10th Nov 2015 11:16
FORM 38.5(a)
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5(a) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH RECOGNISED INTERMEDIARY STATUS AND DEALING IN A CLIENT-SERVING CAPACITY
1. KEY INFORMATION
Name of exempt market-maker | Morgan Stanley Capital Services LLC |
Company dealt in | PFIZER INC |
Class of relevant security to which the dealings being disclosed relate (Note 1) | US$0.05 COMMON STOCK |
Date of dealing | 09 NOVEMBER 2015 |
2. DEALINGS (Note 2)
(a) Purchases and sales
Total number of relevant secuities accquired | Highest price paid (Note 3) | Lowest price paid (Note 3) |
53,867 | 33.9300 USD | 33.3900 USD |
Total number of relevant secuities disposed | Highest price paid (Note 3) | Lowest price paid (Note 3) |
109,621 | 33.9300 USD | 33.3900 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 4) | Number of relevant securities (Note 5) | Price per unit |
CFD | LONG | 32 | 33.5700 USD |
CFD | LONG | 33,850 | 33.6031 USD |
CFD | LONG | 536 | 33.6108 USD |
CFD | LONG | 2,800 | 33.6171 USD |
CFD | LONG | 587 | 33.6245 USD |
CFD | LONG | 1,700 | 33.6300 USD |
CFD | LONG | 1 | 33.6336 USD |
CFD | LONG | 13,800 | 33.6400 USD |
CFD | LONG | 776 | 33.6500 USD |
CFD | LONG | 200 | 33.6500 USD |
CFD | LONG | 200 | 33.6750 USD |
CFD | LONG | 14,800 | 33.6851 USD |
CFD | LONG | 200 | 33.6900 USD |
CFD | LONG | 3,017 | 33.7170 USD |
CFD | LONG | 1,925 | 33.7340 USD |
CFD | LONG | 9,415 | 33.7425 USD |
CFD | LONG | 400 | 33.7525 USD |
CFD | LONG | 3,500 | 33.7628 USD |
CFD | LONG | 600 | 33.7700 USD |
CFD | LONG | 1,400 | 33.7714 USD |
CFD | SHORT | 2,800 | 33.4528 USD |
CFD | SHORT | 3,800 | 33.4712 USD |
CFD | SHORT | 5 | 33.5000 USD |
CFD | SHORT | 2 | 33.5000 USD |
CFD | SHORT | 200 | 33.5000 USD |
CFD | SHORT | 291 | 33.5147 USD |
CFD | SHORT | 12 | 33.5147 USD |
CFD | SHORT | 6 | 33.5147 USD |
CFD | SHORT | 92 | 33.5147 USD |
CFD | SHORT | 1,373 | 33.5147 USD |
CFD | SHORT | 3,592 | 33.5285 USD |
CFD | SHORT | 1,000 | 33.5344 USD |
CFD | SHORT | 4,200 | 33.5402 USD |
CFD | SHORT | 32 | 33.5429 USD |
CFD | SHORT | 275 | 33.5512 USD |
CFD | SHORT | 151 | 33.5512 USD |
CFD | SHORT | 10,000 | 33.5618 USD |
CFD | SHORT | 4 | 33.5778 USD |
CFD | SHORT | 8 | 33.5778 USD |
CFD | SHORT | 600 | 33.5833 USD |
CFD | SHORT | 96 | 33.5905 USD |
CFD | SHORT | 237 | 33.5905 USD |
CFD | SHORT | 200 | 33.6001 USD |
CFD | SHORT | 3,600 | 33.6006 USD |
CFD | SHORT | 1,679 | 33.6100 USD |
CFD | SHORT | 3,100 | 33.6310 USD |
CFD | SHORT | 300 | 33.6433 USD |
CFD | SHORT | 2,900 | 33.6492 USD |
CFD | SHORT | 3,900 | 33.6791 USD |
CFD | SHORT | 3,266 | 33.6855 USD |
CFD | SHORT | 497 | 33.7372 USD |
CFD | SHORT | 145 | 33.7407 USD |
CFD | SHORT | 1,200 | 33.7533 USD |
CFD | SHORT | 200 | 33.8050 USD |
(c) Options transactions in respect of existing relevant securities
i) Writing, selling, purchasing or varying
Product name, eg call option | Writing, selling, purchasing, varying etc | Number of securities to which the option relates (Note 5) | Exercise Price | Type, e.g American, European etc | Expiry Date | Option money paid/received per unit (Note 3) |
N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercising
Product name, eg call option | Number of securities | Exercise price per unit (Note 3) |
N/A | N/A | N/A |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full Details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Date of disclosure | 10 NOVEMBER 2015 |
Contact Name | Craig Horsley |
Telephone Number | +44(141) 245 7736 |
Name of offeree/offeror with which connected | ALLERGAN PLC |
Nature of connection (Note 6) | Advisory |
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