6th Aug 2020 11:37
REVISED
UNITED UTILITIES GROUP PLC
Classification - Director/PDMR Shareholding
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
| Details of the person discharging managerial responsibilities / person closely associated | ||||||||||
a)
| Name
| Philip Aspin
| |||||||||
2
| Reason for the notification | ||||||||||
a)
| Position/status
| Group Controller/ PDMR
| |||||||||
b)
| Initial notification /Amendment
| Initial notification | |||||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||||||||
a)
| Name
| United Utilities Group PLC | |||||||||
b)
| LEI
| 2138002IEYQAOC88ZJ59 | |||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5p each
GB00B39J2M42 | |||||||||
b)
| Nature of the transaction
| 1) Transfer of the beneficial interest in Ordinary Shares by Ocorian Corporate Services (UK) Limited as the trustee of the United Utilities Employee Share Trust pursuant to the vesting of a Conditional Award granted on 28 June 2017 under the United Utilities Group PLC Long Term Plan 2013; and 2) Disposal of shares acquired pursuant to the vesting of the award referred to in paragraph 1 above incorporating the sale of sufficient shares to cover income tax and national insurance liabilities. | |||||||||
c)
| Price(s) and volume(s)
|
| |||||||||
d)
| Aggregated information - Aggregated volume - Price |
| |||||||||
e)
| Date of the transaction | 1) 2020-08-04 2) 2020-08-04 | |||||||||
f) | Place of the transaction | London Stock Exchange (XLON) | |||||||||
1
| Details of the person discharging managerial responsibilities / person closely associated | ||||||||||
a)
| Name
| Louise Beardmore
| |||||||||
2
| Reason for the notification | ||||||||||
a)
| Position/status
| Customer Services and People Director/PDMR
| |||||||||
b)
| Initial notification /Amendment
| Initial notification | |||||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||||||||
a)
| Name
| United Utilities Group PLC | |||||||||
b)
| LEI
| 2138002IEYQAOC88ZJ59 | |||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5p each
GB00B39J2M42 | |||||||||
b)
| Nature of the transaction
| 1) Transfer of the beneficial interest in Ordinary Shares by Ocorian Corporate Services (UK) Limited as the trustee of the United Utilities Employee Share Trust pursuant to the vesting of a Conditional Award granted on 28 June 2017 under the United Utilities Group PLC Long Term Plan 2013; and 2) Disposal of shares acquired pursuant to the vesting of the award referred to in paragraph 1 above incorporating the sale of sufficient shares to cover income tax and national insurance liabilities. | |||||||||
c)
| Price(s) and volume(s)
|
| |||||||||
d)
| Aggregated information - Aggregated volume - Price |
| |||||||||
e)
| Date of the transaction | 1) 2020-08-04 2) 2020-08-04 | |||||||||
f) | Place of the transaction | London Stock Exchange (XLON) | |||||||||
1
| Details of the person discharging managerial responsibilities / person closely associated | ||||||||||
a)
| Name
| James Bullock
| |||||||||
2
| Reason for the notification | ||||||||||
a)
| Position/status
| Strategy and Regulation Director/PDMR
| |||||||||
b)
| Initial notification /Amendment
| Initial notification | |||||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||||||||
a)
| Name
| United Utilities Group PLC | |||||||||
b)
| LEI
| 2138002IEYQAOC88ZJ59 | |||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5p each
GB00B39J2M42 | |||||||||
b)
| Nature of the transaction
| 1) Transfer of the beneficial interest in Ordinary Shares by Ocorian Corporate Services (UK) Limited as the trustee of the United Utilities Employee Share Trust pursuant to the vesting of a Conditional Award granted on 28 June 2017 under the United Utilities Group PLC Long Term Plan 2013; and 2) Disposal of shares acquired pursuant to the vesting of the award referred to in paragraph 1 above incorporating the sale of sufficient shares to cover income tax and national insurance liabilities.Monthly purchase of shares within the Share Incentive Plan
| |||||||||
c)
| Price(s) and volume(s)
|
| |||||||||
d)
| Aggregated information - Aggregated volume - Price |
| |||||||||
e)
| Date of the transaction | 1) 2020-08-04 2) 2020-08-04
| |||||||||
f) | Place of the transaction | London Stock Exchange (XLON) | |||||||||
1
| Details of the person discharging managerial responsibilities / person closely associated | ||||||||||
a)
| Name
| Simon Chadwick
| |||||||||
2
| Reason for the notification | ||||||||||
a)
| Position/status
| Digital Services & Central Operations/PDMR
| |||||||||
b)
| Initial notification /Amendment
| Initial notification | |||||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||||||||
a)
| Name
| United Utilities Group PLC | |||||||||
b)
| LEI
| 2138002IEYQAOC88ZJ59 | |||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5p each
GB00B39J2M42 | |||||||||
b)
| Nature of the transaction
| 3) Transfer of the beneficial interest in Ordinary Shares by Ocorian Corporate Services (UK) Limited as the trustee of the United Utilities Employee Share Trust pursuant to the vesting of a Conditional Award granted on 28 June 2017 under the United Utilities Group PLC Long Term Plan 2013; and 4) Disposal of shares acquired pursuant to the vesting of the award referred to in paragraph 1 above incorporating the sale of sufficient shares to cover income tax and national insurance liabilities.Monthly purchase of shares within the Share Incentive Plan
| |||||||||
c)
| Price(s) and volume(s)
|
| |||||||||
d)
| Aggregated information - Aggregated volume - Price |
| |||||||||
e)
| Date of the transaction | 3) 2020-08-04 4) 2020-08-04
| |||||||||
f) | Place of the transaction | London Stock Exchange (XLON) | |||||||||
1
| Details of the person discharging managerial responsibilities / person closely associated | ||||||||||
a)
| Name
| Simon Gardiner
| |||||||||
2
| Reason for the notification | ||||||||||
a)
| Position/status
| Company Secretary/PDMR
| |||||||||
b)
| Initial notification /Amendment
| Initial notification | |||||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||||||||
a)
| Name
| United Utilities Group PLC | |||||||||
b)
| LEI
| 2138002IEYQAOC88ZJ59 | |||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5p each
GB00B39J2M42 | |||||||||
b)
| Nature of the transaction
| 1) Transfer of the beneficial interest in Ordinary Shares by Ocorian Corporate Services (UK) Limited as the trustee of the United Utilities Employee Share Trust pursuant to the vesting of a Conditional Award granted on 28 June 2017 under the United Utilities Group PLC Long Term Plan 2013; and 2) Disposal of shares acquired pursuant to the vesting of the award referred to in paragraph 1 above incorporating the sale of sufficient shares to cover income tax and national insurance liabilities. | |||||||||
c)
| Price(s) and volume(s)
|
| |||||||||
d)
| Aggregated information - Aggregated volume - Price |
| |||||||||
e)
| Date of the transaction | 1) 2020-08-04 2) 2020-08-04 | |||||||||
f) | Place of the transaction | London Stock Exchange (XLON) | |||||||||
1
| Details of the person discharging managerial responsibilities / person closely associated | ||||||||||
a)
| Name
| Joanne Harrison
| |||||||||
2
| Reason for the notification | ||||||||||
a)
| Position/status
| Environment and Asset Strategy Director/PDMR
| |||||||||
b)
| Initial notification /Amendment
| Initial notification | |||||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||||||||
a)
| Name
| United Utilities Group PLC | |||||||||
b)
| LEI
| 2138002IEYQAOC88ZJ59 | |||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5p each
GB00B39J2M42 | |||||||||
b)
| Nature of the transaction
| 1) Transfer of the beneficial interest in Ordinary Shares by Ocorian Corporate Services (UK) Limited as the trustee of the United Utilities Employee Share Trust pursuant to the vesting of a Conditional Award granted on 28 June 2017 under the United Utilities Group PLC Long Term Plan 2013; and 2) Disposal of shares acquired pursuant to the vesting of the award referred to in paragraph 1 above incorporating the sale of sufficient shares to cover income tax and national insurance liabilities. | |||||||||
c)
| Price(s) and volume(s)
|
| |||||||||
d)
| Aggregated information - Aggregated volume - Price |
| |||||||||
e)
| Date of the transaction | 1) 2020-08-04 2) 2020-08-04 | |||||||||
f) | Place of the transaction | London Stock Exchange (XLON) | |||||||||
1
| Details of the person discharging managerial responsibilities / person closely associated | ||||||||||
a)
| Name
| Gaynor Kenyon
| |||||||||
2
| Reason for the notification | ||||||||||
a)
| Position/status
| Corporate Affairs Director/PDMR
| |||||||||
b)
| Initial notification /Amendment
| Initial notification | |||||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||||||||
a)
| Name
| United Utilities Group PLC | |||||||||
b)
| LEI
| 2138002IEYQAOC88ZJ59 | |||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5p each
GB00B39J2M42 | |||||||||
b)
| Nature of the transaction
| 1) Transfer of the beneficial interest in Ordinary Shares by Ocorian Corporate Services (UK) Limited as the trustee of the United Utilities Employee Share Trust pursuant to the vesting of a Conditional Award granted on 28 June 2017 under the United Utilities Group PLC Long Term Plan 2013; and 2) Disposal of shares acquired pursuant to the vesting of the award referred to in paragraph 1 above incorporating the sale of sufficient shares to cover income tax and national insurance liabilities. | |||||||||
c)
| Price(s) and volume(s)
|
| |||||||||
d)
| Aggregated information - Aggregated volume - Price |
| |||||||||
e)
| Date of the transaction | 1) 2020-08-04 2) 2020-08-04 | |||||||||
f) | Place of the transaction | London Stock Exchange (XLON) | |||||||||
1
| Details of the person discharging managerial responsibilities / person closely associated | ||||||||||
a)
| Name
| Tom Lissett
| |||||||||
2
| Reason for the notification | ||||||||||
a)
| Position/status
| Director of Bioresource & Energy Services/PDMR
| |||||||||
b)
| Initial notification /Amendment
| Initial notification | |||||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||||||||
a)
| Name
| United Utilities Group PLC | |||||||||
b)
| LEI
| 2138002IEYQAOC88ZJ59 | |||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5p each
GB00B39J2M42 | |||||||||
b)
| Nature of the transaction
| 1) Transfer of the beneficial interest in Ordinary Shares by Ocorian Corporate Services (UK) Limited as the trustee of the United Utilities Employee Share Trust pursuant to the vesting of a Conditional Award granted on 28 June 2017 under the United Utilities Group PLC Long Term Plan 2013; and 2) Disposal of shares acquired pursuant to the vesting of the award referred to in paragraph 1 above incorporating the sale of sufficient shares to cover income tax and national insurance liabilities. | |||||||||
c)
| Price(s) and volume(s)
|
| |||||||||
d)
| Aggregated information - Aggregated volume - Price |
| |||||||||
e)
| Date of the transaction | 1) 2020-08-04 2) 2020-08-04 | |||||||||
f) | Place of the transaction | London Stock Exchange (XLON) | |||||||||
1
| Details of the person discharging managerial responsibilities / person closely associated | ||||||||||
a)
| Name
| Martin Padley
| |||||||||
2
| Reason for the notification | ||||||||||
a)
| Position/status
| Water and Scientific Services Director/PDMR
| |||||||||
b)
| Initial notification /Amendment
| Initial notification | |||||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||||||||
a)
| Name
| United Utilities Group PLC | |||||||||
b)
| LEI
| 2138002IEYQAOC88ZJ59 | |||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5p each
GB00B39J2M42 | |||||||||
b)
| Nature of the transaction
| 1) Transfer of the beneficial interest in Ordinary Shares by Ocorian Corporate Services (UK) Limited as the trustee of the United Utilities Employee Share Trust pursuant to the vesting of a Conditional Award granted on 28 June 2017 under the United Utilities Group PLC Long Term Plan 2013; and 2) Disposal of shares acquired pursuant to the vesting of the award referred to in paragraph 1 above incorporating the sale of sufficient shares to cover income tax and national insurance liabilities. | |||||||||
c)
| Price(s) and volume(s)
|
| |||||||||
d)
| Aggregated information - Aggregated volume - Price |
| |||||||||
e)
| Date of the transaction | 1) 2020-08-04 2) 2020-08-04 | |||||||||
f) | Place of the transaction | London Stock Exchange (XLON) | |||||||||
1
| Details of the person discharging managerial responsibilities / person closely associated | ||||||||||
a)
| Name
| Paula Steer
| |||||||||
2
| Reason for the notification | ||||||||||
a)
| Position/status
| Director of Health, Safety and Wellbeing/PDMR
| |||||||||
b)
| Initial notification /Amendment
| Initial notification | |||||||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||||||||
a)
| Name
| United Utilities Group PLC | |||||||||
b)
| LEI
| 2138002IEYQAOC88ZJ59 | |||||||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 5p each
GB00B39J2M42 | |||||||||
b)
| Nature of the transaction
| 1) Transfer of the beneficial interest in Ordinary Shares by Ocorian Corporate Services (UK) Limited as the trustee of the United Utilities Employee Share Trust pursuant to the vesting of a Conditional Award granted on 28 June 2017 under the United Utilities Group PLC Long Term Plan 2013; and 2) Disposal of shares acquired pursuant to the vesting of the award referred to in paragraph 1 above incorporating the sale of sufficient shares to cover income tax and national insurance liabilities. | |||||||||
c)
| Price(s) and volume(s)
|
| |||||||||
d)
| Aggregated information - Aggregated volume - Price |
| |||||||||
e)
| Date of the transaction | 1) 2020-08-04 2) 2020-08-04 | |||||||||
f) | Place of the transaction | London Stock Exchange (XLON) | |||||||||
Related Shares:
United Utilities