13th Aug 2012 07:00
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
Annex DTR31. Name of the issuer 2. State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in CANACCORD FINANCIAL INC. accordance with LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). DTR 3.1.2 R
3. Name of person discharging 4. State whether notification relates
managerial responsibilities/ to a person connected with a director person discharging managerial responsibilities/director named in 3 and identify the connected person PAUL REYNOLDS N/A 5. Indicate whether the 6. Description of shares (including
notification is in respect of a class), debentures or derivatives holding of the person referred or financial instruments relating to in 3 or 4 above or in to shares respect of a non-beneficial interest COMMON SHARES PERSON REFERRED TO IN 3 7. Name of registered shareholders 8 State the nature of the (s) and, if more than one, the transaction number of shares held by each of them PURCHASE PAUL REYNOLDS
9. Number of shares, debentures or 10. Percentage of issued class
financial instruments relating acquired (treasury shares of that to shares acquired class should not be taken into account when calculating percentage) 13,300 COMMON SHARES 0.013%
11. Number of shares, debentures or 12. Percentage of issued class
financial instruments relating disposed (treasury shares of that to shares disposed class should not be taken into account when calculating percentage) N/A N/A
13. Price per share or value of 14. Date and place of transaction
transaction AUGUST 9, 2012, VANCOUVER, CANADA 5,000 SHARES AT $4.42 CANADIAN 8,300 SHARES AT $4.20 CANADIAN 15. Total holding following 16. Date issuer informed of notification and total transaction percentage holding following notification (any treasury shares should not be taken into account when calculating AUGUST 9, 2012 percentage) 1,008,654/0.99% THE FIGURE ABOVE INCLUDES SHAREHOLDINGS OWNED BY MR. REYNOLD'S SPOUSE
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17 Date of grant 18. Period during which or date on which exercisable
19. Total amount paid (if any) for 20. Description of shares or
grant of the option debentures involved (class and number)
21. Exercise price (if fixed at 22. Total number of shares or
time of grant) or indication debentures over which options held that price is to be fixed at following notification the time of exercise
23. Any additional information 24. Name of contact and telephone
number for queries NONE JULIA GRAY 1-416-687-5315
Name of authorised official of issuer responsible for making notification
JULIA GRAY, ASSOCIATE GENERAL COUNSEL AND ASSISTANT CORPORATE SECRETARY
Date of Notification AUGUST 13, 2012
Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.
(1) An issuer making a notification in respect of a transaction
relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative
relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to
a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial
instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Related Shares:
CF..L