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Rule 38.5 - Pfizer INC

19th Nov 2015 10:52

RNS Number : 2908G
Morgan Stanley Capital Services LLC
19 November 2015
 



 

 FORM 38.5(a)

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 38.5(a) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER  RULES, 2013

 

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH RECOGNISED INTERMEDIARY STATUS AND DEALING IN A CLIENT-SERVING CAPACITY

 

 

1. KEY INFORMATION

 Name of exempt market-maker

Morgan Stanley Capital Services LLC

 Company dealt in

PFIZER INC

 Class of relevant security to which the dealings being disclosed relate (Note 1)

US$0.05 COMMON STOCK

 Date of dealing

18 NOVEMBER 2015

 

 

2. DEALINGS (Note 2)

 

(a) Purchases and sales

 Total number of relevant secuities accquired

 Highest price paid (Note 3)

 Lowest price paid (Note 3)

  1,936,846

 33.4200 USD

 32.9500 USD

 

 Total number of relevant secuities disposed

 Highest price paid (Note 3)

 Lowest price paid (Note 3)

  149,039

 33.4200 USD

 32.9578 USD

 

 

(b) Derivatives transactions (other than options transactions)

 

 Product name, e.g. CFD

 Nature of transaction

(Note 4)

 Number of relevant securities

(Note 5)

 Price per unit

 CFD

 LONG

 1,200

 33.0866 USD

 CFD

 LONG

 24,736

 33.1004 USD

 CFD

 LONG

 41

 33.1335 USD

 CFD

 LONG

 18

 33.1335 USD

 CFD

 LONG

 9,000

 33.2126 USD

 CFD

 LONG

 165

 33.2234 USD

 CFD

 LONG

 89

 33.2236 USD

 CFD

 LONG

 1,043

 33.2245 USD

 CFD

 LONG

 71

 33.2245 USD

 CFD

 LONG

 22

 33.2245 USD

 CFD

 LONG

 221

 33.2245 USD

 CFD

 LONG

 5

 33.2245 USD

 CFD

 LONG

 19

 33.2264 USD

 CFD

 LONG

 143

 33.2520 USD

 CFD

 LONG

 11

 33.2600 USD

 CFD

 LONG

 2

 33.2600 USD

 CFD

 LONG

 5

 33.2600 USD

 CFD

 LONG

 4

 33.2600 USD

 CFD

 LONG

 300

 33.2633 USD

 CFD

 LONG

 4,046

 33.2946 USD

 CFD

 LONG

 2,683

 33.2951 USD

 CFD

 LONG

 1,400

 33.3240 USD

 CFD

 LONG

 1,600

 33.3291 USD

 CFD

 LONG

 13,800

 33.3446 USD

 CFD

 LONG

 4,174

 33.3553 USD

 CFD

 SHORT

 2,400

 33.0300 USD

 CFD

 SHORT

 10,000

 33.0845 USD

 CFD

 SHORT

 100

 33.1100 USD

 CFD

 SHORT

 100

 33.1100 USD

 CFD

 SHORT

 24

 33.1100 USD

 CFD

 SHORT

 36

 33.1100 USD

 CFD

 SHORT

 6,575

 33.1623 USD

 CFD

 SHORT

 700

 33.1771 USD

 CFD

 SHORT

 34,124

 33.1972 USD

 CFD

 SHORT

 5,000

 33.2041 USD

 CFD

 SHORT

 72,090

 33.2131 USD

 CFD

 SHORT

 29

 33.2256 USD

 CFD

 SHORT

 33

 33.2256 USD

 CFD

 SHORT

 1,814

 33.2281 USD

 CFD

 SHORT

 100

 33.2300 USD

 CFD

 SHORT

 78

 33.2400 USD

 CFD

 SHORT

 6

 33.2400 USD

 CFD

 SHORT

 16

 33.2400 USD

 CFD

 SHORT

 16,660

 33.2542 USD

 CFD

 SHORT

 1,576,340

 33.2647 USD

 CFD

 SHORT

 100

 33.2700 USD

 CFD

 SHORT

 50

 33.2700 USD

 CFD

 SHORT

 22,800

 33.2711 USD

 CFD

 SHORT

 10,200

 33.2852 USD

 CFD

 SHORT

 13,200

 33.2879 USD

 CFD

 SHORT

 31,800

 33.2908 USD

 CFD

 SHORT

 2,100

 33.3000 USD

 CFD

 SHORT

 96,300

 33.3174 USD

 CFD

 SHORT

 714

 33.3427 USD

 

 

(c) Options transactions in respect of existing relevant securities

 

i) Writing, selling, purchasing or varying

 

 Product name, eg call option

 Writing, selling, purchasing, varying etc

 Number of securities to which the option relates (Note 5)

 Exercise Price

 Type, e.g American, European etc

 Expiry Date

 Option money paid/received per unit (Note 3)

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii) Exercising

 

 Product name, eg call option

 Number of securities

 Exercise price per unit (Note 3)

 N/A

 N/A

 N/A

 

 

3. OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

Full Details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

 

 

 

 

 

 

 

 

 Date of disclosure

 19 NOVEMBER 2015

 Contact Name

Craig Horsley

 Telephone Number

+44(141) 245 7736

 Name of offeree/offeror with which connected

ALLERGAN PLC

Nature of connection (Note 6)

Advisory

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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