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Rule 38.5 - Pfizer INC

9th Nov 2015 10:58

RNS Number : 0200F
Morgan Stanley Capital Services LLC
09 November 2015
 



 

 FORM 38.5(a)

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 38.5(a) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER  RULES, 2013

 

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH RECOGNISED INTERMEDIARY STATUS AND DEALING IN A CLIENT-SERVING CAPACITY

 

 

1. KEY INFORMATION

 Name of exempt market-maker

Morgan Stanley Capital Services LLC

 Company dealt in

PFIZER INC

 Class of relevant security to which the dealings being disclosed relate (Note 1)

US$0.05 COMMON STOCK

 Date of dealing

06 NOVEMBER 2015

 

 

2. DEALINGS (Note 2)

 

(a) Purchases and sales

 Total number of relevant secuities accquired

 Highest price paid (Note 3)

 Lowest price paid (Note 3)

  114,049

 34.0500 USD

 33.3500 USD

 

 Total number of relevant secuities disposed

 Highest price paid (Note 3)

 Lowest price paid (Note 3)

  75,789

 34.0408 USD

 33.3600 USD

 

 

(b) Derivatives transactions (other than options transactions)

 

 Product name, e.g. CFD

 Nature of transaction

(Note 4)

 Number of relevant securities

(Note 5)

 Price per unit

 CFD

 LONG

 4,900

 33.3944 USD

 CFD

 LONG

 200

 33.4450 USD

 CFD

 LONG

 5,900

 33.5094 USD

 CFD

 LONG

 12,600

 33.5201 USD

 CFD

 LONG

 700

 33.5771 USD

 CFD

 LONG

 200

 33.6500 USD

 CFD

 LONG

 2

 33.7400 USD

 CFD

 LONG

 6

 33.7400 USD

 CFD

 LONG

 2

 33.7400 USD

 CFD

 LONG

 1,284

 33.7791 USD

 CFD

 LONG

 240

 33.7950 USD

 CFD

 LONG

 7,700

 33.8227 USD

 CFD

 LONG

 1,730

 33.8279 USD

 CFD

 LONG

 5

 33.8800 USD

 CFD

 LONG

 2

 33.8800 USD

 CFD

 LONG

 11

 33.8800 USD

 CFD

 LONG

 319

 33.8826 USD

 CFD

 LONG

 174

 33.8827 USD

 CFD

 LONG

 36

 33.8886 USD

 CFD

 LONG

 308

 33.8914 USD

 CFD

 LONG

 21

 33.8914 USD

 CFD

 LONG

 1

 33.8914 USD

 CFD

 LONG

 3

 33.8914 USD

 CFD

 LONG

 66

 33.8914 USD

 CFD

 LONG

 8,400

 33.8960 USD

 CFD

 LONG

 464

 33.9071 USD

 CFD

 LONG

 30

 33.9071 USD

 CFD

 LONG

 97

 33.9071 USD

 CFD

 LONG

 4

 33.9071 USD

 CFD

 LONG

 3

 33.9071 USD

 CFD

 LONG

 459

 33.9300 USD

 CFD

 LONG

 7,682

 33.9367 USD

 CFD

 LONG

 5,151

 33.9435 USD

 CFD

 LONG

 658

 33.9562 USD

 CFD

 LONG

 300

 33.9566 USD

 CFD

 LONG

 800

 33.9600 USD

 CFD

 LONG

 337

 33.9655 USD

 CFD

 LONG

 800

 33.9687 USD

 CFD

 LONG

 2,700

 33.9797 USD

 CFD

 LONG

 160

 33.9900 USD

 CFD

 SHORT

 69

 33.3928 USD

 CFD

 SHORT

 71

 33.3928 USD

 CFD

 SHORT

 200

 33.4000 USD

 CFD

 SHORT

 5,600

 33.4563 USD

 CFD

 SHORT

 80

 33.4700 USD

 CFD

 SHORT

 55

 33.5084 USD

 CFD

 SHORT

 31

 33.5084 USD

 CFD

 SHORT

 517

 33.5151 USD

 CFD

 SHORT

 218

 33.5151 USD

 CFD

 SHORT

 6,000

 33.5735 USD

 CFD

 SHORT

 3,333

 33.5817 USD

 CFD

 SHORT

 800

 33.5847 USD

 CFD

 SHORT

 3,400

 33.5976 USD

 CFD

 SHORT

 21

 33.6300 USD

 CFD

 SHORT

 21

 33.6300 USD

 CFD

 SHORT

 120

 33.6300 USD

 CFD

 SHORT

 55

 33.6403 USD

 CFD

 SHORT

 264

 33.6421 USD

 CFD

 SHORT

 483

 33.6427 USD

 CFD

 SHORT

 774

 33.6522 USD

 CFD

 SHORT

 31

 33.6522 USD

 CFD

 SHORT

 18

 33.6522 USD

 CFD

 SHORT

 4,830

 33.6522 USD

 CFD

 SHORT

 244

 33.6522 USD

 CFD

 SHORT

 200

 33.6850 USD

 CFD

 SHORT

 1

 33.7100 USD

 CFD

 SHORT

 1

 33.7100 USD

 CFD

 SHORT

 29

 33.7100 USD

 CFD

 SHORT

 9

 33.7100 USD

 CFD

 SHORT

 146

 33.7100 USD

 CFD

 SHORT

 14,010

 33.7427 USD

 CFD

 SHORT

 200

 33.7600 USD

 CFD

 SHORT

 3,500

 33.7610 USD

 CFD

 SHORT

 4,300

 33.7610 USD

 CFD

 SHORT

 400

 33.7850 USD

 CFD

 SHORT

 2,500

 33.8582 USD

 CFD

 SHORT

 1

 33.8900 USD

 CFD

 SHORT

 2

 33.8900 USD

 CFD

 SHORT

 12,300

 33.8950 USD

 CFD

 SHORT

 6,500

 33.9136 USD

 CFD

 SHORT

 599

 33.9200 USD

 CFD

 SHORT

 1,600

 33.9243 USD

 CFD

 SHORT

 1,400

 33.9300 USD

 CFD

 SHORT

 200

 33.9500 USD

 CFD

 SHORT

 139

 33.9605 USD

 CFD

 SHORT

 9

 33.9762 USD

 CFD

 SHORT

 17

 33.9762 USD

 CFD

 SHORT

 430

 33.9762 USD

 CFD

 SHORT

 136

 33.9762 USD

 CFD

 SHORT

 2,103

 33.9762 USD

 CFD

 SHORT

 138

 34.0017 USD

 

 

(c) Options transactions in respect of existing relevant securities

 

i) Writing, selling, purchasing or varying

 

 Product name, eg call option

 Writing, selling, purchasing, varying etc

 Number of securities to which the option relates (Note 5)

 Exercise Price

 Type, e.g American, European etc

 Expiry Date

 Option money paid/received per unit (Note 3)

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii) Exercising

 

 Product name, eg call option

 Number of securities

 Exercise price per unit (Note 3)

 N/A

 N/A

 N/A

 

 

3. OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

Full Details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

 

 

 

 

 

 

 

 

 Date of disclosure

 09 NOVEMBER 2015

 Contact Name

Craig Horsley

 Telephone Number

+44(141) 245 7736

 Name of offeree/offeror with which connected

ALLERGAN PLC

Nature of connection (Note 6)

Advisory

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
ISEBLBMTMBAMBFA

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