12th Nov 2014 07:00
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii | Atlas Mara Co-Nvest Limited | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | ü | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
An event changing the breakdown of voting rights | |||||
Other (please specify): | |||||
3. Full name of person(s) subject to thenotification obligation: iii | Guggenheim Partners Investment Management, LLC | ||||
4. Full name of shareholder(s) (if different from 3.):iv | BNY (Nominees) Limited State Street Bank and Trust | ||||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | Transaction date: 17-12-13 Threshold crossed: 20-12-13 | ||||
6. Date on which issuer notified: | 10-11-14 | ||||
7. Threshold(s) that is/are crossed orreached: vi, vii | 5%, 10%, 15% | ||||
8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
Ordinary shares | Less than 5% | 5,000,000 | 15.98% | |||||||||||||
VGG0697K10666
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B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
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| Nominal | Delta | ||||||||||||||
Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
5,000,000 | 15.98% | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
Guggenheim Partners Investment Management, LLC acts as discretionary investment manager on behalf of one or more investment funds/segregated accounts which beneficially own all of the securities reported herein.
Guggenheim Capital, LLC is the ultimate parent undertaking of Guggenheim Partners Investment Management, LLC. There are other entities in the ownership chain between Guggenheim Partners Investment Management LLC and Guggenheim Capital, LLC. In order from the bottom to the top of the chain these are: (i) Guggenheim Partners Investment Management Holdings, LLC; (ii) GI Holdco, LLC; (iii) GI Holdco II, LLC; (iv) Guggenheim Partners, LLC.
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Proxy Voting: | ||
10. Name of the proxy holder: | ||
11. Number of voting rights proxy holder will ceaseto hold: | ||
12. Date on which proxy holder will cease to holdvoting rights: | ||
13. Additional information: | ||
14. Contact name: | Robert Saperstein | |
15. Contact telephone number: | +1 212 901 9402 | |
Related Shares:
ATMA.L