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Rule 38.5 - Pfizer INC

20th Nov 2015 10:37

RNS Number : 4454G
Morgan Stanley Capital Services LLC
20 November 2015
 



 

 FORM 38.5(a)

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 38.5(a) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER  RULES, 2013

 

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH RECOGNISED INTERMEDIARY STATUS AND DEALING IN A CLIENT-SERVING CAPACITY

 

 

1. KEY INFORMATION

 Name of exempt market-maker

Morgan Stanley Capital Services LLC

 Company dealt in

PFIZER INC

 Class of relevant security to which the dealings being disclosed relate (Note 1)

US$0.05 COMMON STOCK

 Date of dealing

19 NOVEMBER 2015

 

 

2. DEALINGS (Note 2)

 

(a) Purchases and sales

 Total number of relevant secuities accquired

 Highest price paid (Note 3)

 Lowest price paid (Note 3)

  1,014,263

 33.3100 USD

 31.9600 USD

 

 Total number of relevant secuities disposed

 Highest price paid (Note 3)

 Lowest price paid (Note 3)

  122,316

 33.3100 USD

 31.9900 USD

 

 

(b) Derivatives transactions (other than options transactions)

 

 Product name, e.g. CFD

 Nature of transaction

(Note 4)

 Number of relevant securities

(Note 5)

 Price per unit

 CFD

 LONG

 560

 32.1200 USD

 CFD

 LONG

 1,426

 32.1500 USD

 CFD

 LONG

 76

 32.1600 USD

 CFD

 LONG

 8

 32.2500 USD

 CFD

 LONG

 4

 32.2500 USD

 CFD

 LONG

 4

 32.2578 USD

 CFD

 LONG

 3

 32.2578 USD

 CFD

 LONG

 36

 32.2578 USD

 CFD

 LONG

 116

 32.2578 USD

 CFD

 LONG

 547

 32.2578 USD

 CFD

 LONG

 13

 32.2636 USD

 CFD

 LONG

 6

 32.2636 USD

 CFD

 LONG

 3

 32.2677 USD

 CFD

 LONG

 1

 32.2677 USD

 CFD

 LONG

 6

 32.2900 USD

 CFD

 LONG

 900

 32.2900 USD

 CFD

 LONG

 2,781

 32.2900 USD

 CFD

 LONG

 63,667

 32.3062 USD

 CFD

 LONG

 6,600

 32.3158 USD

 CFD

 LONG

 400

 32.3200 USD

 CFD

 LONG

 10,300

 32.3327 USD

 CFD

 LONG

 200

 32.3390 USD

 CFD

 LONG

 10

 32.3414 USD

 CFD

 LONG

 4

 32.3414 USD

 CFD

 LONG

 200

 32.3450 USD

 CFD

 LONG

 2,500

 32.3660 USD

 CFD

 LONG

 459

 32.3791 USD

 CFD

 LONG

 400

 32.3800 USD

 CFD

 LONG

 4

 32.4082 USD

 CFD

 LONG

 3

 32.4082 USD

 CFD

 LONG

 36

 32.4082 USD

 CFD

 LONG

 114

 32.4082 USD

 CFD

 LONG

 540

 32.4082 USD

 CFD

 LONG

 18

 32.4142 USD

 CFD

 LONG

 86

 32.4166 USD

 CFD

 LONG

 159

 32.4173 USD

 CFD

 LONG

 12

 32.4200 USD

 CFD

 LONG

 5

 32.4200 USD

 CFD

 LONG

 3

 32.4300 USD

 CFD

 LONG

 2

 32.4300 USD

 CFD

 LONG

 10,964

 32.7253 USD

 CFD

 LONG

 400

 32.7500 USD

 CFD

 LONG

 1,120

 32.8922 USD

 CFD

 SHORT

 1,800

 31.9800 USD

 CFD

 SHORT

 160

 32.0100 USD

 CFD

 SHORT

 25,889

 32.0181 USD

 CFD

 SHORT

 320

 32.0300 USD

 CFD

 SHORT

 320

 32.0400 USD

 CFD

 SHORT

 10,400

 32.1470 USD

 CFD

 SHORT

 10

 32.1595 USD

 CFD

 SHORT

 16

 32.1595 USD

 CFD

 SHORT

 23

 32.1600 USD

 CFD

 SHORT

 53

 32.1600 USD

 CFD

 SHORT

 5

 32.1608 USD

 CFD

 SHORT

 6

 32.1608 USD

 CFD

 SHORT

 53

 32.1608 USD

 CFD

 SHORT

 170

 32.1608 USD

 CFD

 SHORT

 803

 32.1608 USD

 CFD

 SHORT

 91

 32.1787 USD

 CFD

 SHORT

 789

 32.1820 USD

 CFD

 SHORT

 427

 32.1834 USD

 CFD

 SHORT

 11,115

 32.1839 USD

 CFD

 SHORT

 9

 32.1920 USD

 CFD

 SHORT

 20

 32.1920 USD

 CFD

 SHORT

 67,200

 32.1928 USD

 CFD

 SHORT

 64,080

 32.2015 USD

 CFD

 SHORT

 12,800

 32.2265 USD

 CFD

 SHORT

 16,448

 32.2328 USD

 CFD

 SHORT

 1,800

 32.2510 USD

 CFD

 SHORT

 3,610

 32.2540 USD

 CFD

 SHORT

 753

 32.2540 USD

 CFD

 SHORT

 12

 32.2540 USD

 CFD

 SHORT

 20

 32.2540 USD

 CFD

 SHORT

 174

 32.2540 USD

 CFD

 SHORT

 24,533

 32.2620 USD

 CFD

 SHORT

 3,910

 32.2639 USD

 CFD

 SHORT

 7,000

 32.3063 USD

 CFD

 SHORT

 8

 32.3225 USD

 CFD

 SHORT

 3,000

 32.3335 USD

 CFD

 SHORT

 1,700

 32.3555 USD

 CFD

 SHORT

 24

 32.3600 USD

 CFD

 SHORT

 58

 32.3600 USD

 CFD

 SHORT

 188,234

 32.3601 USD

 CFD

 SHORT

 900

 32.3644 USD

 CFD

 SHORT

 7,929

 32.3656 USD

 CFD

 SHORT

 8,999

 32.4020 USD

 CFD

 SHORT

 100,225

 32.7357 USD

 CFD

 SHORT

 336,300

 32.8185 USD

 CFD

 SHORT

 5

 32.8196 USD

 CFD

 SHORT

 10

 32.8196 USD

 CFD

 SHORT

 2,400

 32.8200 USD

 CFD

 SHORT

 3,000

 32.8200 USD

 CFD

 SHORT

 200

 32.8550 USD

 CFD

 SHORT

 86,060

 32.8612 USD

 CFD

 SHORT

 10

 32.9000 USD

 CFD

 SHORT

 24

 32.9000 USD

 

 

(c) Options transactions in respect of existing relevant securities

 

i) Writing, selling, purchasing or varying

 

 Product name, eg call option

 Writing, selling, purchasing, varying etc

 Number of securities to which the option relates (Note 5)

 Exercise Price

 Type, e.g American, European etc

 Expiry Date

 Option money paid/received per unit (Note 3)

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii) Exercising

 

 Product name, eg call option

 Number of securities

 Exercise price per unit (Note 3)

 N/A

 N/A

 N/A

 

 

3. OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

Full Details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

 

 

 

 

 

 

 

 

 Date of disclosure

20 NOVEMBER 2015

 Contact Name

Craig Horsley

 Telephone Number

+44(141) 245 7736

 Name of offeree/offeror with which connected

ALLERGAN PLC

Nature of connection (Note 6)

Advisory

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
ISEBMBMTMBJTBFA

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