11th Feb 2010 12:06
THURSDAY 11 FEBRUARY 2010
Numis Corporation Plc ("Numis")
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
Numis Corporation PLC |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
X |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the notification obligation: iii |
BlackRock UK Emerging Compaines Hedge Fund |
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4. Full name of shareholder(s) (if different from 3.):iv |
N/A |
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5. Date of the transaction and date on which the threshold is crossed or reached: v |
9th February 2010 |
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6. Date on which issuer notified: |
10th February 2010 |
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7. Threshold(s) that is/are crossed or reached: vi, vii |
Holding has gone above 3% |
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8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction |
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Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights x |
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Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
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GB00B05M6465 |
N/A |
N/A |
0 |
0 |
N/A |
0.00% |
N/A |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial instrument |
Exercise price |
Expiration date xvii |
Exercise/ Conversion period xviii |
Number of voting rights instrument refers to
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% of voting rights xix, xx
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CFD |
N/A |
N/A |
N/A |
3,553,597 |
Nominal |
Delta |
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3.20% |
3.20% |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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3,553,597 |
3.20% |
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9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi |
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Proxy Voting: |
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
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13. Additional information: |
BlackRock Compliance Disclosures Team |
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14. Contact name: |
Stuart Watchorn |
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15. Contact telephone number: |
020 7743 5741; [email protected] |
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Note: Annex should only be submitted to the FSA not the issuer |
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Annex: Notification of major interests in share |
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A: Identity of the persons or legal entity subject to the notification obligation |
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Full name (including legal form of legal entities)
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BlackRock UK Emerging Compaines Hedge Fund. |
Contact address (registered office for legal entities)
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33 King William Street, London, EC4R 9AS |
Phone number & email
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020 7743 5741; [email protected] |
Other useful information (at least legal representative for legal persons)
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Stuart Watchorn |
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B: Identity of the notifier, if applicable |
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Full name
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Stuart Watchorn |
Contact address
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33 King William Street, London, EC4R 9AS |
Phone number & email
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020 7743 5741; [email protected] |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) |
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C: Additional information |
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The total number of Numis ordinary shares in issue is 111,132,079 with each ordinary share carrying the right to one vote. There are no shares held in treasury.
The total number of voting rights in Numis is 111,132,079.
END
Contacts Numis Corporation: Oliver Hemsley, Chief Executive 020 7260 1256 Simon Denyer, Company Secretary 020 7260 1225
Brunswick: Gill Ackers 020 7396 5382 Carole Cable 020 7396 7458
PricewaterhouseCoopers LLP (Nominated Adviser): Simon Boadle 020 7583 5000 Jon Raggett 020 7583 5000 |
Related Shares:
NUM.L