14th Jun 2021 08:08
AIM: KBT
14 June 2021
K3 Business Technology Group plc
("K3" or "Company")
PDMR Announcement
K3, which provides mission‐critical business software and cloud solutions, has received notification from non-executive director Per Johan Claesson that on 9 June 2021 CA Fastigheter AB (a company controlled by Per Johan Claesson) transferred 446,428 ordinary shares of 25p each in the capital of the Company ("Ordinary Shares") together with 300,000 warrants over Ordinary Shares to Johannes Plan Fastigheter AB (a company also controlled by Per Johan Claesson) (the "Transaction"). The aggregate price for the Transaction was SEK 8,655,000 (based on a price per Ordinary Share of £1.68).
Following the Transaction there has been no change in Per Johan Claesson's overall interest in shares in the Company, which remains at 10,721,780 Ordinary Shares, representing 23.97% of the total voting rights of the Company, and held as follows:
Shareholder | Ordinary Shares | Percentage of issued share capital |
PJ Claesson | 5,072,926 | 11.34% |
Johan och Marianne Claesson AB | 1,947,461 | 4.35% |
Fastighets AB Bremia | 567,500 | 1.27% |
CA Fastigheter AB | 2,687,465 | 6.01% |
Johannes Plan Fastigheter AB | 446,428 | 1.00% |
Total | 10,721,780 | 23.97% |
Further details in respect of the Purchase are provided below, in accordance with the EU Market Abuse Regulation (No 596/2014).
For further information contact:
K3 Business Technology Group plc | +44 (0) 161 876 4498 | |
Marco Vergani, CEO | ||
Rob Price, CFO | ||
finnCap Ltd | +44 (0) 207 220 0500 | |
Nominated Adviser and Broker |
| |
Julian Blunt/James Thompson (Corporate finance) |
| |
Richard Chambers (Corporate Broking) |
| |
| ||
KTZ Communications | +44 (0) 20 3178 6378 |
|
Katie Tzouliadis/Dan Mahoney |
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1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| PJ Claesson, and CA Fastigheter AB and Johannes Plan Fastigheter AB (both PCAs of, and companies controlled by, PJ Claesson)
| ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Non-executive director | ||||
b)
| Initial notification /Amendment
| Initial Notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| K3 Business Technology Group plc | ||||
b)
| LEI
| 213800QOJ9OF2AV81748 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of 25p each and warrants over Ordinary Shares of 25p each
ISIN: GB00B00P6061
| ||||
b)
| Nature of the transaction
| Transfer of ordinary shares and warrants over ordinary shares between controlled companies | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price
|
n/a
| ||||
e)
| Date of the transaction
| 9 June 2021 | ||||
f)
| Place of the transaction
| Outside a trading venue | ||||
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00B00P6061
Issuer Name
K3 BUSINESS TECHNOLOGY GROUP PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An event changing the breakdown of voting
3. Details of person subject to the notification obligation
Name
Per Johan Claesson and controlled companies
City of registered office (if applicable)
Kalmar
Country of registered office (if applicable)
Sweden
4. Details of the shareholder
Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above
City of registered office (if applicable)
Country of registered office (if applicable)
5. Date on which the threshold was crossed or reached
09-Jun-2021
6. Date on which Issuer notified
10-Jun-2021
7. Total positions of person(s) subject to the notification obligation
| % of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer |
Resulting situation on the date on which threshold was crossed or reached | 23.970000 | 0.000000 | 23.970000 | 10721780 |
Position of previous notification (if applicable) | 23.970000 | 0.000000 | 23.970000 |
|
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
Ordinary GB00B00P6061 | 10721780 |
| 23.970000 |
|
Sub Total 8.A | 10721780 | 23.970000% | ||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
Sub Total 8.B1 | ||||
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
Sub Total 8.B2 | |||||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
PJ Claesson |
| 11.340000 |
| 11.340000 |
PJ Claesson | Johan och Marianne Claesson AB | 4.350000 |
| 4.350000 |
PJ Claesson | Fastighets AB Bremia | 1.270000 |
| 1.270000 |
PJ Claesson | CA Fastigheter AB | 6.010000 |
| 6.010000 |
PJ Claesson | Johannes Plan Fastigheter AB | 1.000000 |
| 1.000000 |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
12. Date of Completion
11-Jun-2021
13. Place Of Completion
Kalmar, Sweden
Related Shares:
K3 Business Technology Group