6th Nov 2015 11:30
FORM 38.5(a)
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5(a) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH RECOGNISED INTERMEDIARY STATUS AND DEALING IN A CLIENT-SERVING CAPACITY
1. KEY INFORMATION
Name of exempt market-maker | Morgan Stanley Capital Services LLC |
Company dealt in | PFIZER INC |
Class of relevant security to which the dealings being disclosed relate (Note 1) | US$0.05 COMMON STOCK |
Date of dealing | 05 NOVEMBER 2015 |
2. DEALINGS (Note 2)
(a) Purchases and sales
Total number of relevant secuities accquired | Highest price paid (Note 3) | Lowest price paid (Note 3) |
120,899 | 34.2800 USD | 34.0000 USD |
Total number of relevant secuities disposed | Highest price paid (Note 3) | Lowest price paid (Note 3) |
174,118 | 34.2800 USD | 34.0000 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 4) | Number of relevant securities (Note 5) | Price per unit |
CFD | LONG | 1 | 34.1100 USD |
CFD | LONG | 13 | 34.1100 USD |
CFD | LONG | 1 | 34.1100 USD |
CFD | LONG | 4 | 34.1100 USD |
CFD | LONG | 3,000 | 34.1343 USD |
CFD | LONG | 1 | 34.1400 USD |
CFD | LONG | 41 | 34.1512 USD |
CFD | LONG | 76 | 34.1516 USD |
CFD | LONG | 1,400 | 34.1542 USD |
CFD | LONG | 28,200 | 34.1548 USD |
CFD | LONG | 8 | 34.1600 USD |
CFD | LONG | 12 | 34.1608 USD |
CFD | LONG | 4,800 | 34.1622 USD |
CFD | LONG | 1,135 | 34.1664 USD |
CFD | LONG | 4,100 | 34.1834 USD |
CFD | LONG | 9,660 | 34.1846 USD |
CFD | LONG | 221 | 34.1853 USD |
CFD | LONG | 20 | 34.1853 USD |
CFD | LONG | 1,100 | 34.1873 USD |
CFD | LONG | 200 | 34.1875 USD |
CFD | LONG | 10,000 | 34.1981 USD |
CFD | LONG | 1 | 34.2000 USD |
CFD | LONG | 2 | 34.2000 USD |
CFD | LONG | 3,100 | 34.2016 USD |
CFD | LONG | 82,300 | 34.2120 USD |
CFD | LONG | 1,350 | 34.2154 USD |
CFD | LONG | 468 | 34.2500 USD |
CFD | LONG | 120 | 34.2500 USD |
CFD | SHORT | 200 | 34.0350 USD |
CFD | SHORT | 900 | 34.1500 USD |
CFD | SHORT | 468 | 34.1500 USD |
CFD | SHORT | 8,000 | 34.1536 USD |
CFD | SHORT | 1,700 | 34.1700 USD |
CFD | SHORT | 800 | 34.1751 USD |
CFD | SHORT | 1,200 | 34.1867 USD |
CFD | SHORT | 9,092 | 34.1970 USD |
CFD | SHORT | 100 | 34.2100 USD |
CFD | SHORT | 481 | 34.2117 USD |
CFD | SHORT | 200 | 34.2134 USD |
CFD | SHORT | 14 | 34.2168 USD |
CFD | SHORT | 28 | 34.2275 USD |
CFD | SHORT | 2 | 34.2275 USD |
CFD | SHORT | 2,820 | 34.2285 USD |
CFD | SHORT | 800 | 34.2434 USD |
CFD | SHORT | 8,400 | 34.2500 USD |
(c) Options transactions in respect of existing relevant securities
i) Writing, selling, purchasing or varying
Product name, eg call option | Writing, selling, purchasing, varying etc | Number of securities to which the option relates (Note 5) | Exercise Price | Type, e.g American, European etc | Expiry Date | Option money paid/received per unit (Note 3) |
N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercising
Product name, eg call option | Number of securities | Exercise price per unit (Note 3) |
N/A | N/A | N/A |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full Details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Date of disclosure | 06 NOVEMBER 2015 |
Contact Name | Craig Horsley |
Telephone Number | +44(141) 245 7736 |
Name of offeree/offeror with which connected | ALLERGAN PLC |
Nature of connection (Note 6) | Advisory |
Related Shares:
PFZ.L