23rd Apr 2015 14:17
AMENDMENT TO SEC 2 (A) FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION |
| Bank of America Merrill Lynch | ||
| Royal Dutch Shell PLC | ||
| Royal Dutch Shell PLC | ||
| 08/04/2015 | ||
| YES If YES, specify which: BG Group PLC |
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB00B03MM408 | Purchase | 10,687,159 | 21.5 GBP | 20.085 GBP |
Common - ISIN GB00B03MM408 | Sale | 10,657,211 | 21.51 GBP | 20.085 GBP |
(b) | Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common - ISIN GB00B03MM408 | Swaps | Short | 69,348 | 20.518 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 19,660 | 20.516 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 31,576 | 20.447 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 19,691 | 20.614 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,000 | 20.98 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3,500 | 20.906 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 75,000 | 21.453 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 50,000 | 20.53 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 75,000 | 21.182 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 50,000 | 20.781 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 3,962,936 | 20.673 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,054 | 20.671 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3,962,936 | 20.671 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 76,000 | 20.595 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 754 | 20.993 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 5,698 | 20.98 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,022 | 20.549 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 791 | 20.984 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 5,000 | 20.92 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 8,494 | 20.47 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 22,425 | 20.598 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 105 | 20.27 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 473 | 20.708 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 81 | 20.27 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 8,454 | 20.708 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 620 | 20.708 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 210 | 20.27 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 472 | 20.27 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,029 | 20.708 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,007 | 20.27 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 143 | 20.27 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,328 | 20.982 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 2,123 | 20.693 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,453 | 20.693 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 248 | 20.27 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 1,958 | 20.145 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 4,754 | 20.708 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 18,897 | 20.708 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 34,164 | 20.765 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 52,354 | 20.765 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 5,473 | 20.765 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3,209 | 20.765 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 7,737 | 20.765 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 7,265 | 20.765 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 62,505 | 20.765 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 9,592 | 20.909 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 36,984 | 20.827 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 25,774 | 20.884 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 411 | 20.171 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 16,116 | 21.023 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 16,116 | 20.805 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 9,642 | 20.867 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 58,148 | 20.956 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 394 | 20.173 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 16,116 | 20.812 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 27,347 | 20.864 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 20,000 | 20.611 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 20,000 | 20.806 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 44,540 | 20.472 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 44,540 | 20.162 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 4,488 | 20.849 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 3,989 | 20.572 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,797 | 20.849 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 2,486 | 20.572 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,525 | 20.572 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 1,715 | 20.849 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 12,736 | 20.204 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 221,457 | 20.204 GBP |
Common - ISIN GB00B03MM408 | Swaps | Short | 626,265 | 20.204 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 95,000 | 20.943 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 173,706 | 20.514 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 115,804 | 20.514 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 133,620 | 20.58 GBP |
Common - ISIN GB00B03MM408 | Swaps | Long | 89,080 | 20.58 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise |
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) | Other dealings (including subscribing for new securities) |
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 23/04/2015 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
AMENDMENT TO SEC 2(A) FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION | ||||
| Bank of America Merrill Lynch | ||||
| Royal Dutch Shell PLC | ||||
| Royal Dutch Shell PLC | ||||
| 09/04/2015 | ||||
| YES If YES, specify which: (BG Group PLC) | ||||
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
| |||||
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received | |||
Common (A Shares) - ISIN GB00B03MLX29 | Purchase | 383,593 | 27.75 EUR | 27.28 EUR | |||
Common (A Shares) - ISIN GB00B03MLX29 | Purchase | 3,020,081 | 20.08 GBP | 19.72 GBP | |||
Common (A Shares) - ISIN GB00B03MLX29 | Sale | 564,885 | 27.78 EUR | 27.28 EUR | |||
Common (A Shares) - ISIN GB00B03MLX29 | Sale | 4,564,423 | 20.06 GBP | 19.705 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Purchase | 6,536,168 | 20.32 GBP | 19.935 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Sale | 8,468,919 | 20.485 GBP | 19.935 GBP | |||
ADR (A Shares) - ISIN US7802592060 | Sale | 2,102 | 59.445 USD | 59.31 USD | |||
(b) | Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 16,332 | 19.958 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 34,161 | 19.828 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 17,552 | 27.377 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 66,219 | 27.393 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 2,500 | 27.286 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 3,869 | 19.887 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 1,402,007 | 19.884 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 1,402,007 | 19.887 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 7,000 | 20.082 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 897 | 27.385 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 587 | 19.95 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 174 | 19.766 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 2,180 | 19.766 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 818 | 19.764 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 302 | 27.283 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 31,585 | 27.447 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 232 | 27.297 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 228 | 27.52 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 272 | 27.52 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 357 | 27.55 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 9,255 | 27.4 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 11,319 | 27.55 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 75,000 | 27.408 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 2,657 | 19.978 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 16,745 | 19.978 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 14,261 | 19.858 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 2,667 | 19.908 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 3,156 | 19.918 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 250,000 | 19.909 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 92,535 | 19.909 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 56,038 | 19.909 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 29,884 | 19.909 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 100,000 | 19.909 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 27,157 | 19.823 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 27,157 | 19.909 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 36,557 | 19.909 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 411 | 19.909 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 27,157 | 19.909 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 6,326 | 19.724 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 394 | 19.909 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 27,157 | 19.811 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 6,326 | 19.909 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 17,095 | 19.909 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 27,157 | 19.909 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 29,289 | 19.909 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 17,095 | 19.807 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 27,157 | 19.911 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 100 | 20.014 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 684 | 27.47 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 1,336 | 19.884 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 2,300 | 19.884 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 210,064 | 19.819 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 23,000 | 19.884 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 358,233 | 19.884 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 19,207 | 19.884 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 118,946 | 19.884 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 32,816 | 19.884 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 33,000 | 19.884 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 8,000 | 19.884 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 39,000 | 19.884 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 40,000 | 19.884 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 16,140 | 19.884 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 54,686 | 19.884 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 16,140 | 19.884 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 225,536 | 19.884 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 414 | 19.884 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 141 | 19.884 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 2,000 | 19.884 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 1,000 | 19.884 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 19,207 | 19.884 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 32,816 | 19.884 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 1,442 | 19.884 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 4,631 | 19.884 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 140,233 | 19.884 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 103,860 | 19.884 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 98,000 | 19.884 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 70,826 | 19.884 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 1,442 | 19.884 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 141 | 19.884 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 23,000 | 19.884 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 8,000 | 19.884 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 1,000 | 19.884 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 39,000 | 19.884 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 119,000 | 19.884 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 2,000 | 19.884 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 33,000 | 19.884 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 414 | 19.884 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 1,336 | 19.884 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 98,000 | 19.884 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 40,000 | 19.884 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 2,300 | 19.884 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 119,000 | 19.884 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 1,000 | 19.884 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 2,518 | 20.005 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 845 | 19.931 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 3,363 | 20.015 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 28,256 | 20.163 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 146,668 | 20.163 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 77,291 | 20.163 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 927 | 20.163 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 1,512 | 20.163 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 4,066 | 20.163 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 49,930 | 20.163 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 3,238 | 20.163 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 927 | 20.163 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 11,041 | 20.163 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 200,000 | 20.163 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 80,000 | 20.163 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 139,885 | 20.163 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 1,512 | 20.163 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 1,069 | 20.267 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 16,747 | 20.267 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 90,862 | 20.04 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 60,574 | 20.04 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 66,810 | 20.072 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 44,540 | 20.072 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 227,245 | 20.047 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 218,155 | 20.047 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 80,773 | 20.2 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 2,452 | 20.081 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 22,618 | 20.164 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 40,795 | 20.215 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 32,617 | 20.117 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 1,000 | 20.22 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 152,100 | 20.13 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 35,000 | 20.173 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 15,000 | 20.24 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 2,506,245 | 20.16 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 2,506,245 | 20.162 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 18,000 | 20.061 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 1,823 | 20.215 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 46,473 | 20.195 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 2,227 | 20.18 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 1,962 | 19.999 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 1,588 | 20.227 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 1,376 | 20.255 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 1,006 | 20.142 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 3,319 | 20.257 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 417 | 20.257 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 9,029 | 20.24 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 613 | 20.142 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 7,728 | 20.141 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 4,096 | 20.238 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 411 | 20.169 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 26,659 | 20.288 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 6,326 | 19.979 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 157,467 | 20.169 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 36,984 | 20.169 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 26,659 | 20.169 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 2,171 | 20.169 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 4,111 | 20.169 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 14,532 | 20.169 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 3,373 | 20.169 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 9,592 | 20.169 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 394 | 20.169 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 27,347 | 20.169 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 26,659 | 20.102 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 16,886 | 20.075 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 3,324 | 20.169 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 3,607 | 20.318 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 58,148 | 20.169 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 6,326 | 20.169 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 4,111 | 20.252 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 26,659 | 20.128 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 26,659 | 20.169 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 26,659 | 20.169 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 16,886 | 20.169 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 3,607 | 20.169 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 175,350 | 20.169 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 44,540 | 20.11 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 297 | 20.187 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 11 | 20.187 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 104,000 | 20.117 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 52,000 | 20.12 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 81,900 | 20.13 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 3,500 | 20.163 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 1,000 | 20.163 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 2,652 | 20.163 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 744 | 20.163 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 1,598 | 20.163 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 30,070 | 20.163 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 20,000 | 20.163 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 141,528 | 20.163 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 60,000 | 20.163 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 139,885 | 20.163 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 1,489 | 20.163 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 744 | 20.163 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 200,000 | 20.163 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 60,000 | 20.163 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 768 | 20.163 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 2,732 | 20.163 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 20,000 | 20.163 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 80,000 | 20.163 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 1,000 | 20.163 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 77,291 | 20.163 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 11,041 | 20.163 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 30,070 | 20.163 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 1,598 | 20.163 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 49,930 | 20.163 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 146,668 | 20.163 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 2,652 | 20.163 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 39,758 | 20.163 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 28,256 | 20.163 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 4,066 | 20.163 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 27,537 | 20.163 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 37,629 | 20.179 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 29,977 | 20.181 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 13,518 | 20.179 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 37,629 | 20.172 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 43,495 | 20.168 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise | |||||
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit | ||
N/A | N/A | N/A | N/A | N/A | ||
(d) | Other dealings (including subscribing for new securities) | ||||
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) | ||
N/A | N/A | N/A | N/A | ||
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 23/04/2015 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
AMENDMENT TO SEC 2(A) FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION | ||||
| Bank of America Merrill Lynch | ||||
| Royal Dutch Shell PLC | ||||
| Royal Dutch Shell PLC | ||||
| 10/04/2015 | ||||
| YES If YES, specify which: BG Group PLC | ||||
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales |
| |||||
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received | |||
Common (A Shares) - ISIN GB00B03MLX29 | Purchase | 522,978 | 28.08 EUR | 27.81 EUR | |||
Common (A Shares) - ISIN GB00B03MLX29 | Purchase | 1,024,504 | 20.28 GBP | 20.04 GBP | |||
Common (A Shares) - ISIN GB00B03MLX29 | Sale | 485,988 | 28.085 EUR | 27.8 EUR | |||
Common (A Shares) - ISIN GB00B03MLX29 | Sale | 1,243,140 | 20.285 GBP | 20.04 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Purchase | 2,424,943 | 20.49 GBP | 28.13 EUR | |||
Common (B Shares) - ISIN GB00B03MM408 | Sale | 2,365,519 | 20.49 GBP | 28.13 EUR | |||
(b) | Cash-settled derivative transactions |
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 7,272 | 20.061 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 78,679 | 20.089 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 6,269 | 27.938 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 25,743 | 27.86 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 3,869 | 20.108 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 747,521 | 20.111 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 747,521 | 20.108 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 1,500 | 20.225 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 987 | 20.085 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 2,000 | 27.898 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 2,000 | 27.897 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 387 | 27.897 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 1,613 | 27.897 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 174 | 20.178 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 56 | 20.119 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 2,180 | 20.178 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 696 | 20.178 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 731 | 20.178 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 444 | 20.119 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 2 | 27.893 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 1,449 | 27.893 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 33,691 | 27.887 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 174 | 27.893 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 178 | 27.893 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 4,135 | 27.854 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 9,466 | 27.859 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 20,738 | 27.887 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 1,388 | 27.876 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 10,847 | 27.851 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 8,033 | 27.876 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 1,114 | 27.887 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 2,615 | 27.869 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 1,137 | 27.944 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 8,118 | 27.967 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 1,930 | 27.967 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 1,059 | 27.944 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 10,805 | 20.154 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 2,244 | 20.145 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 799 | 20.145 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 7,409 | 20.191 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 5,863 | 20.12 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 6,309 | 20.152 GBP |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 875 | 27.96 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 1 | 27.96 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 346 | 27.96 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 98 | 27.96 EUR |
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 116 | 27.96 EUR |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 13,903 | 20.404 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 24,230 | 20.416 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 6,234 | 20.401 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 26,214 | 20.436 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 25,000 | 20.293 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 1,231,574 | 20.353 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 1,231,574 | 20.35 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 6,500 | 20.406 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 4,000 | 20.282 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 3,008 | 20.48 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 792 | 20.456 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 1,541 | 20.469 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 9,688 | 20.344 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 3,311 | 20.483 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 12,742 | 20.483 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 2,854 | 20.48 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 1,790 | 20.394 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 4,043 | 20.456 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 4,930 | 20.394 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 179 | 20.401 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 21,979 | 20.284 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 22,308 | 20.324 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 12,397 | 20.324 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 12,140 | 20.378 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 12,140 | 20.337 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 12,397 | 20.337 GBP |
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 22,308 | 20.332 GBP |
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise | |||||
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit | ||
N/A | N/A | N/A | N/A | N/A | ||
(d) | Other dealings (including subscribing for new securities) | ||||
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) | ||
N/A | N/A | N/A | N/A | ||
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 23/04/2015 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
AMENDMENT TO sec 2(a) FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION | |||||
| Bank of America Merrill Lynch | |||||
| Royal Dutch Shell PLC | |||||
| Royal Dutch Shell PLC | |||||
| 13/04/2015 | |||||
| YES If YES, specify which: BG Group PLC | |||||
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.The currency of all prices and other monetary amounts should be stated.
(a) | Purchases and sales | ||||||
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received | |||
Common (A Shares) - ISIN GB00B03MLX29 | Purchase | 581,958 | 28.44 EUR | 28.05 EUR | |||
Common (A Shares) - ISIN GB00B03MLX29 | Purchase | 969,882 | 20.45 GBP | 20.235 GBP | |||
Common (A Shares) - ISIN GB00B03MLX29 | Sale | 514,989 | 28.42 EUR | 28.04 EUR | |||
Common (A Shares) - ISIN GB00B03MLX29 | Sale | 1,054,058 | 20.455 GBP | 20.245 GBP | |||
ADR (A Shares) - ISIN US7802592060 | Purchase | 237 | 59.84 USD | 59.8 USD | |||
ADR (A Shares) - ISIN US7802592060 | Sale | 209 | 59.89 USD | 59.82 USD | |||
Common (B Shares) - ISIN GB00B03MM408 | Purchase | 2,817,937 | 20.695 GBP | 20.495 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Sale | 1,899,522 | 20.7 GBP | 20.495 GBP | |||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit | |||
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 4,127 | 20.559 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 31,209 | 20.589 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 399,556 | 20.61 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 152,100 | 20.61 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 58,650 | 20.61 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 707,663 | 20.613 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 707,663 | 20.609 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 18,500 | 20.598 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 25 | 20.615 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 1,234 | 20.569 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 4,799 | 20.626 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 3,503 | 20.634 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 1,906 | 20.626 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 10,087 | 20.627 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 11,446 | 20.636 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 1,962 | 20.626 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 11,165 | 20.569 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 613 | 20.572 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 734 | 20.563 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 767 | 20.571 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 239 | 20.572 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 3,170 | 20.572 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 1,627 | 20.571 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 3,824 | 20.569 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 4,720 | 20.628 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 2,653 | 20.628 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 2,097 | 20.629 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 4,930 | 20.653 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 201 | 20.653 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 4,043 | 20.653 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 44,540 | 20.626 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 44,450 | 20.579 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 36 | 20.638 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 104,000 | 20.61 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 339,444 | 20.61 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 81,900 | 20.61 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 61,350 | 20.61 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 52,000 | 20.61 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 106,896 | 20.547 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 33,405 | 20.546 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 43,848 | 20.598 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 6,370 | 20.60 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 12,372 | 20.60 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Short | 14,929 | 20.59 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 27,301 | 20.60 GBP | |||
Common (B Shares) - ISIN GB00B03MM408 | Swaps | Long | 6,370 | 20.60 GBP | |||
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 2,738 | 20.336 GBP | |||
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 22,082 | 20.345 GBP | |||
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 23,361 | 28.156 EUR | |||
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 13,323 | 28.303 EUR | |||
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 30,165 | 28.303 EUR | |||
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 797,158 | 20.361 GBP | |||
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 797,158 | 20.364 GBP | |||
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 5,000 | 20.323 GBP | |||
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 1,140 | 28.319 EUR | |||
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 896 | 28.319 EUR | |||
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 2,188 | 28.319 EUR | |||
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 1,613 | 28.223 EUR | |||
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 1,899 | 28.223 EUR | |||
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 1,913 | 20.293 GBP | |||
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 594 | 20.352 GBP | |||
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 87 | 20.293 GBP | |||
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 821 | 28.359 EUR | |||
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 1,449 | 28.359 EUR | |||
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 4,716 | 28.371 EUR | |||
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 800 | 28.326 EUR | |||
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 500 | 28.364 EUR | |||
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 29,079 | 28.203 EUR | |||
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 11,669 | 28.269 EUR | |||
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 381 | 28.253 EUR | |||
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 646 | 28.253 EUR | |||
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 98,592 | 28.438 EUR | |||
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 50,000 | 28.118 EUR | |||
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 1,408 | 28.403 EUR | |||
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 462 | 20.393 GBP | |||
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 26,999 | 20.336 GBP | |||
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 19,370 | 20.352 GBP | |||
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 1,642 | 20.339 GBP | |||
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 1,717 | 28.356 EUR | |||
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 684 | 28.356 EUR | |||
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 156 | 20.35 GBP | |||
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Short | 199 | 20.38 GBP | |||
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 199 | 20.35 GBP | |||
Common (A Shares) - ISIN GB00B03MLX29 | Swaps | Long | 156 | 20.35 GBP | |||
(c) | Stock-settled derivative transactions (including options) |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercise | ||||||
Class of relevant security | Product descriptione.g. call option | Exercising/exercisedagainst | Number of securities | Exercise Price per unit | |||
N/A | N/A | N/A | N/A | N/A | |||
(d) | Other dealings (including subscribing for new securities) | |||||
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) | |||
N/A | N/A | N/A | N/A | |||
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
| |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" | |||
None | |||
Date of disclosure: | 23/04/2015 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at [email protected].The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
RDSA.L