1st May 2014 07:54
1 May 2014
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii | GLENCORE XSTRATA PLC | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | Yes | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | No | ||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | No | ||||
An event changing the breakdown of voting rights | No | ||||
Other (please specify): | No | ||||
3. Full name of person(s) subject to thenotification obligation: iii | Qatar Holding LLC Qatar Investment Authority (as parent undertaking only) | ||||
4. Full name of shareholder(s) (if different from 3.):iv | Qatar Holding LLC | ||||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 28 April 2014 | ||||
6. Date on which issuer notified: | 30 April 2014 | ||||
7. Threshold(s) that is/are crossed orreached: vi, vii | Holding is above 9% | ||||
8. Notified details: | |||||||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | |||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||
USD 0.01 Ordinary Shares
JE00B4T3BW64
| N/A | N/A | 1,154,700,474 | 1,154,700,474 | 1,154,700,474 | 8.696% | N/A | ||||||||
B: Qualifying Financial Instruments | |||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | |||||||||||
N/A | N/A | N/A | N/A | N/A | |||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to
| % of voting rights xix, xx
| ||||||||||
Options on ordinary shares | N/A | Dates starting 09 Oct 2012 and ending 12 Feb 2013 | N/A | 43,880,330 (after delta adjustment) | Nominal | Delta | |||||||||
See section 13. | 0.330% | ||||||||||||||
Total (A+B+C) | |||||||||||||||
Number of voting rights | Percentage of voting rights | ||||||||||||||
1,198,580,804 | 9.027% | ||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
Qatar Holding LLC is the beneficial holder of the specified shares and voting rights in Glencore Xstrata PLC. Qatar Holding LLC is established as a limited liability company in the Qatar Financial Centre and is licensed by the QFC Authority under License No. 00004. Qatar Holding LLC is wholly-owned by Qatar Investment Authority ("QIA") and makes this notification on behalf of itself and QIA. | ||
Proxy Voting: | ||
10. Name of the proxy holder: | ||
11. Number of voting rights proxy holder will ceaseto hold: | ||
12. Date on which proxy holder will cease to holdvoting rights: | ||
13. Additional information: | On a nominal basis the voting rights underlying the options on ordinary shares total 124,279,214. The voting rights underlying the options on ordinary shares have been re-calculated on a delta-adjusted basis, as permitted by the Financial Conduct Authority's (the "FCA") Disclosure and Transparency Rules (the "DTRs").
As required under the FCA DTRs, this notification has been prepared using the total voting rights figure of 13,278,405,466 as set out in the public announcement made by Glencore Xstrata plc. | |
14. Contact name: | Mr. Ahmad Al-Sayed, Managing Director & CEO of Qatar Holding LLC
| |
15. Contact telephone number: | +974.4499.5806 | |
Related Shares:
Glencore