15th Aug 2013 10:18
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES i | |||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | Ophir Energy PLC | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | X | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
An event changing the breakdown of voting rights | |||||
Other (please specify): | |||||
3. Full name of person(s) subject to thenotification obligation: iii | RS Investment Management Co. LLC
*An investment adviser registered with the U.S. Securities and Exchange Commission | ||||
4. Full name of shareholder(s) (if different from 3.): iv | Registered Holders: Aurora Nominees Ltd. BNY Mellon Nominees Limited Bank of New York, Brussels JP Morgan Chase Nominees Limited Northern Trust Nominees Limited Pershing Nominees Ltd. State Street Nominees Limited The Bank of New York Mellon | ||||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 13 August 2013 | ||||
6. Date on which issuer notified: | 14 August 2013 | ||||
7. Threshold(s) that is/are crossed orreached: vi, vii | 6% | ||||
8. Notified details: | |||||||||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||||||||||||
Direct | Direct | Indirect xii | Direct | Indirect | |||||||||||||
GB00B24CT194 | 29,421,289 | 29,421,289 | 35,400,009 | 35,400,009 | 6.01% | ||||||||||||
B: Qualifying Financial Instruments | |||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | |||||||||||||
N/A | |||||||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
| ||||||||||||
N/A |
| Nominal | Delta | ||||||||||||||
Total (A+B+C) | |||||||||||||||||
Number of voting rights | Percentage of voting rights | ||||||||||||||||
35,400,009 | 6.01% | ||||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
Not applicable | ||
Proxy Voting: | ||
10. Name of the proxy holder: | Not applicable | |
11. Number of voting rights proxy holder will ceaseto hold: | ||
12. Date on which proxy holder will cease to holdvoting rights: | ||
13. Additional information: | RS Investment Management Co. LLC 388 Market Street, Suite 1700 San Francisco, CA 94111 USA | |
14. Contact name: | Craig Madaleno | |
15. Contact telephone number: | +1 415 591 2700 | |
Related Shares:
OPHR.L