10th May 2010 08:00
For filings with the FSA include the annex |
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For filings with issuer exclude the annex |
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
Micro Focus International PLC |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
X |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the notification obligation: iii |
Ameriprise Financial, Inc. and its group |
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4. Full name of shareholder(s) (if different from 3.):iv |
See additional information under 13 |
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5. Date of the transaction and date on which the threshold is crossed or reached: v |
5th May 2010 |
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6. Date on which issuer notified: |
6th May 2010 |
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7. Threshold(s) that is/are crossed or reached: vi, vii |
Above the threshold of 5% |
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8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction |
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Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights x |
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Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
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GB00B079W581 |
N/A |
N/A |
65,000 |
65,000 |
10,185,221 |
0.032% |
4.965% |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Exercise price |
Expiration date xvii |
Exercise/ Conversion period xviii |
Number of voting rights instrument refers to
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% of voting rights xix, xx
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CFD |
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38,436 |
Nominal |
Delta |
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0.019% |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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10,288,657
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5.016% |
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9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi |
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Ameriprise Financial, Inc., which through intermediate holding companies controls the voting rights of Columbia Management Investment Advisers, Columbia Wanger Asset Management, Threadneedle Management Luxembourg S.A. and Threadneedle Asset Management Holdings Ltd, which itself controls the voting rights of Threadneedle Asset Management Ltd, Threadneedle International Ltd and Threadneedle Pensions Ltd.
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Proxy Voting: |
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
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13. Additional information: |
Registered Owner
Littledown Nominees Ltd A/c 39364 1,019,206 The Bank of New York (Nominees) A/c 5240181 69,841 Limited Ameriprise Financial Inc A/c 1,765,236 HSBC Global Custody Nominees 5000212310 626,770 (UK) Ltd The Bank of New York (Nominees) A/c PTG 10972 7,863 Ltd Merrill Lynch Nominees Limited A/c XTHRF21 38,436 Columbia Wanger Asset A/c 4,303,105 Management Littledown Nominees Ltd A/c 05577 112,000 Littledown Nominees Ltd A/c 05576 1,215,000 Littledown Nominees Ltd A/c 07197 65,000 Littledown Nominees Ltd A/c 10479 4,900 Littledown Nominees Ltd A/c 07203 46,700 Littledown Nominees Ltd A/c 21667 13,700 Littledown Nominees Ltd A/c 34789 102,400 The Bank of New York (nominees) A/c PTG 1476 23,500 Limited Littledown Nominees Ltd A/c 10488 225,000 Littledown Nominees Ltd A/c 10490 620,000 |
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14. Contact name: |
Stacey Dryburgh, Threadneedle group |
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15. Contact telephone number: |
01793 363 751 |
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Note: Annex should only be submitted to the FSA not the issuer |
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Annex: Notification of major interests in share |
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A: Identity of the persons or legal entity subject to the notification obligation |
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Full name (including legal form of legal entities)
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Ameriprise Financial, Inc. (a company incorporated in the State of Delaware, USA) and its group |
Contact address (registered office for legal entities)
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c/o Data Management, Threadneedle Asset Management Holdings Ltd, 60 St Mary Axe, London EC3A 8JQ, UK |
Phone number & email
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01793 363 751 |
Other useful information (at least legal representative for legal persons)
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B: Identity of the notifier, if applicable |
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Full name
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Jane Smithard (Micro Focus International plc) |
Contact address
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The Lawn, 22-30 Old Bath Road, Newbury, RG14 1QN |
Phone number & email
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+44 1635 565492 |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) |
Company Secretary |
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C: Additional information |
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Micro Focus International plc received this notification from Ameriprise Financial, Inc and its group and is disclosing this information in accordance with DTR 5.8.12. |
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Related Shares:
MCRO.L