12th May 2011 12:48
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | ||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | Randall & Quilter Investment Holdings Plc
| |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | x | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
An event changing the breakdown of voting rights | ||||
Other (please specify): | ||||
3. Full name of person(s) subject to thenotification obligation: iii | Lehman Brothers International (Europe) (in administration) | |||
4. Full name of shareholder(s) (if different from 3.):iv | N/A | |||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 10/05/2011 (i) | |||
6. Date on which issuer notified: | 11/05/2011 | |||
(i) Given the status of Lehman Brothers International (Europe) (in administration) ("LBIE"), information relating to the positions held by LBIE has been difficult to ascertain, which has resulted in the delay in being able to make the required notification. Furthermore, in this case, it has not been possible to determine the precise circumstances in which the threshold was crossed and the timing of crossing such threshold. In preparing this notification, LBIE has reviewed such information as is readily available to it from a range of records and the information provided herein is provided on the basis of the information in those records.
7. Threshold(s) that is/are crossed orreached: vi, vii | 2% Threshold (ii) |
8. Notified details: | |||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||
1657708 | 1657708 | 1632708 | 1632708 | N/A | 2.96% | ||||||
GB00B53F9329 | |||||||||||
B: Qualifying Financial Instruments | |||||||||||
Resulting situation after the triggering transaction | |||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | |||||||
N/A | |||||||||||
(ii) As you may be aware, on 15 September 2008 AV Lomas, SA Pearson, MJA Jervis and DY Schwarzmann, and on 30 November 2009 DA Howell, each a partner of PricewaterhouseCoopers LLP, ("Administrators") were appointed joint administrators of Lehman Brothers International (Europe) (in administration) ("LBIE"). As a result of the circumstances of LBIE's administration, LBIE's records may not reflect an accurate statement of its holding in shares of the Company. Discrepancies may arise, for example, as a result of trades which were executed prior to the administration of LBIE not being settled as between the parties post-administration, and as a result of the termination of contracts between LBIE and its counterparties (e.g. derivatives transactions under master agreements, and the liquidation of positions by third parties). In addition, LBIE employees with knowledge relevant to the holding may no longer work in LBIE's business. In preparing this Form, LBIE has reviewed such information as is readily available to it from a range of LBIE records ("Records") and the information provided herein is provided on the basis of the information in those Records.
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
| |
N/A |
| Nominal | Delta | |||
Total (A+B+C) | ||||||
Number of voting rights | Percentage of voting rights | |||||
1632708 | 2.96% | |||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
N/A | ||
Proxy Voting: | ||
10. Name of the proxy holder: | N/A | |
11. Number of voting rights proxy holder will ceaseto hold: | N/A | |
12. Date on which proxy holder will cease to holdvoting rights: | N/A | |
13. Additional information: |
N/A | |
14. Contact name: | Latifa Debarrh/ Adebola Adeniyi | |
15. Contact telephone number: | 02030362516/ 02030362981 | |
Related Shares:
RQIH.L