 3) |
N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercising
Product name, eg call option | Number of securities | Exercise price per unit (Note 3) |
N/A | N/A | N/A |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full Details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Date of disclosure | 16 NOVEMBER 2015 |
Contact Name | Craig Horsley |
Telephone Number | +44(141) 245 7736 |
Name of offeree/offeror with which connected | ALLERGAN PLC |
Nature of connection (Note 6) | Advisory |
Related Shares:
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