4th Oct 2012 17:25
Entertainment One Ltd. Notification of Major Interests in Shares (Multiple)
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | ||||||||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | Entertainment One Limited | |||||||||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||||||||
An acquisition or disposal of voting rights | X | |||||||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||||||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||||||||
An event changing the breakdown of voting rights | ||||||||||
Other (please specify): | ||||||||||
3. Full name of person(s) subject to thenotification obligation: iii | Prudential plc group of companies | |||||||||
4. Full name of shareholder(s) (if different from 3.):iv | See attached schedule | |||||||||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 01 October 2012 | |||||||||
6. Date on which issuer notified: | 03 October 2012 | |||||||||
7. Threshold(s) that is/are crossed orreached: vi, vii | Above 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14% | |||||||||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
CA29382B1022 | Below 5% | Below 5% | 38,656,768 | 38,656,768 | 0 | 14.32% | 0 | |||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
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| Nominal | Delta | ||||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
38,656,768 | 14.31% | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
Prudential plc (parent Company) M&G Group Limited (wholly owned subsidiary of Prudential plc) M&G Limited (wholly owned subsidiary of M&G Group Limited) M&G Investment Management Limited (wholly owned subsidiary of M&G Limited) M&G Securities Limited (wholly owned subsidiary of M&G Limited)
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Proxy Voting: | ||
10. Name of the proxy holder: | N/A | |
11. Number of voting rights proxy holder will ceaseto hold: | N/A | |
12. Date on which proxy holder will cease to holdvoting rights: | N/A | |
13. Additional information: |
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14. Contact name: | James Todd / Mark Thomas M&G Investment Management Limited | |
15. Contact telephone number: | 020 7548 2293 / 020 7548 3266 | |
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | ||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | Entertainment One Limited | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | X | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
An event changing the breakdown of voting rights | ||||
Other (please specify): | ||||
3. Full name of person(s) subject to thenotification obligation: iii |
M&G Investment Funds 3 | |||
4. Full name of shareholder(s) (if different from 3.):iv |
State Street Noms Ltd A/C GMIQ State Street Noms Ltd A/C GMIR
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5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 01 October 2012 | |||
6. Date on which issuer notified: | 03 October 2012 | |||
7. Threshold(s) that is/are crossed orreached: vi, vii | See item 13 | |||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
CA29382B1022 | Below 5% | Below 5% | 37,990,101 | 37,990,101 | 0 | 14.06% | 0 | |||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
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| Nominal | Delta | ||||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
37,990,101 | 14.06% | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||||||
Proxy Voting: | ||||||
10. Name of the proxy holder: | N/A | |||||
11. Number of voting rights proxy holder will ceaseto hold: | N/A | |||||
12. Date on which proxy holder will cease to holdvoting rights: | N/A | |||||
13. Additional information: |
With reference to item 3, M&G Investments Funds 3 is an Open Ended Investment Company (OEIC) and is not a Prudential group company and must be separately disclosed (see TR1 form disclosed above). This OEIC Fund is managed by M&G Investment Management Limited (a wholly owned subsidiary of Prudential plc) and will have been previously attributed to Prudential plc solely on the basis that M&G Investment Management Ltd has direct fund management control over the shares identified in this notification.
Therefore the 14.06% holding being disclosed in this notification is encompassed in the 14.31% already disclosed under The Prudential plc group of companies and is NOT in addition to it.
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14. Contact name: | James Todd / Mark Thomas M&G Investment Management Limited | |||||
15. Contact telephone number: | 020 7548 3261 / 020 7548 3266 | |||||
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | ||||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | Entertainment One Ltd | |||||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||||
An acquisition or disposal of voting rights | ||||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||||
An event changing the breakdown of voting rights | x | |||||
Other (please specify): | ||||||
3. Full name of person(s) subject to thenotification obligation: iii | Marwyn Investment Management LLP
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4. Full name of shareholder(s) (if different from 3.):iv | Marwyn Value Investors LP Benjamin Shaw Mark Watts | |||||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 01 October 2012 | |||||
6. Date on which issuer notified: | 02 October 2012 | |||||
7. Threshold(s) that is/are crossed orreached: vi, vii | Below 40, 39, 38, 37, 36, 35,34,33,32,31,30% | |||||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
CA29382B1022 | 75,427,894 |
75,427,894 |
75,427,894 | 75,427,894 | 27.93% | |||||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||
Warrants | 29-03-2014 | 4,000,000 | 1.48% | |||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
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| Nominal | Delta | ||||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
79,427,894 | 29.41% | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
Marwyn Value Investors LP holds 79,424,894 voting rights Benjamin Shaw holds 2,000 voting rights. Mark Watts holds 1,000 voting rights.
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Proxy Voting: | ||
10. Name of the proxy holder: | ||
11. Number of voting rights proxy holder will ceaseto hold: | ||
12. Date on which proxy holder will cease to holdvoting rights: | ||
13. Additional information: | ||
14. Contact name: | Antoinette Vanderpuije | |
15. Contact telephone number: | 0207 004 2743 | |
Note: Annex should only be submitted to the FSA not the issuer | |
Annex: Notification of major interests in share | |
A: Identity of the persons or legal entity subject to the notification obligation | |
Full name (including legal form of legal entities)
| Marwyn Investment Management LLP
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Contact address (registered office for legal entities)
| 11 Buckingham StreetLondonWC2N 6DF |
Phone number & email
| 02070042743 |
Other useful information (at least legal representative for legal persons)
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B: Identity of the notifier, if applicable | |
Full name
| Antoinette Vanderpuije |
Contact address
| 11 Buckingham StreetLondonWC2N 6DF |
Phone number & email
| 02070042743 |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) | Compliance Officer |
C: Additional information | |
For notes on how to complete form TR-1 please see the FSA website. |
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | ||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | Entertainment One Ltd | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | X | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
An event changing the breakdown of voting rights | ||||
Other (please specify): | ||||
3. Full name of person(s) subject to thenotification obligation: iii | The Capital Group Companies, Inc. | |||
4. Full name of shareholder(s) (if different from 3.):iv | See Schedule A | |||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 1 October 2012 | |||
6. Date on which issuer notified: | 2 October 2012 | |||
7. Threshold(s) that is/are crossed orreached: vi, vii | Above 3, 4, 5% | |||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
Common Shares (ISIN: CA29382B1022) | 7,456,282 | 7,456,282 | 14,456,282 | 5.35% | ||||||||||||
B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
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| Nominal | Delta | ||||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
14,456,282 | 5.3534% | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
See Schedule A | ||
Proxy Voting: | ||
10. Name of the proxy holder: | ||
11. Number of voting rights proxy holder will ceaseto hold: | ||
12. Date on which proxy holder will cease to holdvoting rights: | ||
13. Additional information: | ||
14. Contact name: | ||
15. Contact telephone number: | ||
Note: Annex should only be submitted to the FSA not the issuer | |
Annex: Notification of major interests in share | |
A: Identity of the persons or legal entity subject to the notification obligation | |
Full name (including legal form of legal entities)
| The Capital Group Companies, Inc. |
Contact address (registered office for legal entities)
| 333 South Hope Street, 55th Floor Los Angeles, California 90071 |
Phone number & email
| (213) 615-0469 |
Other useful information (at least legal representative for legal persons)
| The Capital Group Companies, Inc. |
B: Identity of the notifier, if applicable | |
Full name
| Christopher Aquino |
Contact address
| 333 South Hope Street, 55th Floor Los Angeles, California 90071 |
Phone number & email
| (213) 615-0469 |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) | Fax: (213) 615-4056 |
C: Additional information | |
Due to a company reorganization, Capital Group International, Inc. ("CGII") and Capital Research and Management Company ("CRMC") will no longer report relevant holdings separately. With effect from 1 September 2012, the holdings under management will be reported in aggregate by the group's parent company, The Capital Group Companies, Inc. | |
For notes on how to complete form TR-1 please see the FSA website. |
Enquiries:
Redleaf Polhill |
Emma Kane Rebecca Sanders-Hewett
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+44(0)207 566 6720 |
Entertainment One Ltd. | Giles Willits
| +44(0)207 566 6720
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Related Shares:
Entertainment OnePrudential