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Rule 38.5 - Pfizer INC

20th Nov 2015 10:34

RNS Number : 4450G
Morgan Stanley & Co. Int'l plc
20 November 2015
 



 

 FORM 38.5(a)

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 38.5(a) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER  RULES, 2013

 

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH RECOGNISED INTERMEDIARY STATUS AND DEALING IN A CLIENT-SERVING CAPACITY

 

 

1. KEY INFORMATION

 Name of exempt market-maker

Morgan Stanley & Co. International plc

 Company dealt in

PFIZER INC

 Class of relevant security to which the dealings being disclosed relate (Note 1)

US$0.05 COMMON STOCK

 Date of dealing

19 NOVEMBER 2015

 

 

2. DEALINGS (Note 2)

 

(a) Purchases and sales

 Total number of relevant secuities accquired

 Highest price paid (Note 3)

 Lowest price paid (Note 3)

  280

 30.6550 EUR

 29.9900 EUR

  88,981

 32.8200 USD

 32.1650 USD

 

 Total number of relevant secuities disposed

 Highest price paid (Note 3)

 Lowest price paid (Note 3)

  310

 30.6850 EUR

 29.9300 EUR

  90,690

 32.8200 USD

 32.1650 USD

 

 

(b) Derivatives transactions (other than options transactions)

 

 Product name, e.g. CFD

 Nature of transaction

(Note 4)

 Number of relevant securities

(Note 5)

 Price per unit

 CFD

 LONG

 310

 30.2466 EUR

 CFD

 SHORT

 280

 30.2750 EUR

 CFD

 LONG

 560

 32.1200 USD

 CFD

 LONG

 477

 32.1753 USD

 CFD

 LONG

 451

 32.2578 USD

 CFD

 LONG

 275

 32.2677 USD

 CFD

 LONG

 833

 32.2900 USD

 CFD

 LONG

 2,781

 32.2900 USD

 CFD

 LONG

 400

 32.3200 USD

 CFD

 LONG

 200

 32.3450 USD

 CFD

 LONG

 400

 32.3800 USD

 CFD

 LONG

 446

 32.4082 USD

 CFD

 LONG

 272

 32.4300 USD

 CFD

 LONG

 234

 32.4800 USD

 CFD

 LONG

 400

 32.7500 USD

 CFD

 LONG

 1,120

 32.8922 USD

 CFD

 SHORT

 160

 32.0100 USD

 CFD

 SHORT

 320

 32.0300 USD

 CFD

 SHORT

 320

 32.0400 USD

 CFD

 SHORT

 1,787

 32.1595 USD

 CFD

 SHORT

 234

 32.1601 USD

 CFD

 SHORT

 663

 32.1608 USD

 CFD

 SHORT

 2,431

 32.2540 USD

 CFD

 SHORT

 477

 32.3534 USD

 CFD

 SHORT

 7,929

 32.3656 USD

 CFD

 SHORT

 13,320

 32.3670 USD

 CFD

 SHORT

 1,199

 32.8196 USD

 CFD

 SHORT

 200

 32.8550 USD

 

 

(c) Options transactions in respect of existing relevant securities

 

i) Writing, selling, purchasing or varying

 

 Product name, eg call option

 Writing, selling, purchasing, varying etc

 Number of securities to which the option relates (Note 5)

 Exercise Price

 Type, e.g American, European etc

 Expiry Date

 Option money paid/received per unit (Note 3)

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii) Exercising

 

 Product name, eg call option

 Number of securities

 Exercise price per unit (Note 3)

 N/A

 N/A

 N/A

 

 

3. OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

Full Details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

 

 

 

 

 

 

 

 

 Date of disclosure

 20 NOVEMBER 2015

 Contact Name

Craig Horsley

 Telephone Number

+44(141) 245 7736

 Name of offeree/offeror with which connected

ALLERGAN PLC

Nature of connection (Note 6)

Advisory

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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