30th Oct 2015 11:54
FORM 38.5(a)
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5(a) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH RECOGNISED INTERMEDIARY STATUS AND DEALING IN A CLIENT-SERVING CAPACITY
1. KEY INFORMATION
Name of exempt market-maker | Morgan Stanley Capital Services LLC |
Company dealt in | PFIZER INC |
Class of relevant security to which the dealings being disclosed relate (Note 1) | USD ORDINARY SHARES |
Date of dealing | 29 OCTOBER 2015 |
2. DEALINGS (Note 2)
(a) Purchases and sales
Total number of relevant secuities accquired | Highest price paid (Note 3) | Lowest price paid (Note 3) |
1,052,448 | 36.0000 USD | 34.2500 USD |
Total number of relevant secuities disposed | Highest price paid (Note 3) | Lowest price paid (Note 3) |
154,723 | 36.2000 USD | 34.3800 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 4) | Number of relevant securities (Note 5) | Price per unit |
CFD | LONG | 1 | 35.2100 USD |
CFD | LONG | 4 | 35.2100 USD |
CFD | LONG | 13 | 35.2100 USD |
CFD | LONG | 58 | 35.2100 USD |
CFD | LONG | 77 | 34.6900 USD |
CFD | LONG | 80 | 35.0700 USD |
CFD | LONG | 100 | 34.7500 USD |
CFD | LONG | 200 | 34.7900 USD |
CFD | LONG | 200 | 35.7150 USD |
CFD | LONG | 337 | 35.2212 USD |
CFD | LONG | 350 | 35.4800 USD |
CFD | LONG | 400 | 35.2213 USD |
CFD | LONG | 600 | 34.8866 USD |
CFD | LONG | 700 | 34.7443 USD |
CFD | LONG | 800 | 35.5925 USD |
CFD | LONG | 864 | 35.2212 USD |
CFD | LONG | 1,400 | 35.7150 USD |
CFD | LONG | 2,000 | 35.2730 USD |
CFD | LONG | 2,600 | 34.8181 USD |
CFD | LONG | 12,635 | 34.6074 USD |
CFD | LONG | 15,292 | 34.9671 USD |
CFD | LONG | 42,600 | 35.2455 USD |
CFD | LONG | 99,834 | 34.7700 USD |
CFD | SHORT | 10 | 34.7716 USD |
CFD | SHORT | 11 | 34.7716 USD |
CFD | SHORT | 153 | 34.7706 USD |
CFD | SHORT | 200 | 34.6200 USD |
CFD | SHORT | 283 | 34.7706 USD |
CFD | SHORT | 500 | 34.7980 USD |
CFD | SHORT | 750 | 34.7900 USD |
CFD | SHORT | 1,000 | 34.9390 USD |
CFD | SHORT | 1,140 | 35.1816 USD |
CFD | SHORT | 1,700 | 35.0724 USD |
CFD | SHORT | 2,783 | 34.9322 USD |
CFD | SHORT | 4,971 | 35.1734 USD |
CFD | SHORT | 5,400 | 34.6447 USD |
CFD | SHORT | 7,026 | 34.6516 USD |
CFD | SHORT | 8,995 | 35.1717 USD |
CFD | SHORT | 17,000 | 34.8360 USD |
CFD | SHORT | 19,900 | 34.2951 USD |
CFD | SHORT | 20,314 | 35.0084 USD |
CFD | SHORT | 34,800 | 34.7773 USD |
CFD | SHORT | 99,834 | 34.7700 USD |
CFD | SHORT | 379,451 | 35.2255 USD |
CFD | SHORT | 433,915 | 35.3375 USD |
(c) Options transactions in respect of existing relevant securities
i) Writing, selling, purchasing or varying
Product name, eg call option | Writing, selling, purchasing, varying etc | Number of securities to which the option relates (Note 5) | Exercise Price | Type, e.g American, European etc | Expiry Date | Option money paid/received per unit (Note 3) |
N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercising
Product name, eg call option | Number of securities | Exercise price per unit (Note 3) |
N/A | N/A | N/A |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full Details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Date of disclosure | 30 OCTOBER 2015 |
Contact Name | Craig Horsley |
Telephone Number | +44(141) 245 7736 |
Name of offeree/offeror with which connected | ALLERGAN PLC |
Nature of connection (Note 6) | Advisory |
Related Shares:
PFZ.L