20th Jun 2014 15:05
TR-1: Notification of Major Interests in Shares | ||
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | Atlas Mara Co-Nvest Limited | |
2. Reason for the notification (yes/no) | ||
An acquisition or disposal of voting rights | Yes | |
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | No | |
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | No | |
An event changing the breakdown of voting rights | No | |
Other (please specify): ______________ | No | |
3. Full name of person(s) subject to notification obligation: | Wellington Management Company, LLP | |
4. Full name of shareholder(s) (if different from 3): | Mellon Nominees (UK) Ltd. BNY Mellon Nominees Limited Goldman Sachs International JP Morgan Chase Nominees Limited State Street Nominees Limited | |
5. Date of transaction (and date on which the threshold is crossed or reached if different): | 17 December 2013 | |
6. Date on which issuer notified: | 20 June 2014 | |
7. Threshold(s) that is/are crossed or reached: | 10% | |
8. Notified Details |
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A: Voting rights attached to shares |
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Class/type of shares If possible use ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction |
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Number of Shares | Number of voting rights | Number of shares | Number of voting rights | Percentage of voting rights |
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Direct | Indirect | Direct | Indirect |
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VGG0697K10666 Common Stock | 3,281,250 | 3,281,250 | 10.50% |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial instrument | Expiration date | Exercise/ conversion period | No. of voting rights that may be acquired (if the instrument is exercised/converted) | Percentage of voting rights |
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Warrant | 17 December 2017 | 13 December 2013 to 17 December 2017 | 1,093,750 | 3.50% |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial instrument | Exercise Price | Expiration date | Exercise/ conversion period | No. of voting rights instrument refers to | Percentage of voting rights |
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Nominal | Delta |
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Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
4,375,000 ( 3,281,250 Common Stock shares and 3,281,250 Warrants or 4,375,000 votes on a converted basis) | 14.00% | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: | ||
Mellon Nominees (UK) Ltd. - 655,064 shares BNY Mellon Nominees Limited - 2,556,266 shares Goldman Sachs International - 943,734 shares JP Morgan Chase Nominees Limited - 146,336 shares State Street Nominees Limited - 73,600 shares
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Proxy Voting: |
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
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13. Additional information: |
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14. Contact name: | John D. Norberg |
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15. Contact telephone number: | 617-790-7265 |
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Related Shares:
ATMA.L