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Rule 38.5 - Pfizer INC

18th Nov 2015 10:26

RNS Number : 1273G
Morgan Stanley & Co. Int'l plc
18 November 2015
 



 

 FORM 38.5(a)

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 38.5(a) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER  RULES, 2013

 

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH RECOGNISED INTERMEDIARY STATUS AND DEALING IN A CLIENT-SERVING CAPACITY

 

 

1. KEY INFORMATION

 Name of exempt market-maker

Morgan Stanley & Co. International plc

 Company dealt in

PFIZER INC

 Class of relevant security to which the dealings being disclosed relate (Note 1)

US$0.05 COMMON STOCK

 Date of dealing

17 NOVEMBER 2015

 

 

2. DEALINGS (Note 2)

 

(a) Purchases and sales

 Total number of relevant secuities accquired

 Highest price paid (Note 3)

 Lowest price paid (Note 3)

  39

 30.9800 EUR

 30.9800 EUR

  41,387

 33.4000 USD

 32.8700 USD

 

 Total number of relevant secuities disposed

 Highest price paid (Note 3)

 Lowest price paid (Note 3)

  50

 31.1200 EUR

 31.1200 EUR

  46,522

 33.2000 USD

 32.8700 USD

 

 

(b) Derivatives transactions (other than options transactions)

 

 Product name, e.g. CFD

 Nature of transaction

(Note 4)

 Number of relevant securities

(Note 5)

 Price per unit

 CFD

 LONG

 50

 31.1200 EUR

 CFD

 SHORT

 39

 30.9800 EUR

 CFD

 LONG

 200

 33.0100 USD

 CFD

 LONG

 200

 33.3400 USD

 CFD

 SHORT

 765

 32.8700 USD

 CFD

 SHORT

 1,186

 32.8700 USD

 CFD

 SHORT

 4,052

 32.8700 USD

 CFD

 SHORT

 3,469

 32.9975 USD

 CFD

 SHORT

 3,676

 32.9981 USD

 CFD

 SHORT

 15,757

 33.0610 USD

 CFD

 SHORT

 30,558

 33.1470 USD

 CFD

 SHORT

 200

 33.2400 USD

 CFD

 SHORT

 800

 33.2400 USD

 CFD

 SHORT

 125

 33.3400 USD

 

 

(c) Options transactions in respect of existing relevant securities

 

i) Writing, selling, purchasing or varying

 

 Product name, eg call option

 Writing, selling, purchasing, varying etc

 Number of securities to which the option relates (Note 5)

 Exercise Price

 Type, e.g American, European etc

 Expiry Date

 Option money paid/received per unit (Note 3)

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii) Exercising

 

 Product name, eg call option

 Number of securities

 Exercise price per unit (Note 3)

 N/A

 N/A

 N/A

 

 

3. OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

Full Details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

 

 

 

 

 

 

 

 

 Date of disclosure

 18 NOVEMBER 2015

 Contact Name

Craig Horsley

 Telephone Number

+44(141) 245 7736

 Name of offeree/offeror with which connected

ALLERGAN PLC

Nature of connection (Note 6)

Advisory

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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